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J Thorac Cardiovasc Surg 1996;112:14-20
© 1996 Mosby, Inc.
SURGERY FOR CONGENITAL HEART DISEASE |
Received for publication July 5, 1995 revisions requested August 17, 1995; revisions received Oct. 28, 1995 Accepted for publication Nov. 10, 1995. Address for reprints: Francine Leca, MD, Department of Cardiovascular Surgery, Hôpital Laennec, 42 rue de Sèvres, 75007 Paris, France.
Abstract
Partial atrioventricular septal defects are electively repaired with good results. However, recent reports suggest that such repair is potentially a high-risk surgical procedure. Our aim was to determine the risk factors of adverse outcome early after surgical treatment of atrioventricular septal defects in our hospital. A retrospective study was done in 100 consecutive patients from 2 months to 50.6 years old (median 3.6 years) who underwent surgical correction between January 1984 and December 1993. An intermediate form of the lesion was noted in 31% of cases. Congestive heart failure occurred in 50% of cases. Preoperative left atrioventricular valve incompetence (moderate to severe) was present in 63% of patients. Severe abnormalities of left subvalvular apparatus were noted in 28% of patients. The cleft of the left atrioventricular valve was closed in 76% of cases. The study was done to determine risk factors associated with hospital mortality (13%), postoperative residual left atrioventricular valve incompetence (23%), and early reoperation (14%) within the first 30 postoperative days. Univariate analysis showed that age at the date of operation and cleft closure were not related to an early adverse outcome. A stepwise logistic regression with variables selected by univariate analysis identified infections and severe abnormalities of left subvalvular apparatus as predictive factors of early death (odds ratios, 28.07 and 6.18, respectively), preoperative left atrioventricular valve regurgitation as a predictive factor of residual postoperative left atrioventricular valve regurgitation (odds ratio, 5.34), and severe abnormalities of left subvalvular apparatus as a predictive factor of early reoperation (odds ratio, 5.27). These results emphasize the importance of the severity of the morphologic features of the left subvalvular apparatus, the occurrence of early postoperative infections, and the presence of residual left atrioventricular valve regurgitation as risk factors in the early period after surgical correction of partial atrioventricular septal defects. (J THORAC CARDIOVASC SURG 1996;112:14-20)
Atrioventricular septal defects (AVSDs), which consist of abnormalities of both the cardiac septum and the atrioventricular (AV) valves, have been surgically repaired for the past three decades. AVSDs can be classified into complete or partial forms depending on the presence of one or two valve outlets. In addition, the presence of a cleft in the anterior leaflet of the left AV valve is common to both forms. Numerous studies have demonstrated the importance of left AV valve regurgitation on clinical outcome.
1-5 However, despite different surgical approaches to repair of the left AV valve, these do not appear to decrease left AV valve regurgitation, because the pathophysiologic features of this disorder are still not totally understood.
2 Even for partial AVSD, the early outcome of surgical correction for these defects has raised some concern. The aim of this study was therefore to determine the risk factors involved in adverse early outcome for surgical repair of partial AVSD.
Patients and methods
Between January 1984 and December 1993, 100 consecutive patients were operated on because of partial (69%) or intermediate (31%) AVSD at Laennec Hospital (Paris, France). Patients with the partial form of AVSD were those who had two valve orifices associated with a cleft of the left AV valve. Patients with intermediate forms of AVSD were those with a small ventricular septal defect associated with two valve orifices and with a cleft of the left AV valve leading to use of a surgical approach similar to that used for patients with partial forms. Patients with complete forms of AVSD (and thus a single valve outlet) were excluded from the study, as were those with an associated complex congenital lesion. The ages of patients ranged from 2 months to 50.6 years (median 3.6 years; 25th and 75th percentiles, 1.06 and 1.08 years, respectively). Down syndrome was present in nine cases (5 intermediate and 4 partial AVSD). At the time of operation, 50% of patients had already had one or several episodes of congestive heart failure (CHF).
