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J Thorac Cardiovasc Surg 1996;111:359-366
© 1996 Mosby, Inc.


SURGERY FOR CONGENITAL HEART DISEASE

DEPRESSION OF CARDIAC FUNCTION AFTER DEEP HYPOTHERMIC CIRCULATORY ARREST IN DEEPLY ANESTHETIZED NEONATAL LAMBS

Harm Velvis, MDa, Michael H. Hines, MDb, H. Sidney Klopfenstein, MD, PhDc, David D. Berry, MDa, Jakob Vinten-Johansen, PhDb


Winston-Salem, N.C.

Received for publication March 7, 1995. Accepted for publication May 18, 1995. Address for reprints: Harm Velvis, MD, Department of Pediatrics, Section of Cardiology, Bowman Gray School of Medicine, Wake Forest University, Medical Center Blvd., Winston-Salem, NC 27157-1081.

Abstract

Cardiac dysfunction is common after neonatal cardiac operations. Previous in vivo studies in neonatal animal models however, have failed to demonstrate decreased left ventricular function after ischemia and reperfusion. Cardiac dysfunction may have been masked in these studies by increased endogenous catecholamine levels associated with the use of light halothane anesthesia. Currently, neonatal cardiac operations are often performed with deep opiate anesthesia, which suppresses catecholamine surges and may affect functional recovery. We therefore examined the recovery of left ventricular function after ischemia and reperfusion in neonatal lambs anesthetized with high-dose fentanyl citrate (450µg/kg administered intravenously). Seven intact neonatal lambs with open-chest preparation were instrumented with left atrial and left ventricular pressure transducers, left ventricular dimension crystals, and a flow transducer. The lambs were cooled (<18º C) on cardiopulmonary bypass (22 ± 6 minutes), exposed to deep hypothermic circulatory arrest (46 ± 1 minutes), and rewarmed on cardiopulmonary bypass (30 ± 10 minutes). Catecholamine levels and indexes of left ventricular function were determined before (baseline) and 30, 60, 120, 180, and 240 minutes after termination of cardiopulmonary bypass. Levels of epinephrine, norepinephrine, and dopamine were unchanged from baseline values. Left ventricular contractility (slope of end-systolic pressure-volume relationship) was depressed from baseline value (31.7 ± 9.3 mm Hg/ml) at 30 minutes (15.7 ± 6.4 mm Hg/ml) and 240 minutes (22.7 ± 6.4 mm Hg/ml) but unchanged between 60 and 180 minutes. Left ventricular relaxation (time constant of isovolumic relaxation) was prolonged from baseline value (19.0 ± 3.0 msec) at 30 minutes (31.4 ± 10.0 msec) and 240 minutes (22.1 ± 2.8 msec) but unchanged between 60 and 180 minutes. Afterload (left ventricular end-systolic meridional wall stress) was decreased at 30, 60, and 240 minutes. Indexes of global cardiac function (cardiac output, stroke volume), preload (end-diastolic volume), and left ventricular compliance (elastic constant of end-diastolic pressure-volume relationship) were unchanged from baseline values. In deeply anesthetized neonatal lambs exposed to ischemia and reperfusion, left ventricular contractility, relaxation, and afterload are markedly but transiently depressed early after reperfusion and mildly depressed late after reperfusion. (J THORACCARDIOVASCSURG1996;111:359-66)

