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J Thorac Cardiovasc Surg 2002;123:475-483
© 2002 The American Association for Thoracic Surgery
General Thoraic Surgery (GTS) |
From the Departments of Surgery,a Biostatistics,b and Pathology,c University of Pittsburgh Medical Center, Pittsburgh, Pa.
Supported by National Institutes of Health National Cancer Institute research grant CA90665-01.
Received for publication May 5, 2001; revisions requested June 27, 2001; revisions received Aug 16, 2001; accepted for publication Aug 30, 2001. Address for reprints: Division of Thoracic Surgery, Suite C-800 Presbyterian University Hospital, 200 Lothrop St, Pittsburgh, PA 15213.
| Abstract |
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| Introduction |
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Studies on esophageal cancer,
6 colon cancer,
8 melanoma,
9,10 and breast cancer
11,12 have shown that RT-PCR can detect histologically occult micrometastases and may predict recurrence. These data have been criticized, however, because of false-positive results in control samples and the subsequent low specificity and positive predictive value of the RT-PCR assay. Recently we showed that quantitative RT-PCR allows the distinction of background or ectopic gene expression from true micrometastases and can therefore avoid false-positive results and increase specificity in predicting disease recurrence.
13 Our goal now is to be able to provide the surgeon with this critical information at a time when important surgical decisions are made, during the operation.
In this study we report on the development and testing of an extremely rapid quantitative RT-PCR assay that can be carried out in less than 30 minutes. To validate the rapid assay we compared it with standard quantitative RT-PCR and correlated results with clinical outcomes among patients with esophageal cancer.
| Material and methods |
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The fresh-frozen lymph node tissues were embedded in Optimal Cutting Temperature compound and 10 to 15 sections 4.0 µm thick were cut. At the same time 2 sections 4.0 µm thick were cut (first and last sections) and mounted on microscope slides for hematoxylin and eosin staining. The remaining sections were placed in 1.5 mL ribonuclease-free tubes with the lysis buffer from the RNeasy Mini kit (QIAGEN Inc, Valencia, Calif). RNA was extracted according to the manufacturer-recommended protocol with the following modifications. Centrifugation times longer than 1 minute were reduced to 1 minute, and the RNA was reconstituted in 60 µL RNA secure resuspension solution (Ambion Inc, Austin, Tex). Although most of the samples were processed together, 5 samples were processed individually to determine the median extraction time per sample. The RNA yield and purity were determined spectrophotometrically for quality control purposes.
Quantitative RT-PCR
Quantitative RT-PCR was carried out with the 5'-nuclease assay.
15,16 Rapid quantitative RT-PCR was carried out on the Cepheid Smart Cycler real-time DNA amplification and detection system (Cepheid, Sunnyvale, Calif) as described here. Standard quantitative RT-PCR was carried out on the Applied Biosystems 7700 Sequence Detection Instrument (TaqMan) with a single-tube quantitative RT-PCR procedure as described previously elsewhere.
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Rapid quantitative RT-PCR
Expression of the CEA gene was measured relative to that of the endogenous control gene, the ß-glucuronidase gene (GUSB) with the comparative threshold cycle method described previously elsewhere.
14,18 All quantitative RT-PCR assays were carried out in triplicate on 400 ng of total RNA. Both CEA and GUSB PCR primers were designed and tested to avoid amplification of genomic DNA. However, control reactions were still run with RNA without reverse transcription (no transcription control) and water (no template control) in place of complementary DNA as PCR template. Together these control reactions ruled out the possibility that any signal was generated from either genomic DNA contamination of the RNA or PCR product contamination of the reagents. In addition, a calibrator RNA sample was amplified in parallel on all runs to allow comparison of samples run at different times
14,19 and to determine reproducibility of the assay.
The final concentrations of the reaction components were as follows: 1x PCR Platinum Taq buffer (Life Technologies, Inc, Rockville, Md), 300-nmol/L concentrations of each deoxyribonucleoside triphosphate, 4.5-mmol/L magnesium chloride, 0.8-U/µL ribonuclease inhibitor, 1.25-U/µL Sensiscript reverse transcriptase (QIAGEN), 0.06-U/µL Platinum Taq, 60-nmol/L reverse transcription primer, 400-nmol/L concentrations of each PCR primer, 200-nmol/L probe, and 400 ng total RNA. The total RNA input for the fresh-tissue analysis was 5 µL of the sample. For the fixed-tissue analysis 5 µL of an 80-ng/µL dilution of the RNA stock was used. In the rapid assay the reverse transcription reaction was carried out without the PCR primers or probe, then the tube was opened and the primers and probe were added. This was necessary because a standard single-step quantitative RT-PCR lacked the sensitivity to detect rare messages.
