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J Thorac Cardiovasc Surg 1997;114:594-600
© 1997 Mosby, Inc.


SURGERY FOR CONGENITAL HEART DISEASE

THE LIMITS OF DETECTABLE CEREBRAL PERFUSION BY TRANSCRANIAL DOPPLER SONOGRAPHY IN NEONATES UNDERGOING DEEP HYPOTHERMIC LOW-FLOW CARDIOPULMONARY BYPASS

A. Andrew Zimmerman , MDa, Frederick A. Burrows , MDa, Richard A. Jonas , MDb, Paul R. Hickey , MDa

Supported by National Institutes of Health grant HL-41786.

A portion of this work was presented at the Annual Meeting of the Society for Pediatric Anesthesia, February 17, 1996.

Received for publication Feb. 4, 1997 revisions requested March 17, 1997; revisions received May 30, 1997 accepted for publication May 30, 1997. Address for reprints: A. Andrew Zimmerman, MD, Department of Anesthesia, St. Louis Children's Hospital, No. 1 Children's Place, St. Louis, MO 63110.

Abstract

Objective: Neurologic morbidity including seizures, abnormal neurologic function, and delayed psychomotor development continue to be significant problems for some patients undergoing operations for congenital heart disease, particularly for those subjected to deep hypothermic circulatory arrest. The technique of low-flow cardiopulmonary bypass has been advocated to decrease the incidence of neurologic sequelae. Our study examined the limits of detectable blood flow in the middle cerebral artery during low-flow cardiopulmonary bypass in 28 neonates undergoing the arterial switch procedure. Methods: Cerebral blood flow velocity was measured noninvasively in the M1 segment of the middle cerebral artery with a 2 MHz range-gated pulsed-wave transcranial Doppler sonographic probe that was placed over the left temporal window. As part of the initiation of a planned period of deep hypothermic circulatory arrest, the cardiopulmonary bypass flow rate was decreased in stages to five low-flow rates (50, 40, 30, 20, and 10 ml/kg per minute). After a period of stabilization, cerebral blood flow velocities were recorded at each of the five low-flow rates and reported as a percentage of baseline. Results: All 28 neonates had detectable perfusion in the middle cerebral artery at flow rates of 30 ml/kg per minute or higher. At flows of 20 and 10 ml/kg per minute, one and eight, respectively, of the 28 neonates had no detectable perfusion in the middle cerebral artery. Conclusions: Our data show that cerebral perfusion can be detected by transcranial Doppler sonography in the middle cerebral artery in some neonates at bypass pump flows as low as 10 ml/kg per minute. However, when transcranial Doppler sonography was used in our patient population, a minimum bypass flow rate of 30 ml/kg per minute was needed to detect cerebral perfusion in all neonates.

Despite advances in cardiac surgery, anesthesia, and cardiopulmonary bypass (CPB), neurologic morbidity remains a significant complication of operations for congenital heart disease.Go Go 1-4 Recent clinical studies have suggested that low-flow CPB may result in fewer neurologic sequelae than deep hypothermic circulatory arrest (DHCA) in neonatal heart surgery.Go Go 5,6 In the Boston Circulatory Arrest Study, neonates who undrwent cardiac operations with DHCA as the predominant technique were more likely to have postoperative seizures than were neonates in whom low-flow CPB was the predominant technique.Go 5 In a 1-year follow-up, patients in the DHCA group had lower psychomotor development scores.Go 6 In these studies, a CPB flow rate of 50 ml/kg per minute was used. Few studies have examined the lower limits of low-flow CPB. In a sheep model, a CPB flow rate as low as 10 ml/kg per minute has been shown to preserve intracellular pH and high-energy phosphates levels.Go 7

The measurement of cerebral blood flow velocity by transcranial Doppler sonography (TCD) has been shown to correlate with cerebral blood flow as measured by tracer washout techniques.Go Go 8,9 In a clinical study, Jonassen, Quaegebeur, and Young,Go 10 using TCD, demonstrated detectable cerebral perfusion in children when the CPB pump flows were in the range of 25 to 50 ml/kg per minute. In other reports, cerebral perfusion was not detected reliably in neonates by TCD during low-flow CPB.Go 11 However, these studies may have been flawed by the use of low-pass filters on the TCD instrument. These filters have a lower threshold of 3 to 5 cm/sec; therefore very low flow velocity may be present but not detected. The effects of extremely low flow rates in children have not been clinically studied. The purpose of this study was to determine the lower limits of CPB flow rate necessary to provide cerebral perfusion detectable by TCD in the middle cerebral artery (MCA) during low-flow CPB using a monitor in which the filters had been disabled.