With increasing frequency, surgical correction of congenital heart disease is being performed in the neonatal period.Go Go 1-3 Early corrective surgery avoids the need for palliative procedures and limits the duration of chronic cyanosis or ventricular overload. Early corrective operations are technically more challenging, however, and expose immature neonatal hearts to ischemia and reperfusion, to which they have unique responses. Most studies indicate better functional recovery after ischemia and reperfusion in immature hearts than in mature hearts.Go Go 4-9 The time between onset of ischemia and onset of contracture, however, is generally decreased in immature hearts.Go Go Go 4,10,11 Also, the immature heart may be particularly susceptible to perfusion cooling in the nonarrested state.Go Go 12,13 Finally, the efficacy of cardioplegia protection strategies is more variable in neonates.Go Go Go Go 6,7,14-17 Most of these studies were performed in isolated hearts, and relatively few studies examined recovery from ischemia-reperfusion injury in intact neonatal animal models.Go Go 18-23 In intact neonatal lambs and piglets exposed to 60 to 120 minutes of hypothermic global ischemia and 45 to 90 minutes of reperfusion, left ventricular (LV) compliance has previously been reported to be normalGo 20 or depressed,Go Go 18,21 and LV contractility has been reported to be normalGo Go Go 19,21,23 or enhanced.Go Go Go 18,20,22 These findings are inconsistent with the clinical observations of cardiac dysfunction and common need for cardiotonic drugs after operations for congenital heart disease.Go 24 One important variable determining the functional outcome after ischemia is the level of circulating endogenous catecholamines.Go 25 The use of light anesthesia in previous studies did not prevent cardiopulmonary bypass (CPB) and ischemia–related increases in the levels of circulating catecholamines,Go 24 which in turn increased the inotropic state of the (stunned) myocardiumGo 25 and therefore may have masked myocardial dysfunction. The current common use of deep opiate anesthesia, analgesia, and sedation both during and after neonatal cardiac operations suppresses catecholamine surgesGo 24 and may consequently unmask myocardial dysfunction after ischemia and reperfusion. We therefore tested the hypothesis that LV function is depressed after surgical ischemia and reperfusion in a model of deeply anesthetized intact neonatal lambs.

Materials and methods

Animals
Seven neonatal lambs (age 15 ± 2 days; weight 8.1 ± 1.4 kg) were studied. The lambs received humane care in compliance with the "Principles of Laboratory Animal Care" formulated by the National Society for Medical Research and the "Guide for the Care and Use of Laboratory Animals" prepared by the Institute of Laboratory Animal Resources and published by the National Institutes of Health (NIH Publication No. 86-23, revised 1985). The study protocol was approved by the Institutional Animal Care and Use Committee.

Surgery
Surgery was performed with the animals anesthetized with fentanyl citrate (300 µg/kg administered intravenously for induction, 50 µg/kg supplemented intravenously every hour) and ketamine hydrochloride (20 mg/kg administered intravenously for induction, 5 mg/kg supplemented intravenously every hour). The lambs were ventilated by volume-cycled respirator with oxygen-enriched room air. Polyvinyl catheters were placed in the femoral vein for delivery of fluids and drugs and in the femoral artery for pressure measurements.

After a median sternotomy, the pericardium was widely incised and tented. Solid-state pressure transducers (Konigsberg Instruments, Inc., Pasadena, Calif.) and fluid-filled catheters for transducer calibration were placed into the LV through the LV apex and into the left atrium through the left atrial appendage. Before operation, the pressure transducers were precisely calibrated at 39º C (normal body temperature for lambs). A fluid-filled catheter was also placed in the main pulmonary artery. Pairs of ultrasonic crystals (Triton Technology, San Diego, Calif.) were implanted to measure LV minor- and major-axis dimensions and LV wall thickness. An ultrasonic flow-transducer (Transonic Systems Inc., Ithaca, N.Y.) was placed around the pulmonary artery. Umbilical tape snares were placed loosely around the venae cavae. Finally, temperature probes (Sorin Biomedical, Irvine, Calif.) were placed in the nasopharynx, skin, and myocardium.