Catheterization data, echocardiograms, and operative and hospital records were reviewed for all patients. Data on the occurrence and severity of preoperative AV valve regurgitation were available in all patients for the left AV valve lesions and in 80% of patients for the right AV valve lesions. In accordance with previous reports in the literature, assessment of left AV valve regurgitation was based on a subjective scale (grade 0 to 4).
2 The regurgitation was considered significant in cases assigned grades from 2 to 4 (moderate to severe). Preoperative left AV valve regurgitation was noted in 63% of cases (25 grade 2, 16 grade 3, and 22 grade 4). Pulmonary artery hypertension (PAH), defined as a systolic pulmonary artery pressure greater than 30 mm Hg, was present in 48 (51.6%) of 93 patients and reached 50 mm Hg or more in 13 (14%) cases before the intervention.
The morphology of the left subvalvular apparatus was classified with data obtained from operative records. Abnormal morphologic features of the subvalvular apparatus have been previously described in patients with partial AVSD,
6-8 and thus only severe abnormalities were retained for study as follows. Rudimentary or absent chordal apparatuses were defined as malformed. Those directly inserted into the undersurface of the leaflet instead of the margin were considered as chordal malpositions. Malformations and malpositions of the chordal apparatuses were grouped together. Malformations of papillary muscles included abnormally thick muscles and multiple thin muscles with abnormal insertions into the ventricular wall. Only extreme malpositions of the papillary muscles, such as extreme lateralization or single papillary muscle, were retained. Left AV valves with potentially parachute structure were also separately noted. These severe abnormalities of the left subvalvular apparatus are shown in Table I
and were present in several patients.The left AV valve morphologic features were also noted from operative records and were in agreement with the description of Becker and Anderson.
8 Basically, the "ostium primum" was associated with a cleft of the left AV valve, separated from the right AV valve by a connecting tongue of the bridging leaflets. Other abnormalities of the left AV valve or of the heart are also shown in Table I
.
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Perioperative death was defined as death that occurred within the first 30 postoperative days. Early reoperations were defined as those that occurred within 30 days. Perioperative infections were included if they were thought to affect prognosis (septicemia, septic shock, endocarditis, mediastinitis, focal infection with sepsis).
Data were analyzed with the SPSS software package (SPSS, Inc., Chicago, Ill.).
9 Univariate analysis of preoperative, procedure-related, and postoperative variables (see appendix) was done to investigate associations with early outcome, including perioperative death, left AV valve residual regurgitation, and reoperation. Qualitative variables were analyzed with
2 or Fisher's exact test and quantitative variables with Mann-Whitney or Wilcoxon tests when appropriate. Identification of trends over time was done by Mantel-Haenszel
2 analysis. A p < 0.05 level was considered statistically significant. The selected variables were included in a stepwise logistic regression model to determine the predictive factors of perioperative death, residual left AV valve regurgitation, and early reoperation. When specific solutions to the model equations were found, the odds ratios were calculated by raising eß, where ß represents the parameter estimate for the risk factor.
Results
Perioperative mortality.
There were 13 early postoperative deaths (13%) (Table II
). Although tendencies were observed, no statistical significance was observed between perioperative mortality and age (p = 0.06), previous episodes of CHF (20% versus 6% when CHF did not occur; p = 0.07), intermediate forms of AVSD (22% versus 9% with partial forms; p = 0.06), and other left AV valve lesions associated with the cleft (23% versus 12% when not present; p = 0.16). Closure of the cleft of the left AV valve was not associated with a significant variation in perioperative mortality (15% versus 8% if not closed; p = 0.22). There was no relationship between perioperative mortality and time in the study period (p = 0.34).
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Left AV valve regurgitation.