17 The oligonucleotide sequences used were as follows: GUSB reverse transcription primer, 5'-TGG TTG TCT CTG CCG A-3'; GUSB forward PCR primer, 5'-CTC ATT TGG AAT TTT GCC GAT T-3'; GUSB reverse PCR primer, 5'-CCG AGT GAA GAT CCC CTT TTT A-3'; GUSB probe 5'-VIC TGA ACA GTC ACC GAC GAG AGT GCT GG-6-carboxyl-tetramethyl-rhodamine-3' (VIC, Applied Biosystems, Foster City, Calif); CEA reverse transcription primer, 5'-GTG AAG GCC ACA GCA T-3'; CEA forward PCR primer, 5'-AGA CAA TCA CAG TCT CTG CGG A-3'; CEA reverse PCR primer, 5'-ATC CTT GTC CTC CAC GGG TT-3'; and CEA probe, 5'-6-carboxyfluorescein CAA GCC CTC CAT CTC CAG CAA CAA CT-6-carboxy-tetramethyl-rhodamine-3'. Rapid quantitative RT-PCR reactions were carried out on the Cepheid Smart Cycler with the following thermocycler conditions: 48°C hold for 5 minutes, 70°C for 60 seconds (for the addition of the PCR primers and probe), 95°C hold for 30 seconds (for Platinum Taq activation), and 45 cycles of 95°C for 2 seconds and 64°C for 15 seconds. Data were analyzed by means of Smart Cycler software (version 1.0) with the second derivative method for determining the threshold. For the fixed-tissue analysis a 30-minute reverse transcription reaction was required because of the reduced sensitivity associated with the degradation inherent in fixed-tissue RNA samples.
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Statistical analysis
The predictive validity of rapid quantitative RT-PCR determination of CEA expression level was evaluated by proportionate hazards regression for disease-free survival. Disease-free survival was defined as the time from the operation to diagnosis of recurrent esophageal cancer. Deaths from other causes and patients alive without disease as of August 1, 2001, were censored. CEA expression was also used to classify patients as having either positive or negative results of quantitative RT-PCR. The cutoff level for classification, as determined by receiver operating characteristic curve analysis,
20,21 was defined as the CEA expression level value that produced the most accurate classification with disease recurrence as the standard. Sensitivity and specificity of quantitative RT-PCR results for diagnosing occult metastasis were calculated. Patients classified as having positive or negative quantitative RT-PCR results according to the classification method were tested for differences in disease-free survival with the log-rank test.
| Results |
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Fresh-tissue analysis
Fresh-frozen sections of lymph nodes from patients undergoing minimally invasive staging for esophageal cancer or benign esophageal disorders were analyzed. In the 11 lymph nodes from the benign cases, rapid quantitative RT-PCR detected extremely low levels of CEA expression in only 2 lymph nodes (patients 8 and 11, Figure 3). This low level in the benign cases presumably represented background or ectopic CEA expression. The highest level of CEA expression in any benign node was 34-fold lower than the lowest-expressing positive node(Figure 3
), which had only a small focus of tumor involvement.
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Analysis of the calibrator samples on each run revealed that for 13 separate runs the SD of the change in threshold cycle value was 0.14 cycles (approximately 10% of the SD for relative expression measurements). In addition, the quantitative RT-PCR required approximately 25 minutes for all 40 cycles. With an RNA isolation time of 5 to 7 minutes, the entire assay took approximately 30 minutes. In our hands this was an extremely rapid and reproducible assay.
| Discussion |
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Currently, intraoperative nodal staging is performed by frozen sectioning and hematoxylin and eosin staining. Although this methodology has at least a 93% correlation with the criterion standard of formalin-fixed, hematoxylin and eosin-stained tissue examination,
24 both methods have significant limitations. Specifically, 30% to 50% of patients with histologically determined node-negative esophageal cancer have disease recurrence despite potentially curative resection. This finding is most likely the result of the sampling error that is inherent in the conventional methodologies and of a lack of sensitivity for detecting micrometastases. Single tumor cells or small foci of cells are easily missed, because only a couple 4-µm sections are studied, with the vast majority of each node remaining unexamined. Serial sectioning of lymph nodes can reduce the sampling error and thus minimize this limitation. For example, in studies on breast cancer, serial sectioning of lymph nodes combined with immunohistochemical methods led to upstaging of an additional 10% to 23% of nodes that were negative according to routine histopathologic evaluation.