CPB, arrest, and cardioplegia
After acquisition of baseline data, a single 22F venous return cannula was placed in the right atrium and a 10F arterial cannula was placed in the ascending aorta. After systemic anticoagulation with 300 U/kg of heparin, the lambs were placed on total CPB with venous blood pumped through an infant membrane oxygenator (Sarns, 3M Health Care, Ann Arbor, Mich.) and oxygenated blood was returned with a roller pump. The pump was primed with a mixture of maternal packed erythrocytes and hetastarch (Hespan) to maintain a hematocrit of approximately 20%. The flow rate was set at 150 ml · kg-1 · min-1 and adjusted to maintain a mean arterial pressure of 40 to 50 mm Hg. A single 1 mg phentolamine mesylate bolus was given and the lambs were cooled to 18º C nasopharyngeal temperature by perfusion cooling with a heat exchanger (Sarns) with supplemental topical cooling. When the target temperature had been achieved, the aorta was crossclamped, a single dose of 10 ml/kg cold (4º C) crystalloid cardioplegia (Pledgisol) with a composition of 16 mmol/L potassium, 120 mmol/L sodium, 160 mmol/L chloride, 1.2 mmol/L ionized calcium, 10 mmol/L bicarbonate, and 16 mmol/L magnesium, an osmolarity of 324 mOsm/L, and a pH 7.56 at 37º C was delivered by antegrade hand injection into the aorta proximal to the crossclamp. The circulation was arrested and the blood volume collected in the blood reservoir. The myocardial temperature was kept below 10º C with topical saline ice slush. Deep hypothermic circulatory arrest was maintained for 45 minutes, after which the lambs were rewarmed on CPB to 37º C nasopharyngeal temperature and weaned from CPB without inotropic support. Only one lamb received a single dose of 100 mg/kg calcium gluconate in response to a low post-CPB ionized calcium level (1.00 mmol/L). Post-CPB levels of ionized calcium were within normal limits but were slightly lower than pre-CPB levels (1.31 ± 0.18 mmol/L vs 1.50 ± 0.27 mmol/L; p < 0.05).

Data acquisition and analysis
Analog (Universal Signal Conditioners, RS3800 recorder; Gould Instrument Systems, Inc., Valley View, OH) and digital (Memorex Telex 386 PC; Memorex Telex Corporation, Tulsa, Okla.; Spectrum Software, Bowman Gray School of Medicine, Winston-Salem, N.C., and Triton Technology, San Diego, Calif.) data were acquired at baseline before CPB and at 30, 60, 120, 180, and 240 minutes after termination of CPB. The fluid-filled catheters were connected to external transducers (Micro Switch, A Honeywell Division, Freeport, Ill.) placed at midheart level and calibrated with a mercury-column sphygmomanometer. Digital data were acquired during transient respiratory apnea for 15 seconds at 200 Hz during steady-state conditions and during brief occlusions of the venae cavae to generate variably loaded pressure-volume loops. Data related to global, systolic, and diastolic LV function were averaged for each data file. Global LV function was assessed by cardiac output, stroke volume, and heart rate. LV systolic function was assessed by means of relatively load-independent pressure-volume relationship indexes. LV volume (Vlv) was calculated according to the following formula:

Vlv = {pi}/6 · (D1 · D2 · D3)

where D1 and D2 represent the LV endocardial anterior-posterior dimension and D3 represents LV apex-base dimension. Relationships (ESPVRs) between end-systolic LV pressure (Pes) and volume (Ves) were determined according to the following formulaGo 26:

Pes= Ees (Ves - V0)

where Ees is the slope of ESPVR (elastance) and V0 is the volume intercept at zero pressure. Two components of LV diastolic function, LV rate of relaxation and LV compliance, were assessed. LV rate of relaxation was determined by calculating {tau}, the time constant of isovolumic relaxation, according to the Weiss methodGo 27:

P(t) = P(0) e-t/{tau}

where P0 is the LV pressure at minimum dP/dt, t is time after initial t0, and {tau} is the time constant. LV compliance was determined by fitting LV end-diastolic pressures (Ped) and volumes (Ved) to the following exponential formulaGo 28:

Ped = a · eb · Ved

where a is the pressure axis intercept at zero volume and b is the LV end-diastolic elastic constant. Ved, a measure of preload, was monitored and kept constant (with fluid infusions when needed) throughout the protocol. Afterload was assessed by calculating LV end-systolic meridional wall stress (Ses) according to the following formulaGo 29:


where Des is the end-systolic endocardial anterior-posterior dimension and Hes is the end-systolic wall thickness calculated as follows:


Biochemical measurements
Arterial blood gases (ABL30; Radiometer Medical A/S, Copenhagen, Denmark) and hematocrits (MB Centrifuge; International Equipment Co., Needham Heights, Mass.) were obtained every 10 to 30 minutes. The {alpha}-stat method was used for pH control. Arterial blood samples for catecholamine measurements were taken at baseline and at 60 and 240 minutes after termination of CPB. The blood samples were quickly transferred to chilled tubes containing ethyleneglycol-bis-(ß-aminoethylether)-N,N, N',N'-tetraacetic acid and centrifuged, the plasma was frozen at -70º C. The plasma samples were extracted with alumina and the concentrations of epinephrine, norepinephrine, and dopamine were determined by high-pressure liquid chromatographic electrochemical detection.

Statistical analysis
Statistical analysis was performed with Statistical Analysis Systems software for the personal computer (SAS Institute, Cary, N.C.). All data were summarized as means and standard deviations. Univariate repeated-measures analysis of variance for within subject effects and the Dunnett testing procedure were used to assess for differences from baseline values.Go 30 A p value < 0.05 was considered significant.

Results

Biochemical measurements
Measurements of pH, carbon dioxide tension, and oxygen tension obtained after termination of CPB did not differ from baseline values Go(Table I). Bicarbonate levels were transiently lower at 30 minutes after CPB, indicating some degree of metabolic acidosis. Hematocrits were generally lower after CPB(Table II), despite transfusions of packed erythrocytes. The concentrations of norepinephrine, epinephrine, and dopamine after CPB did not differ from baseline values(Table II), indicating that the anesthetic regimen was not associated with catecholamine surges. There was no relationship between concentrations of catecholamines and recovery of LV contractility at 60 or 240 minutes.


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Table I. Acid-base status
 

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Table II. Hematocrits and catecholamines
 
Global LV function and arterial pressures Go(Table III)
Cardiac output was in general well maintained after CPB, with only a small decrease (24%) at 120 minutes. Stroke volume was also well maintained, with a slight increase (20%) at 60 minutes. Heart rate after CPB did not differ from baseline. During the 4 hours of observation after CPB, mean arterial pressure was decreased to a variable degree, ranging from 26% to 39%. In contrast, mean pulmonary artery pressure was transiently increased, varying from 48% at 30 minutes to 27% at 180 minutes, and had returned to baseline at 240 minutes.


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Table III. Global cardiac function and arterial pressures
 
LV systolic function
LV contractility, as assessed by Ees (the slope of the ESPVR), was depressed by 48% at 30 minutes after CPB, did not differ from baseline between 60 and 180 minutes, and was depressed by 28% at 240 minutes (Fig. 1). Simultaneously, V0 (the volume intercept) of the ESPVR (5.8 ± 2.1 ml at baseline) was shifted to the left at 30 minutes (4.4 ± 2.1 ml; p < 0.05) and 240 minutes (5.0 ± 1.9 ml; p < 0.05), indicating a pivotal shift in the ESPVR.



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Fig. 1. LV contractility, as assessed by the slope of the ESPVR (Ees, end-systolic elastance), at baseline (BSLN) and after CBP/deep hypothermic circulatory arrest (CPB/DHCA). Data presented as mean and standard deviation. Asterisk represents p < 0.05.

 
LV diastolic function
LV relaxation, as assessed by the time constant {tau}, was prolonged by 65% at 30 minutes after CPB, did not differ from baseline between 60 and 180 minutes, and was more mildly prolonged (16%) at 240 minutes (Fig. 2). LV compliance, assessed by b (the elastic constant of the end-diastolic pressure-volume relationship), and LV diastolic pressures (Ped and minimum LV pressure) did not differ from baseline after CPB. LV preload, as assessed by Ved and left atrial mean pressure, was maintained with volume infusions by study design.