Residual left AV valve regurgitation remained moderate to severe in 23 patients (23%). Univariate analysis showed five variables associated with such an outcome (Table V
). There was no relationship between left AV valve regurgitation and time in the study period. There was no significant relationship between postoperative left AV valve regurgitation and type of AVSD (26% versus 22% for intermediate and partial forms, respectively; p = 0.84) or the closure of the left AV valve (24% versus 21% when not closed; p = 0.99). On the other hand, if the closure of the cleft of the left AV valve to avoid valve stenosis was not thought to be complete by the surgeon, the left AV valve was more often incompetent after the operation (Table V
).
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Statistical analysis of preoperative left AV valve regurgitation showed significant associations with severe left subvalvular apparatus abnormalities (82% when present versus 56% if not; p = 0.013) and preoperative PAH (63% versus 32% if no PAH; p = 0.005) but not with any other abnormalities of the left AV valve (77% versus 61% when noticed; p = 0.36) or type of AVSD (62% for partial forms versus 65% for intermediate forms; p = 0.83).
Early reoperation.
Early reoperation was done in 14 patients (14% for the following reasons: persistence of severe left AV valve regurgitation (n = 7), need for circulatory support (n = 2), interatrial residual shunt (n = 2), and excessive bleeding (n = 3). Two of these patients required left AV valve replacement with a mechanical prosthesis. In total, four patients needed prosthetic valve replacement, and all of these had had severe abnormalities of the left subvalvular apparatus at presentation (p = 0.005). By univariate analysis, four variables were associated with the need for early reoperation (Table VI
). Nonclosure of the cleft of the left AV valve was not significantly associated with this outcome (21% versus 12% when closed; p = 0.31). Conversely, as pointed out for postoperative left AV regurgitation, when the closure had not been completely accomplished, although the intention to treat the cleft was clear, the need for reoperation was more frequent.
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Discussion
The occurrence of severe abnormalities of the left subvalvular apparatus contributes to understanding of the pathophysiologic factors leading to perioperative death and early reoperation. In addition, such abnormalities are associated with preoperative left AV valve regurgitation, which has a well-known association with residual left AV valve regurgitation. Therefore, as a main risk factor demonstrated by our study, left subvalvular apparatus abnormalities represent the anatomicopathologic substratum that determines the early outcome of surgical treatment for partial AVSD.
Several retrospective studies have pointed out risk factors of partial AVSD.
1,3,4,10-12 The severity of CHF,
1,4 levels of pulmonary artery pressures and pulmonary resistances,
10-12 degree of left AV valve regurgitation,
1,4,12 age,
1,4,11 date of operation,
1,11 and low body surface area
12 have been previously reported to be clinical risk factors for perioperative mortality. However, morphologic lesions have been less frequently identified as predictive risk factors. Studer and associates
1 showed that patients with ventricular septal defects or double-orifice left AV valve are at high risk for the surgical procedure. More recently, Manning and colleagues
13 identified a subset of patients with primum atrial septal defect characterized by occurrence of CHF in the first year of life. This group of patients had a higher prevalence of left-sided obstructive lesions, followed by higher rates of operative mortality (36%) and need for reoperation (63%), whereas other patients were electively operated on with good results. Basically, in partial AVSD, the left chordae are often short, and leaflet motion is thus restricted. The papillary muscles are also displaced within the left ventricle.
6-8 Therefore abnormalities of the left subvalvular apparatus are frequent and difficult to classify. For this reason, only the most severe abnormalities of the left subvalvular apparatus were taken into consideration in our study, as recommended by Abbruzzese and colleagues.
3 Such abnormalities seems to be prevalent in our group of patients. However, they are known to be more frequent in partial forms than in complete forms of AVSD. Penkoske and associates
14 reported up to 20% of abnormalities of the left subvalvular apparatus in partial forms of AVSD and only 3.1% in complete forms. Moreover, patients with Down syndrome are usually considered to be relatively protected from left-sided intraventricular lesions. In our series, the low incidence of Down syndrome could partly explain the prevalence of left-sided lesions and is indeed in agreement with results reported by Manning and colleagues.
