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J Thorac Cardiovasc Surg 2000;119:289-296
© 2000 Mosby, Inc.
GENERAL THORACIC SURGERY |
From the Section of General Thoracic Surgery, University of Washington, Seattle, Wash.
Address for reprints: Douglas E. Wood, MD, University of Washington, Box 356310, 1959 NE Pacific, Room AA-115, Seattle, WA 98195.
| Abstract |
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| Introduction |
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The essential principles of endoscopic management of malignant airway obstruction have been outlined concisely by Mathisen and Grillo.
1 Advances in airway prosthetics have provided a variety of silicone stents, expandable metal stents, and pneumatic dilators, enabling the surgeon to correct increasingly complex anatomic problems. Several series have been published describing the application and results of these techniques.
1-4
Because of the relative rarity of airway stenoses and the infrequent consideration of surgical or endoscopic palliation by primary or specialty physicians, it is uncommon to see a significant number of these problems in a thoracic surgical practice. With the establishment of an endoscopic and surgical airway practice at the University of Washington in 1992, the Thoracic Surgical Service has received an increasing number of referrals for the management of central airway obstruction. We have reviewed our experience in a consecutive series of 97 patients treated with therapeutic bronchoscopy to delineate the etiology of central airway obstruction and results of airway therapeutics.
| Patients and methods |
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Preoperative management.
Prereferral radiologic studies (chest radiograph and chest computed tomography) along with a careful history and physical examination and the referring physicians bronchoscopy report were reviewed to determine which symptoms were attributable to airflow obstruction versus secondary pathologic conditions such as atelectasis or pneumonia. Flexible bronchoscopes were avoided in the evaluation of critically narrowed airways because of the potential for occlusion of the remaining lumen, with no ability to control the airway or to ventilate the lung through the bronchoscope. Patients with severe stridor had institution of medical measures for temporary stabilization of the condition, with inspired cool saline mist, nebulized racemic epinephrine, mild sedation, and systemic steroids.
Anesthetic technique.
The surgeon was at the bedside for the entire induction sequence and was prepared for emergency airway control with the rigid bronchoscope. Careful preoperative planning and intraoperative communication between the surgeon and anesthesiologist were emphasized, along with training of a dedicated team of nurses and anesthesiologists familiar with the problems and equipment used for endoscopic airway management. Anesthetic induction maintained spontaneous ventilation with the use of a combination of inhaled or short-acting intravenous agents until a secure airway could be established.
5 In cases in which the Nd:YAG laser was used, the inspired oxygen fraction was maintained at less than 50% to avoid combustion within the airway.
Bronchoscopy.
Rigid bronchoscopy was done with a Storz (Shapshay laser broncho-tracheoscope, Karl Storz Endoscopy America, Inc, Culver City, Calif) or Jackson (Pilling-Weck, Research Triangle, NC) bronchoscope. Appropriately sized Jackson bronchoscopes (3.5, 4, 5, 6, 7, 8, and 9 mm) were used for initial dilation and airway control. The Jackson bronchoscopes have the advantage of a blunt, rounded tip, making it easier to use them for dilation with less risk of perforation or mucosal laceration. The Storz bronchoscope has no internal light carrier, a smooth inner lumen, and multichanneled attachments, ideal for use of the laser and for placement of smaller (<14 mm) stents through the lumen of the bronchoscope. Endoscopic magnification was provided by a telescope (Hopkins straight-forward telescope; Karl Storz Endoscopy America) attached to a video monitor to provide visualization for the whole surgical team and to aid in resident education. Measurements of the length of the lesion were recorded, as well as its relation to the vocal cords, cricoid, carina, and lobar orifices.
Dilation.
Dilation was used primarily for benign airway stenosis. After inspection and measurement, serial dilation was done with successively larger bronchoscopes. Steady rotating pressure with the blunt-tipped Jackson bronchoscopes provided passage with minimal mucosal trauma and risk of perforation. The result was inspected, and the procedure was repeated with the next larger bronchoscope until an adequate airway caliber had been established. If the lesion was too stenotic to accept the 3.5-mm Jackson bronchoscope, then esophageal bougies (Jackson flexible, Karl Storz Endoscopy America) were used to enlarge the airway enough to allow bronchoscopic dilation. Pneumatic or hydrostatic balloon dilation with angioplasty balloons was used whenever it was necessary to dilate larger than the 8 to 9 mm possible with bronchoscopic dilation.