25,26 This method is not routinely used, however, because of the significant time and labor involved in serial sectioning of numerous lymph nodes from each case.
In the last decade many studies have used RT-PCR to detect tumor-related messenger RNA in lymph nodes in attempts to improve the sensitivity of micrometastasis detection. Studies on several cancer types have reported that RT-PCR is a reasonable prognostic indicator,
8-10 but despite this RT-PCR has not made its way into clinical practice. The main reasons for this are poor specificity (40%-60%),
8,9 false-positive results in control nodes from patients without cancer,
7 and the lack of standardized assays for multicenter trials. In previous work we showed that quantitative RT-PCR can overcome false-positive results from background or ectopic gene expression and can increase the specificity for predicting disease recurrence.
13 With the techniques used in that study, however, the RNA isolation and RT-PCR assay requires 4 to 6 hours to complete. As a result, this method can only be used after the operation. Intraoperative quantitative RT-PCR will work only if it can be performed rapidly enough to yield a result in a time frame comparable to that of intraoperative frozen-section analysis (approximately 20-30 minutes). Along with rapid RNA isolation and reverse transcription protocols, this requires extremely fast polymerase chain reaction ramping times, such as those attainable with the Roche Light Cycler or the Cepheid Smart Cycle. In this study we used the Caught instrument because of the relative ease of use (no glass capillaries), the independent control of each reaction site, the availability of 4-color multiplexing, and the potential for automated sample preparation and quantitative RT-PCR. With this instrument we have shown that a quantitative RT-PCR assay can be performed on OCT-embedded tissue sections within 30 minutes from RNA extraction to result. With modifications to the protocol reported here, our current, fastest quantitative RT-PCR can be carried out in 18.5 minutes (data not shown).
With our rapid assay we performed a retrospective analysis of RNA from archival tissues with a median patient follow-up of 36 months. Our data showed that the rapid assay predicted disease recurrence with a sensitivity and specificity of 90% and 80%, respectively. These data were comparable with the slower, and more traditional, TaqMan-based analysis (90% and 90%). In our fresh-tissue analysis, we were clearly able to distinguish all the histologically determined positive nodes from the benign control nodes in less than 30 minutes. On the basis of the expression level of CEA, it was also possible to characterize pathologically negative nodes as having an expression pattern that resembled either benign or pathologically positive nodes. From our data, it appears that rapid quantitative RT-PCR is at least as sensitive as fixed-tissue examination and is more sensitive than intraoperative frozen section examination. This is demonstrated by the 2 positive nodes that were deferred or misdiagnosed during the intraoperative examination. To confirm this data, we are planning to study a much larger number of fresh lymph nodes and correlate the results with pathologic staging. As the data set matures, we will also correlate quantitative RT-PCR with recurrence. This should allow us to set an optimal CEA expression cutoff value in the fresh-tissue data set, because it may be different from the cutoff for archived tissues. Because of our promising preliminary fresh-tissue data and problems inherent in analysis of archived tissues, we are hopeful that specificity and positive predictive values will improve with analysis of fresh tissues.
We realize that further development of this technology will be necessary to bring intraoperative quantitative RT-PCR from bench to bedside. In a clinical setting the quantitative RT-PCR assay has to be a simple and automated process, with minimal handling. Toward this end our goal is to develop a cartridge-based processor for automated analysis. We envision that the end product will be a single-use disposable cartridge capable of both RNA isolation and quantitative RT-PCR setup. When integrated with a rapidly cycling, real-time quantitative thermal cycle, this system will provide a quantitative RT-PCR result from frozen sections in less than 25 minutes. With the identification of new and accurate markers, this technology could also be used for molecular analysis of surgical margins and as an adjunct to fine-needle aspirate cytologic examination. Thus molecular information regarding micrometastases and completeness of resection could for the first time be made available to the surgeon during the operation. Furthermore, the availability of an automated and reproducible quantitative RT-PCR format would allow the true molecular diagnostic value of quantitative RT-PCR to be evaluated in standardized multicenter trials.
| Appendix: Discussion |
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This presentation describes an important advance in the use of cancer gene expression for the staging of esophageal cancer. To use this information clinically, it must be available rapidly, which is made possible by a technical advance in instrument design. Realistically, Raja and colleagues were able to show about a 10-fold difference between lymph nodes with no evidence of metastases and lymph node cells expressing levels of CEA, which is also expressed at high levels by esophageal cancer cells. This difference is likely to be clinically useful.