13 Some authors consider that these critical lesions of the left subvalvular apparatus cannot be readily controlled by common surgical techniques.
6,15,16 and recommend proceeding to prosthetic valve replacement.
5 However, left AV valve replacement in children, and particularly in infants, is associated with a high mortality rate, the need for anticoagulation, and a high rate of reoperation for prosthetic valve replacement related to growth.
17-20 It is also associated with the theoretic risk of increasing left ventricular outflow tract obstruction.
21 Our surgical approach was conservative with regard to preservation of the native left AV valve. This attitude could explain the higher prevalence of perioperative death and reoperation as compared with that of other groups that perform prosthetic valve replacement more frequently (from 5.5% to 12%).
3,5,10
The importance of the left subvalvular apparatus in postoperative outcome is further emphasized by the fact that our results were not affected by the surgical approach used on the left AV valve (closure or nonclosure of the cleft of the left AV valve).
The relatively high prevalence of sepsis in our series has been an important cause of early postoperative death. PAH was significantly associated with postoperative infections. This is due to the increased duration of mechanical ventilation and intensive care unit stay associated with pulmonary hypertension.
22 Systemic sepsis was more frequent than locoregional infection (e.g., mediastinitis). However, the prevalence of infection seems to be more a result of the preoperative status of the patient than of a center effect. Indeed, during the study period when sepsis was most prevalent in patients with AVSD, sepsis in patients operated on because of transposition of the great arteries was only 2.3%.
23 In this latter condition, most of the patients were neonates, which suggests that the risk of a postoperative infection developing could be related to the duration of exposure to a congenital heart defect. However, in our study, the results could not identify a close relationship between age and infection. This phenomenon might be masked by the conventional grouping of intermediate forms with partial forms of AVSD in opposition to complete forms of AVSD.
21 Therefore the systemic effect of infection might be worse in patients with PAH than it is when examined according to the age of the patient. However, the infection rate was relatively higher than that reported by others.
1 This could be explained by the higher prevalence of chronic infections often observed in Down syndrome.
24 It may also be due to the poor nutritional status of children often referred to our institution from countries with poor economic conditions.
In contrast to results in other reports (which have been optimized by changes in surgical practice during the past 20-year period),
1,2,5,11 our results have not changed with time. Our study was limited to the past 10 years and the surgical and postoperative management procedures remained standardized.
In conclusion, clinical features of partial AVSD are markedly variable. Some lesions are relatively well tolerated until an advanced adult age and others have a bad prognosis whatever the surgical treatment. This study emphasized the importance of the left subvalvular apparatus with regard to the perioperative outcome of partial AVSD. The presence of these lesions mandates particular attention to the surgical procedure used in each individual case. Indeed, severe abnormalities of the left subvalvular apparatus might only be handled by left AV valve replacement rather than reconstructive techniques with the left AV valve. Particular attention has to be directed against surgical infection inasmuch as infection results in a poor outcome in this group of patients.
Appendix
Variables examined by univariate analysis were as follows:
Age at time of operation
One or more episodes of preoperative CHF
Down syndrome
Cardiothoracic ratio >0.55
Atrial fibrillation
Intermediate form of AVSD
Preoperative left AV valve regurgitation
Severe abnormalities of left subvalvular apparatus
Other abnormalities of left AV valve
Preoperative right AV valve regurgitation
Preoperative PAH
Left superior vena cava
Incomplete cleft of left AV valve
Nonclosure of cleft of left AV valve
Incomplete closure of cleft of left AV valve
Ventricular septal defect closure
Left AV valve repair or commissuroplasty, or both
Postoperative left AV valve regurgitation
Early reoperation
Severe postoperative infection
Acknowledgments
We thank Walid C. Dihmis, MD, for his help in reviewing the manuscript.
Footnotes
From the Departments of Cardiovascular Surgerya and Anesthesiology,b Hôpital Laennec, Paris, France. ![]()
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