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Core-out.
In malignant lesions the intraluminal mass was traversed following the most normal-appearing bronchial wall opposite the mass. In the initial examination, intentional coring out of the tumor was not usually the objective, because of the unknown distal anatomy. Instead, the bronchoscope was used to press the obstruction onto its pedicle, establishing control of the airway and allowing evaluation of the extent of the pathologic condition. A mechanical core-out of tumor was then done by engaging the endobronchial tumor with the tip of the rigid bronchoscope and by debridement with biopsy forceps.
Laser ablation.
Laser vaporization was done predominately for residual endobronchial tumor after mechanical core-out, for tumors inaccessible to mechanical debridement, and occasionally for airway granulations. An Nd:YAG laser (MBB-AT Medilas 2 Nd:YAG 621, MBB-Angewandte, Munich, Germany) was used at a power setting of 35 watts and 0.5-second pulse duration.
Stents.
Stenting techniques were similar to those previously described in the literature.
1-3,7-11 Indications for stenting included (1) recurrent benign strictures that were not surgically resectable, (2) active inflammation or edema necessitating acute and possibly temporary support while the pathologic process resolved, (3) rapidly growing or recurrent obstructive endobronchial tumors, (4) tumors producing extrinsic obstruction, (5) early anastomotic strictures that might stabilize over a stent during postoperative remodeling, and (6) tracheobronchial malacia. Because stents are palliative and frequently necessitate ongoing management, they were used only after excluding definitive surgical correction or other, more simple, endoscopic palliation.
For simple benign and malignant stenoses the stent of choice was a simple flanged or studded silicone stent (Hood Laboratories, Pembroke, Mass). If the carina was involved, a silicone Y stent was placed with a proximal tracheal limb and bilateral main-stem bronchial limbs. If the orifice of the right upper lobe was obstructed by a stent in the right main-stem bronchus, it was removed and the distal end beveled slightly before it was replaced and rechecked for lobar patency. In cases in which the predominant pathologic condition was tracheobronchial malacia the Montgomery T tube was used for upper tracheal lesions
2 and carinal Y stents for distal lesions
11 (Hood Laboratories). These have the advantage of stabilization by the T-limb through a tracheal stoma or the Y-shaped geometry of the carina, respectively. Expandable metal stents (Schneider Wallstent, Medinvent SA, Lausanne, Switzerland) were also used in the setting of malacia because these stents expand and ultimately imbed within the airway, largely preventing migration.
12,13 Expandable stents were also used occasionally in the setting of difficult anatomy in which seating of the Wallstent expandable stent was more secure than that of other stents or it provided a significantly better luminal diameter (especially for small-caliber bronchi).
Silicone stents larger than 14 mm were delivered by prepositioning a pusher tube and the stent over an appropriately sized bronchoscope. Stents 14 mm and smaller were partially folded and introduced through the 10-mm Storz bronchoscope. For Y stents, extra manipulations were necessary to ensure that both limbs unfolded into the main-stem bronchi. This was ensured by guiding 1 limb over a prepositioned balloon catheter
3 or by manipulating the carina of the stent with a forceps.
14 Wallstent and Permalume stents were deployed from a flexible sheath, which permitted deployment under combined endoscopic and fluoroscopic control.
Brachytherapy.
High-dose endobronchial radiation was used as an adjuvant therapy to core-out and stenting procedures in cases with a dominant component of obstructing endobronchial tumor. Flexible or rigid bronchoscopy guided placement of a polyethylene afterloading catheter or catheters into the involved airway, followed by placement of multiple iridium-192 seeds with 1-cm spacing, calculated to produce a dose of 1000 to 1500 cGy at 1-cm diameter from the catheter along the course of the endobronchial tumor.