An important issue raised by this study is the biologic behavior and significance of the micrometastases detected by this technique. Does the expression of a marker such as this really correlate with the presence of metastatic cancer cells? Dr Raja, are you planning a larger study to address this?
Some technical points could also be better addressed. CEA is not a highly tumor-associated protein and may, for example, be expressed by normal cells from smokers. Raja and colleagues now have many oncogene and tumor suppressor gene targets from which to choose. Dr Raja, have you expanded this study to include other tumor markers?
The number of patients in the study was small, and no indication of the variability of their triplicate samples is provided. How reproducible is the assay? Although the 30 minutes reported by the authors is faster than a frozen-section analysis at our institution, information showing the actual times needed to perform the assay would be useful and could convince impatient surgeons that this assay really can be used in the operating room.
The lower sensitivity of the frozen-section analysis is balanced by the reduced specificity of the RT-PCR assay, and the overall accuracies of the two procedures are therefore really similar. Thus, it is not clear that the additional information gained is cost-effective. The value of this technique to assess nodal positivity in the operating room may have limited utility if, as for many thoracic cancers, a complete resection can be performed, surgery would proceed in that instance despite the presence of nodal metastases. However, this technique might be useful for assessing surgical margins. Dr Raja, have you used the technique for that purpose?
Use of this technique with fine-needle aspirate cytologic examination also might greatly improve staging accuracy. However, I believe that the real value of this technique is in rapidly establishing the molecular profile of the cancer. Rapid determination of molecular genetic profiles of the tumor will enable genetic lesions in cancer, such as overexpression of p53 or epidermal growth factor or angiogenic factors, to be specifically targeted with induction therapy. The first restoration of tumor suppressor gene function in lung cancer was reported 5 years ago, and now this treatment has been evaluated in many patients and has become a clinical reality. Genetically targeted therapies will become important adjuncts to surgery during the next 5 years, and genetic testing will be important in determining prognosis and therapy. Raja and colleagues are to be congratulated for leading us into the future.
Dr Raja. Regarding your first question about larger studies, since the time of this work we have been collecting tissues to be able to ultimately look at a much larger population of patients. We have not reached the accrual limit, and we therefore have not done the assays on those samples yet, but we are in the process of collecting the samples.
In answer to your second query, CEA was one of many markers that we had investigated, the others in the context of esophageal cancer being cytokeratin 19 and Mucin-1. CEA appeared to be the most sensitive and specific of these markers. Cytokeratin 19 was detected by immunohistochemical staining in mesothelium by our group, and because the samples were archived and we had no control over some of the tissues that were included, we could make sure that our blocks did not have esophageal tissue or epithelial cells but could not be certain that mesothelium was not present. We therefore excluded the other markers in this study. We are expanding our bank of molecular markers and molecular targets, and at the moment we have not used that in esophageal cancer.
To address your question about reproducibility, our assay is highly reproducible. We run a calibrator sample (the same RNA sample) along with every run in every experiment. The SD for this from run to run, for 13 runs, is 0.14 of the cycle, and the range is 0.43, which is significantly less than a 2-fold difference. I think that this reproducibility has been lacking in the traditional standard RT-PCR, and that it is being addressed by quantitative RT-PCR is what will ultimately be important in creating a clinical assay. The actual times to make this entire assay possible in our hands have been less than 25 minutes, with the RNA extraction being at 5 to 6 minutes.
In terms of the sensitivity and specificity of pathologic examination versus RT-PCR, we found that according to our survival curves this assay was similar to pathologic analysis, because a subset of patients have N1 disease and still survive. Looking at our fresh-tissue data, however, there seems to be a much better separation between the positive nodes and the negative nodes. So we believe that this assay, in combination with a multimarker approach, should resolve any issues of slightly decreased specificity that we are seeing in our study.
We are currently investigating the potential for verifying surgical margins. This approach is complicated by the fact that you need to find specific markers that are present in the tumor but not in the tissue from which it originated. DNA-based markers may provide an answer.
To answer the final question about the molecular profiling of these tumors, our work at the moment is a proof of principle. We have shown that the assay can be done in a rapid fashion. Once the assay is developed, modification to include other molecular targets, both DNA and RNA, should be quick to follow.
| Footnotes |
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| References |
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