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Fig. 2. LV relaxation, as assessed by {tau} (the time constant of isovolumic pressure decline), at baseline (BSLN) and after CPB/deep hypothermic circulatory arrest (CPB/DHCA). Data presented as mean and standard deviation. Asterisk represents p < 0.05.

 
LV afterload
LV afterload, as assessed by Ses, was decreased by 38% at 30 minutes, was decreased by 24% at 60 minutes, did not differ from baseline at 120 and 180 minutes, and was again decreased (by 22%) at 240 minutes after termination of CPB (Fig. 3).



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Fig. 3. LV afterload, as assessed by Ses, at baseline (BSLN) and after CPB/deep hypothermic circulatory arrest (CPB/DHCA). Data presented as mean and standard deviation. Asterisk represents p < 0.05.

 
Discussion

In deeply anesthetized neonatal lambs, LV contractility and relaxation are markedly depressed after 45 minutes of deep hypothermic circulatory arrest and approximately 60 minutes of reperfusion (30 minutes after termination of CPB). The depression of LV contractility and relaxation is transient with complete recovery between 60-180 minutes after termination of CPB. LV contractility and relaxation were again depressed 240 minutes after CPB, however, albeit to a much lesser degree. In contrast to the effects on contractility and relaxation, static end-diastolic LV compliance was unaffected in this model. In addition, clinically monitored indexes of cardiac function, such as cardiac output and stroke volume, are well maintained after ischemia and reperfusion. A decrease in afterload allows cardiac output to be maintained despite depressed contractility. The presence of LV dysfunction detected with relatively load-insensitive indexes of LV contractility (Ees), would not have been recognized with common clinically monitored and load-sensitive indexes of LV function (cardiac output, stroke volume).

In these neonatal lambs, the use of deep opiate anesthesia with high-dose fentanyl citrate effectively prevents increases in circulating catecholamines after CPB and surgical ischemia. This finding is consistent with previous findings in human neonates.Go 24 The measured circulating levels of norepinephrine and dopamine reported in this study were in the normal range for neonatal human beingsGo 31 and for lambs,Go 32 whereas the levels of epinephrine were moderately higher than those in both these species. The levels of epinephrine we found are, however, similar to the preoperative values in human neonates undergoing cardiac operations.Go 24 Both the elevated levels of epinephrine and the increased norepinephrine/epinephrine ratio observed in this study may be a result of neurally mediated adrenal medullary release of epinephrine related to the stress of surgical instrumentation.Go 32 The levels of epinephrine measured in this study are well below those affecting contractility and causing cardiotoxic effects.Go 33 Moreover, much larger increases in circulating catecholamines resulting from CPB and ischemiaGo Go 24,34 were prevented in this study, which allowed the assessment of functional recovery from ischemia at similar levels of catecholamine stimulation. Although increased circulating catecholamines may provide short-term compensation for depressed LV contractility caused by myocardial stunning,Go 25 catecholamines are most likely ultimately deleterious especially to the neonatal heart.Go 33 Human neonates undergoing cardiac operations have improved outcomes when catecholamine surges are prevented by deep opiate anesthesia.Go 24 More direct evidence is provided by studies in neonatal pigs exposed to exogenous epinephrine.Go 33 On the basis of both functional and ultrastructural observations, cardiotoxicity is more apparent in neonatal myocardium than in adult myocardium. The reason for the increased susceptibility of the neonatal myocardium is unclear but may be related to differences in pharmacokinetics of catecholamines or to developmental differences in cardiac myocytes. Epinephrine and ischemia-reperfusion have several well-established cardiotoxic effects in common, such as oxygen wasting, production of oxygen-derived free radicals, and increased transsarcolemmal calcium ion influx. These effects may amplify each other, similar to the effects of the digitalis glycoside ouabain, which causes an increased transsarcolemmal calcium ion influx and has a deleterious effect on the neonatal myocardium exposed to ischemia.Go 35