Treatment algorithm.
Rigid bronchoscopy was used in all patients with symptomatic central airway obstruction to establish a controlled airway and to evaluate the location and extent of pathologic conditions. Patients with resectable disease, benign or malignant, were treated by airway resection and reconstruction. Patients with unresectable conditions were treated according to a systematic but flexible algorithm as shown in Fig 1. Patients with benign stenosis were treated initially by dilation, with stents placed for rapidly recurrent or recalcitrant strictures. Malignant obstruction was managed primarily by a core-out of the tumor, with the use of the Nd:YAG laser and brachytherapy as adjuncts to mechanical débridement. Stents were placed for recurrent endobronchial tumors or significant extrinsic compression.
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| Results |
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Location and pathology.
The locations of the lesions treated in this study are shown in Table I. Benign lesions more commonly involved the proximal trachea and mid trachea with only two benign stenoses of the distal trachea and an even distribution throughout the main-stem bronchi and bronchus intermedius. The etiology of the benign lesions is tabulated in Table II. The majority of benign lesions were the sequelae of tracheostomy, prolonged intubation, or airway anastomosis, and there were a number of miscellaneous causes. Four patients had major airway obstruction caused by massive pulmonary artery dilation as a result of congenital heart disease. Another distinct group of patients comprised the 4 who had malacia of the trachea or bronchus. The endoscopic findings in these cases included a loss of structural rigidity resulting in dynamic inspiratory collapse. The precise cause was known in only 1 of these cases, and this was relapsing polychondritis.
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Deaths and complications.
Two deaths (2%) occurred during the same hospital admission or within 30 days of the procedure. No deaths occurred intraoperatively. There were 34 known late deaths. Of the 16 patients with a known date of death, the survival after airway intervention ranged from 1 week to 31 months, with a mean of 7.6 months. All but 5 of the deaths were in the malignant group. Two patients with airway compromise from pulmonary artery dilation who received silicone stents died of uncontrollable airway hemorrhage 40 and 45 days after operation, respectively. Autopsies failed to reveal perforation of the stent into the pulmonary artery. Of the 3 remaining patients with benign disease who died, 2 were lung transplant recipients who died of infectious complications and 1 was a patient treated for a bronchial stenosis who died of complications of coronary artery bypass grafting. No deaths were attributable to obstruction of indwelling stents.
Assignment of complications is somewhat difficult in a therapeutic modality in which transient palliation is commonly the objective. Overall, there were 7 complications (7%). In the malignant group there were 4 complications: 3 stent dislodgements necessitating replacement and 1 stent occlusion by tumor. In the benign group there were 3 complications: 2 stent migrations necessitating repositioning and 1 stent compression necessitating replacement with a stiffer stent.
| Discussion |
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Bronchoscopic management of airway obstruction is almost always palliative and should only be considered when a definitive approach is not feasible. Because it is a palliative procedure, repeated interventions often are required to maintain airway patency. Forty-one patients (42%) required more than 1 procedure to obtain or maintain airway patency, with some patients requiring as many as 15 separate procedures. Analysis of the pathologic conditions involved further supports the palliative nature of most endobronchial interventions. Benign postintubation, anastomotic, and postinflammatory stenoses result in a full-thickness fibrous scar. Although dilation or laser "resection" might produce a temporary improvement in airway symptoms, these treatments usually produce further inflammation with recurrent stenosis that, after repeated procedures, might become more severe than the original lesion. Stenting for benign or malignant lesions is clearly without curative intent and requires long-term management to correct potential stent problems, such as migration or obstruction by inspissated secretions, granulation tissue, or tumor. Stents might also erode into surrounding structures, with possible exsanguinating hemorrhage from bronchovascular fistulas.
17 We encountered 2 cases of fatal hemorrhage after placement of silicone stents. Both occurred in the setting of severe pulmonary hypertension. There was no autopsy evidence of a bronchopulmonary artery fistula or stent erosion in these cases, which were both diagnosed as hemoptysis as a result of pulmonary hypertension. However, we remain cautious about the use of stents for vascular airway compression because of the concern regarding fistula formation and fatal airway hemorrhage.