Methods

With institutional approval and informed parental consent, 28 neonates undergoing the arterial switch procedure for d-transposition of the great vessels were studied. These 28 neonates were a subset of the patients whose neurologic outcome was previously reported.Go Go 5,6

Anesthesia was induced with fentanyl 20 to 50 µg/kg, and neuromuscular blockade was obtained with pancuronium 0.1 to 0.15 mg/kg. After nasotracheal intubation, controlled mechanical ventilation was used to ventilate the lungs with an air-oxygen mixture to maintain normocarbia. Anesthesia was maintained with supplemental doses of fentanyl and pancuronium. A total of 75 to 100 µg of fentanyl was used in all neonates. A radial arterial catheter was inserted for measurement of systemic arterial pressure and intermittent blood sampling. Rectal, tympanic, and esophageal temperatures were monitored continuously.

Cerebral blood flow velocity was used as an index of cerebral perfusion and was measured noninvasively with a 2 MHz, range-gated, pulsed-wave TCD sonographic probe that was placed over the left or right temporal window (EME TC 2000S, Carolina Medical Electronics Inc., King, N.C.). The low-pass filters were disabled in this TCD instrument. The cerebral blood flow velocity was measured in the M1 segment of the MCA. To ensure a reproducible window, we aimed the probe so that the MCA signal was accompanied by a retrograde flow signal from the A1 segment of the anterior cerebral artery. Once an acceptable waveform was achieved, the probe position was secured with an adhesive and a protective cage was placed over the transducer.

After anticoagulation with heparin, nonpulsatile CPB was established with a standard roller pump (Cinco, Wakefield, Mass.) and a VPCML membrane oxygenator (Cobe Laboratories, Inc., Denver, Colo.). The CPB circuit was primed with packed red blood cells, 5% albumin, and an electrolyte solution (Normosol; Abbott Laboratories, North Chicago, Ill.) to maintain a hematocrit value of 22% to 30% during CPB. All patients were cooled until all temperatures were less than 18° C over 16 to 20 minutes. Alpha-stat acid-base management was used during hypothermic CPB to maintain an uncorrected arterial carbon dioxide tension at 40 mm Hg.

Throughout the study, mean arterial pressure (MAP), cerebral blood flow velocity, and esophageal, rectal, and tympanic temperatures were measured and recorded continuously. Baseline measurements were taken after induction but before incision at normocarbia. Arterial blood gases were measured every 15 minutes.

In all cases a period of DHCA was anticipated during the procedure. Before the start of DHCA, the CPB flow rate was decreased from 150 ml/kg per minute (2.4 L/min per square meter) to 50 ml/kg per minute (0.8 L/min per square meter). Once a stable flow of 50 ml/kg per minute was achieved for at least 5 minutes, the CPB flow rate was decrementally decreased in steps of 10 ml/kg per minute until zero flow was reached and DHCA was begun (50, 40, 30, 20, 10, and 0 ml/kg per minute). At each decremental flow rate, CPB flow rate was held stable for 60 to 120 seconds to assure development of a steady state. Previous experience has demonstrated that a steady state is achieved in this time frame. Cerebral blood flow velocities were then recorded at each of the five low-flow rates and reported as a percentage of baseline measurements taken after induction.

Data analysis.
Data are presented as the mean ± the standard deviation. Pearson's correlation coefficient was used to measure the relationship between MAP and CPB pump flow rate. Nonpaired Student's t tests were used to compare MAP in groups with and without detectable cerebral blood flow by TCD. One-way analysis of variance for repeated measures followed by a Newman-Keuls test was used to compare absolute velocities and arterial pressures at different CPB pump flow rates. Statistical significance was accepted as p < 0.05.

Results

Twenty-eight neonates were studied. The demographic data are reported in GoTable I . The temperature and end-tidal carbon dioxide data are presented in GoTable II. Cerebral blood flow velocities are reported as a percentage of baseline. Baseline was determined to be the anesthetized state before incision. GoTable III shows the mean velocities and the MAPs at each of the low-flow perfusion rates. A significant difference was noted in absolute velocities and MAPs at all five flow rates. All 28 patients had detectable perfusion in the MCA at flow rates of 30 ml/kg per minute or higher. At a flow rate of 20 ml/kg per minute, one of the 28 patients had no detectable perfusion in the MCA. At a flow rate of 10 ml/kg per minute, only 20 of the 28 patients (71.4%) had detectable perfusion in the MCA (Fig. 1). When zero flow was reached, TCD-detectable MCA perfusion ceased in these patients within 10 seconds. The relationship between MAP and CPB flow rate in individual patients is shown in Fig. 2. Box plots of the relationship between MAP and velocity with CPB pump flow rates are shown in Figs. 3 and 4. All patients with an MAP of 19 mm Hg or greater, regardless of pump flow rate, had detectable cerebral perfusion by TCD, but correlation between MAP and CPB pump flow rates was minimal (r2 = 0.29). The MAP of all 28 patients at a flow rate of 10 ml/kg per minute was 13.7 ± 5.5 mm Hg, but when the patients with detectable perfusion in the MAP by TCD were compared with those without detectable perfusion, the MAPs were 15.0 ± 5.3 and 10.3 ± 4.3 mm Hg, respectively (p = 0.04).