The findings in this study show interesting similarities to and differences from the findings in studies performed by Blatchford and coworkersGo Go 18,36 in a similar model, in which they used a regimen of relatively light anesthesia with halothane. In these studies, prolonged CPB (120 minutes),Go 18 but not brief CPB (65 minutes),Go 36 was associated with decreased LV compliance. The addition of cardiac or circulatory arrest to the protocol did not result in further dysfunction. Despite an actual increase in contractility after CPB and arrest, global cardiac function (cardiac output, stroke volume) was depressed. Similarly, in our study, brief CPB (52 minutes) was not associated with changes in LV compliance. In contrast, in our study, LV contractility was depressed whereas cardiac output and stroke volume were maintained because of simultaneously decreased afterload. The lack of elevated circulating catecholamines in our study may be responsible for these differences.Go 18 The presence of several differences in design between these studies, however, does not allow any firm conclusions regarding mechanisms for the discrepancies in the findings.Go 37 The finding in our study of well-maintained cardiac output resulting from decreased afterload and occurring despite depressed contractility reemphasizes the clinical importance of evaluating neonates after neonatal cardiac surgery primarily in terms of adequacy of cardiac output, rather than in terms of maintaining some arbitrarily defined blood pressure. In this study, mean and phasic arterial blood pressures were decreased after CPB during the entire 4-hour observation period.

The occurrence of mildly depressed LV contractility and relaxation late (4 hours) after CPB and arrest are compatible with clinical observations and theoretic considerations. In clinical studies in human neonates after repair of a variety of congenital cardiac defects, Starling responses to volume loading were normal within 2 hours of CPB, followed by deterioration of cardiac performance between 4 and 8 hours after CPB.Go 38 In children, cardiac output may not be depressed until several hours after operation.Go 39 Theoretic considerations for late dysfunction focus on the role of polymorphonuclear leukocytes in the pathogenesis of ischemia-reperfusion injury. Early endothelial cell dysfunction is followed by extravasation of polymorphonuclear leukocytes and late cardiac myocyte injury. This late phase of myocyte injury occurs 4 to 5 hours after reperfusion and is referred to as the "neutrophil amplification" phase.Go 40 Also, specific endothelial leukocyte, intercellular, and vascular cell adhesion molecules are maximally expressed 4 to 6 hours after injury.Go 41

Two methodologic issues require further discussion. First, because of elevation of pulmonary pressures and reduction of systemic pressures, the relationship between right ventricular and LV pressures changed during the study. This may have affected LV geometry and the reliability of Vlv calculations.Go 42 To justify our method of Vlv calculation, we compared stroke volume data calculated from dimensional measurements (SVc) with stroke volume data measured with the flow transducer (SVm). We found a consistent relationship (SVm = 0.6 + 0.9 · SVc; r = 0.78) that was independent of pulmonary and systemic arterial pressures. In addition, the small changes in right ventricular afterload are unlikely to have affected LV systolic function.Go 42 The other issue relates to the extent of ischemic injury in normal hearts. The duration of ischemia was relatively short, and the postischemic dysfunction was therefore relatively mild and transient.Go 43 More significant dysfunction might have been detected in the presence of a longer period of ischemiaGo 43 or in the presence of associated conditions such as cyanosis,Go 43 ventricular hypertrophy,Go Go 23,37 or ventricular dilation.Go 37 Congenital heart defects are invariably associated with one or more of these conditions. Future incorporation of these conditions in the model may better define the importance of cardiac dysfunction and the need for cardiotonic drugs after operations for congenital heart disease.

Footnotes

From the Departments of Pediatrics,a Cardiothoracic Surgery,b and Internal Medicine,c Bowman Gray School of Medicine, Wake Forest University, Winston-Salem, N.C. Back

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