17
Although airway resection and reconstruction is the preferred therapy for both benign and malignant lesions,
18,19 a variety of factors including a long stenosis, failed previous repair, metastatic or unresectable malignancy, or patient refusal might dictate nonsurgical management. In other cases, endoscopic management might act as temporizing palliation while the patients condition is stabilized or evaluated for subsequent resection. Experience with interventional bronchoscopy is an important part of any thoracic surgical program that performs airway resections or lung transplantation, providing for management of postoperative anastomotic complications. The surgeon or pulmonologist considering bronchoscopic palliation should likewise be experienced with both the indications and techniques of airway resection or be a part of a closely linked multidisciplinary team that allows a balanced consideration of airway resection versus therapeutic bronchoscopy.
The algorithm used in this series tackles each unique problempedunculated tumor, scar, external airway compression, or circumferential tumorwith a customized set of techniques. Malignant endoluminal obstruction is cored out and the base or difficult-to-reach remnants vaporized by the Nd:YAG laser. Adjuvant brachytherapy is used to prolong patency in cases of predominant endobronchial tumor or limited extrabronchial disease. The effective dose diameter of endobronchial radiation is 0.5 to 2.0 cm and so is not effective treatment for bulky tumors or those producing extrinsic compression.
20 If the endobronchial disease has been or appears likely to be rapidly recurrent, or if significant endobronchial compression remains, an endobronchial stent is placed. In most cases, a solid silicone stent can be seated securely, which has the combined advantages of being inexpensive and being easily repositioned, replaced, or removed. This is particularly important if the indications for stenting are possibly temporary, as in malignant disease during therapy and in benign disease while short-term remodeling or resolution of inflammation occur. Expandable wire mesh stents are chosen when it is not possible to adequately seat a silicone stent or in cases with severe external compression that causes distortion and persistent obstruction of a silicone stent. When expandable stents are chosen, the silicone-covered stents are preferred to avoid tumor ingrowth or granulations through the interstices of the stent. Photodynamic therapy (PDT) has been used in some centers for malignant airway obstruction and involves a photosensitizing agent that, when exposed to light in the proper wavelength, forms toxic oxygen radicals that result in cell death. PDT is not widely available, in contrast to the other techniques described for airway palliation, and its use in the lung has been described primarily for the treatment of superficial squamous carcinomas involving the central airways.
21 However, PDT has also been used in several centers for the treatment of obstructing tracheobronchial tumors and has been found to have the best response in polypoid tumors with a poor response in submucosal or peribronchial disease.
22 Although PDT might prove to have a significant therapeutic role in certain superficial inoperable lung cancers, it does not appear to provide any significant advantages in the palliation of obstructing lesions over the techniques of core-out, laser ablation, and stenting, which avoid the consequences of photosensitivity in patients undergoing PDT.
Benign strictures are dilated with esophageal bougies, the bronchoscope, or appropriately sized angioplasty balloons. Recurrent unresectable benign stricture is an indication for endoluminal stenting. Lesions that extend proximally into the subglottic larynx usually necessitate use of a silicone stent with an external limb (T tube) to allow stabilization of the subglottic or supraglottic stent. Expandable stents are relatively contraindicated in this position because of their permanence and the difficulties with proximal subglottic granulations that might extend the original obstruction. In cases of benign tracheobronchial malacia, silicone stents are difficult to seat adequately and in these patients stabilization of the stent by an external limb (T tube), by the geometry of a carinal Y stent, or by placement of an expandable stent may be required.
Although the skills and procedures described for therapeutic bronchoscopy are not particularly difficult, application of these skills in the patient with a severely compromised airway is challenging, even for physicians with significant experience in airway therapeutics. Because of the paramount importance of the airway, the learning curve can be hazardous, especially in unstable situations. Successful procedures rely heavily on both volume and an experienced team of anesthesiologists and nurses. This systematic approach also aids in the instruction of thoracic surgical residents.