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Table I. Demographic data
 

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Table II. Temperature and carbon dioxide data
 

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Table III. Cerebral blood flow velocity data
 


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Fig. 1. TCD velocity versus CPB pump flow rate. *Number of patients at selected flow rate with no detectable perfusion.

 


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Fig. 2. MAP versus CPB pump flow rate.

 


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Fig. 3. Box plot of TCD velocity versus CPB pump flow rate.

 


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Fig. 4. Box plot of MAP versus CPB pump flow rate.

 
Discussion

Our study examined a range of CPB flow rates from 150 to 10 ml/kg per minute in neonates at 18° C. All 28 patients in our study had detectable MCA perfusion at a CPB flow rate of 30 ml/kg per minute or higher. A CPB flow rate of 20 ml/kg per minute resulted in detectable cerebral perfusion in the MCA in 27 of the 28 (94%) patients. When a CPB flow rate of 10 ml/kg per minute was used, eight of the 28 patients (28.6%) had no detectable MCA perfusion.

During CPB, the relationship between perfusion of the cerebral microcirculation and perfusion in the large cerebral arteries such as the MCA is complex and not well understood. This study focused on flow velocity in the MCA as a necessary, but not sufficient, condition for perfusion of the cerebral microcirculation supplied by the MCA. Inasmuch as flow velocity in other great arteries was not measured, this study does not address whether levels of CPB flow adequate to provide TCD-measurable perfusion in the MCA also provide measurable perfusion in the other arteries of the circle of Willis, let alone perfusion of the microcirculation supplied by those arteries.

To address the issue of global perfusion of the cerebral microcirculation and its relationship to CPB flow rate during hypothermic low-flow CPB, a number of animal studies have examined the lower limit of cerebral blood flow necessary for the brain to maintain intracellular substrate levels at hypothermic temperatures. Swain and colleaguesGo 7 used phosphorus nuclear magnetic spectroscopy in adolescent sheep and determined that a CPB flow rate of 10 ml/kg per minute (approximately 0.3 L/min per square meter) preserved high-energy phosphates and intracellular pH. A CPB flow rate of 5 ml/kg per minute (approximately 0.15 L/min per square meter) or DHCA resulted in a progressive decline in high-energy phosphates and intracellular pH. Fox, Blackstone, and KirklinGo 12 used microspheres to examine regional and total cerebral blood flow in monkeys. They found that oxygen consumption by the brain remained unchanged despite decreasing CPB flow rate to 0.5 L/min per square meter (approximately 35 ml/kg per minute). Miyamoto and coworkersGo 13 examined arterial-sagittal sinus blood flow in dogs during CPB at 20° C. They concluded that the optimal CPB flow rate at 20° C was 30 ml/kg per minute, with a possible oxygen debt in the brain resulting in aerobic metabolism if CPB flow rate was maintained at 15 ml/kg per minute.

In a clinical study by Kern and colleagues,Go 14 at deep hypothermic temperatures (18° C), oxygen debt was calculated to occur between 5 and 30 ml/kg per minute. On the basis of the relationship between cerebral metabolism and temperature for children undergoing CPB, they were able to predict the minimally acceptable CPB flow rate for a given degree of hypothermia.Go Go 14,15 At 18° C they predicted a minimal pump flow rate of 11 ml/kg per minute.

It is difficult to extrapolate animal data and CPB flow rate because CPB pump flows can be expressed on the basis of weight or body surface area. Equivalent flow rates based on kilograms may not be the same between animal species. In the study by Swain and associates,Go 7 sheep were used and the minimal flow of 10 ml/kg per minute was reported. This corresponds to a surface area–based flow of 0.3 L/min per square meter. In the study by Fox, Blackstone, and Kirklin,Go 12 monkeys were used and flow was reported on the basis of body surface area. A flow of 0.5 L/min per square meter was reported as the minimal flow rate. In the clinical study by Kern and colleagues,Go 14 their calculation of 11 ml/kg per minute as a minimal flow rate corresponds to approximately 0.14 L/min per square meter in a 3 kg neonate. In our study, CPB pump flows are based on weight. Since all of our patients were similar in height and weight, CPB pump flows based on calculated body surface area are reported in GoTable III .

These previous studies suggest that the acceptable low flow rate for CPB at 15° C to 20° C is somewhere between 10 and 50 ml/kg per minute or 0.14 to 0.8 L/min per square meter, depending on the species, for cerebral metabolic needs. However, none of these studies attempted to find a CPB flow rate threshold for detectable perfusion in neonates undergoing cardiac operations.