Bronchoscopic therapeutics are safe and effective when applied to central airway obstructions from a variety of causes. In only 6 instances in this series was the objective of restoring airway patency technically impossible. This was due to either obliteration of the lumen by impenetrable postsurgical scar or diffuse stenosis extending into the lobar and segmental bronchi. The insurmountable problem was identified in each case and the procedure terminated without technical misadventure. In the remaining cases, initial improvement was achieved anatomically and, with few exceptions, symptomatically.
| Appendix: Discussion |
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One of the things that stands out in your report is the experience with stents. Your slides indicate that you have placed close to 80 stents. What has been the rate of retention and extraction, and what has been the usefulness of the stenting process itself? Could you address your remarks to those with anastomotic strictures?
Dr Stephens. Regarding the anastomotic strictures, during the time in which this study was conducted, amassing our lung transplantation, tracheal resection, and bronchoplastic resections, there were 120 anastomoses potentially at risk for stenosis. From that number, there were a total of 9 complications, 5 of which were minor, such as suture granuloma or a small amount of bleeding. There were 4 major complications, specifically tight strictures that required stenting and dilation. We are not displeased with that complication rate (3.3%) for our anastomoses. We believe that there is a potential application for stenting. If these cases are recognized early during the phase of wound healing, before firm circumferential scar has occurred, there is a possibility that stent placement may permit tracheobronchial remodeling and the avoidance of the need for a stent. Regarding stent placement in general, we believe that the stent should be reserved as a last resort for those stenoses that are not treatable without the placement of an artificial device. The reason for that belief is that stents have their own set of complications and are somewhat labor intensive devices to maintain. The ridges on the stent are turbulence generators. They act to retain secretions. If we do not choose exactly the correct size of stent or if the airway becomes less edematous and allows the stent to loosen, it can migrate and become repositioned. Once in awhile, the patient will actually cough the stent out. If that happens, it is usually because the stent is not needed anymore, so that is not always an adverse outcome. However, the rate of stent migration and the rate of stent manipulation is about 5% in both the malignant and the benign groups.
Dr Fosburg. You use of the terms "malignant" and "benign." I have a suggestion. Perhaps you would consider the idea that these conditions all are malignant in nature because they place the patient at significant risk. Because of our litigious society, it might be better to label them as neoplastic and non-neoplastic so that we do not attempt to imply that this is a benign condition or one that is not fraught with problems.
Dr Arthur Thomas (San Francisco, Calif). I was a bit surprised at the number of strictures you had from tracheostomy stomas, tracheomalacia, and benign cicatricial strictures. We at San Francisco General Hospital almost never see these complications because of low-pressure cuff tubes. We are very comfortable in leaving a tracheal tube in place in patients in the intensive care unit for 2 to 3 months before conversion to tracheostomy. Do you have any thoughts on why you have so many of these, or are they referral cases?
Dr Stephens. They have been accrued from a fairly wide referral network. Because of our location in Seattle, our referral network covers parts of Washington, Alaska, Montana, and Idaho. The numbers surprised us because they were larger than we had expected. However, given the fact that once those problems are detected they seem to be sent our way for management, we are not too surprised. Some of the causes are more surprising than the numbers themselves. For example, one of the more interesting cases was that of a 15-year-old girl who was in a pedestrian-versus-motorcycle crash as an infant and apparently had complete disruption of the left main-stem bronchus at that time. She was essentially living with a functional pneumonectomy for several years with a chronic cough until she was referred to us. A ventilation/perfusion scan showed almost zero ventilation on the affected side. After undergoing bronchoscopic dilation, she underwent a curative resection and had near equilibration of ventilation and perfusion on the two sides. I think that is a testimony to the oddity of some of the benign stenoses that we see. Included in the miscellaneous category of benign stenoses were such things as a near-obstructing pyogenic granuloma, which our pathologists had a very hard time identifying anywhere else in the literature, and tuberculous lymphadenopathy of such severity that it was compressing the carina and the right main-stem bronchus, as well as some of the more distal airways. I think the prominence of the benign stenoses that you aptly pointed out is due partially to my lumping them together under a miscellaneous category for the purposes of brevity.
| Footnotes |
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| References |
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