Implicit in the successful use of low-flow CPB, rather than DHCA, to minimize neurologic injury is the assumption that global cerebral perfusion will be present in all patients at a given level of low-flow CPB. Taylor, Burrows, and BissonnetteGo 11 suggest that this assumption may not be correct at all levels of low flow. This is supported by our findings in this study. In contrast, Jonassen, Quaegebeur, and YoungGo 10 reported detectable cerebral perfusion in the MCA by TCD in 16 patients whose ages ranged from 1 day to 9 years at pump flow rates in the range of 25 to 50 ml/kg per minute, but actual pump flow rates were not reported. In our patients, 71.4% demonstrated detectable MCA perfusion at 10 ml/kg per minute, whereas 28.6% did not. Jonassen's groupGo 10 reported detectable MCA perfusion at 25 ml/kg per minute or greater in all of a similar number of patients, but their observations were limited to velocities of 3 cm/sec or greater. In the cases reported by Taylor, Burrows, and Bissonnette,Go 11 an absence of detectable perfusion was seen in a substantial number of patients during low-flow CPB when a TCD instrument with low-pass filters requiring a minimum of 6 cm/sec for flow detection was used. In our study, 28.6% of patients had MCA flow velocities below this threshold of 6 cm/sec even at our "standard" low flow rate of 50 ml/kg per minute. With no low-pass filter in our TCD apparatus, we could reliably detect a mean flow velocity down to 1 cm/sec without any increase in background noise. When no perfusion was detected, it is unclear whether there was no cerebral perfusion or whether the limits of detection by our apparatus had been exceeded.

Use of TCD techniques to detect the presence of flow and flow velocity in the MCA during low-flow CPB provides useful real-time clinical information about cerebral perfusion. However, the technique provides information only about flow in the large cerebral arteries being interrogated and cannot necessarily be extrapolated to perfusion throughout the microcirculation, even in areas supplied by the specific vessel being interrogated. Watershed areas supplied by that vessel or microcirculatory flow in areas supplied by other great vessels of the brain might still be compromised in the presence of TCD-detectable flow in the MCA, particularly at low levels of CPB flow and arterial pressure. Under conditions of deep hypothermic CPB in the human infant brain, little is known about the relationship between the presence of low-velocity flow in the MCA and perfusion in the distal microcirculation supplied by it or about the relationship between the presence of MCA flow and flow in other major cerebral arteries and perfusion in their microcirculatory beds. Although absence of TCD-detectable perfusion in the MCA is probably a good indicator of cerebral ischemia, presence of TCD-detectable perfusion in the MCA does not assure perfusion either in all parts of the MCA microcirculation or in areas supplied by other major cerebral arteries. Other modalities such as two-dimensional TCD, which provides a picture of flow in the entire circle of Willis and its associated vessels, are needed to provide a better idea of cerebral perfusion throughout the brain during periods of low-flow CPB and hypothermia. In our study alpha-stat pH management was used. More recent clinicalGo 16 and laboratory studiesGo 17 support the use of pH-stat strategy for DHCA in neonates and infants. It is probable that the pH-stat strategy is associated with a lower perfusion pressure for minimally detectable cerebral artery blood flow.Go 18

In conclusion, our data demonstrate that although MCA perfusion can be detected by TCD in neonates at a CPB flow rate of 10 ml/kg per minute, the presence of MCA perfusion at such low CPB flow rates is not reliable. These data suggest that because of variability in systemic vascular resistance, intracranial pressure, arterial pressure, and jugular venous pressures, the margin of safety represented by a minimum flow of 30 ml/kg per minute is required to reliably assure the presence of detectable MCA perfusion in all neonates. Even though we detected cerebral perfusion in all patients with pump flows of 30 ml/kg per minute or higher, this flow cannot be presumed adequate to meet oxygen demand and metabolic needs. On the contrary, flow rates less than 30 ml/kg per minute did not show detectable perfusion in the MCA in all of our patients, but these lower flow rates may provide some advantages over DHCA in patients in whom MCA flow is present. These low flow rates may prevent stagnation of the microcirculation and may provide sufficient oxygen to maintain cellular metabolism in many patients, but may not provide such benefits in those patients in whom flow cannot be detected by TCD. Additional investigations are clearly needed to define better the relationship between low levels of flow in the major cerebral arteries and their metabolic and functional effects in the brain during hypothermic low-flow CPB.

Footnotes

From the Cardiac Anesthesia Service, Department of Anesthesia,a and the Department of Cardiac Surgery,b Children's Hospital and Harvard Medical School, Boston, Mass. Back

References

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  7. Swain JA, McDonald TJ Jr, Griffith PK, Balaban RS, Clark RE, Ceckler T. Low-flow hypothermic cardiopulmonary bypass protects the brain. J Thorac Cardiovasc Surg 1991;102:76-84. [Abstract]
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