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J Thorac Cardiovasc Surg 2002;124:896-910
© 2002 The American Association for Thoracic Surgery
Surgery for Acquired Cardiovascular Disease (ACD) |
From the Department of Cardiovascular and Thoracic Surgerya and the Division of Cardiovascular Interventional Radiology,b Stanford University School of Medicine, Stanford, Calif.
Read at the Twenty-seventh Annual Meeting of The Western Thoracic Surgical Association, San Diego, Calif, June 20-23, 2001.
Received for publication June 28, 2001. Revisions requested Nov 1, 2001; revisions received Jan 4, 2002. Accepted for publication Jan 10, 2002. Address for reprints: D. Craig Miller, MD, Department of Cardiovascular Surgery, Falk Cardiovascular Research Center, Stanford University School of Medicine, Stanford, CA 94305-5247 (E-mail: dcm{at}stanford.edu).
| Abstract |
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| Introduction |
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Consensus exists regarding the need for emergency surgical intervention in patients with acute ascending aortic dissection (Stanford type A), but the optimal treatment strategy for those with acute Stanford type B aortic dissection remains somewhat controversial. Wheat and associates
1,2 recommended medical treatment, but in 1970 Daily and colleagues
3 from Stanford concluded that there was no major difference in early outcome between patients treated medically and those treated surgically. Most groups today favor a complication-specific approach, reserving surgical replacement of the descending aorta for patients with rupture, organ ischemia, refractory pain, uncontrollable hypertension, sizable dilatation of the false lumen, or other life-threatening conditions.
4-8 On the other hand, our group
9 has advocated consideration of early operation for selected patients with acute Stanford type B aortic dissection who are younger and relatively good operative candidates, irrespective of the presence or absence of complications.
10,11 If operation is successful, these individuals theoretically would be at lower risk of sustaining late dissection-related aortic complications or requiring late aortic reoperation than would patients treated medically. Whether this proposition is valid has remained a matter of debate because of the relatively small numbers of patients treated for acute Stanford type B aortic dissection each year at any given hospital (even tertiary referral centers).
11 Further, the introduction of percutaneous interventional techniques to alleviate dissection-induced distal ischemia (or thoracoabdominal malperfusion) has shifted traditional surgical indications, with more patients now being treated medically despite the presence of complications that in the past would have prompted operative treatment. This change has further complicated the decision-making dilemma. Superiority of one treatment method over any other cannot be definitively established short of a multicenter, prospective, randomized trial of medical versus surgical treatment in patients with uncomplicated acute Stanford type B aortic dissections, which is probably unrealistic. Even indirect evidence supporting this more aggressive surgical approach remains elusive because of patient selection and patient referral biases, as well as the heterogeneity of the study populations.
9-11 Application of new statistical tools, such as propensity score analysis, can help to overcome some of these problems by reducing the entire set of background characteristics to a single, composite feature that appropriately summarizes the collection.
12,13 This approach allows identification of patient subsets at similar risk in which outcome can be rigorously compared, thereby avoiding the fallacious conclusions that can be reached when different treatment methods are used to treat markedly dissimilar patient cohorts.
To explore this dilemma, we performed a retrospective investigation focusing on three primary end points: overall survival, reoperation, and freedom from late aortic complications or death. By means of propensity score analysis, we identified comparable subsets of patients, which allowed more meaningful analysis. With the recent advent of endovascular stent grafting, it is important to establish what can be expected with our conventional medical or surgical treatment strategies to define which patients may benefit from this new endovascular therapy in the future.
| Methods |
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Surgical treatment
Through a left posterolateral thoracotomy and with either partial (femorofemoral) cardiopulmonary bypass or (in the last decade) total cardiopulmonary bypass and profound hypothermic circulatory arrest, a short segment of the descending thoracic aorta containing the most severe injury and whenever possible the primary intimal tear was replaced with a double velour-woven Hemashield Dacron graft (Medi-Tech; Boston Scientific Corporation, Boston, Mass). Because these were acute dissections, the dissected walls of the aorta proximally and distally were reapproximated with layers of polytetrafluoroethylene felt, or Bioglue (CryoLife Inc, Kennesaw, Ga) since 1999, such that distal flow into the reconstructed aortic true lumen was restored. In most cases only 5 to 10 cm of the proximal descending thoracic aorta was replaced. Rarely, ligation of the destroyed (or thrombosed) aorta was performed, followed by axillofemoral bypass grafting or an ascending aortic to abdominal aortic extra-anatomic bypass graft (thromboexclusion). Few abdominal aortic surgical fenestrations were carried out as a primary procedure before 1992.
Negative inotropic drug treatment was advised indefinitely, even for normotensive patients, to minimize the incidence of late redissection, aortic rupture, and false lumen aneurysmal enlargement.
9,11,16 Early postoperative monitoring for all patients included serial abdominal, neurologic, and pulse examinations to detect visceral, limb, or spinal ischemia. If suspected, the diagnosis was confirmed radiologically, and surgical (before 1992) or interventional catheter fenestration and stenting was performed.
15 After discharge, it was recommended that all patients undergo serial aortic surveillance with annual computed tomographic or magnetic resonance imaging scans, but strict compliance with this recommendation could not be ensured because most patients were referred from long geographic distances and were covered by a wide variety of health care provider systems.
Statistical methods
Preliminary analysis of the baseline data included
2 testing to detect significant differences between the two treatment groups. The main objective of the study was to assess whether there was any benefit of surgical rather than medical therapy for patients with acute Stanford type B aortic dissections by using statistical methods that would help neutralize the patient selection bias inherent in this retrospective investigation. Variability of continuous data was expressed as mean ± SD, that of important fractions or ratios was expressed as [mean ± half the extent of the 70% confidence interval (CI)], and that of actuarial or actual estimates was expressed as ± SEM, roughly equivalent to the 70% CI.
A total of 21 preoperative characteristics or dissection-related complications (independent variables) were analyzed for their possible influence on death at any time, incidence of reoperation, and late aortic-related complications or death (dependent variables; Table 2). Early mortality was defined as death within 30 days of treatment or during the same hospitalization regardless of time. The categoric variable extent of dissection involvement was converted to a binary variable (arch extension) if the arch was involved. Predictors of outcome for the entire group were identified with Cox proportional hazards analysis and expressed as hazard ratios (HRs) and their 95% CIs.
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| Results |
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The predictors of death at any time for the entire patient cohort were identified with a backward, stepwise multivariable Cox proportional hazards analysis. In terms of the magnitude of the adverse clinical impact on survival, shock (HR 14.9, 95% CI 4.7-44.5, P < .001) and visceral ischemia (HR 10.9, 95% CI 3.9-30.3, P < .001) dominated by a large margin (Table 3). Six other variables roughly doubled the probability of death: arch involvement (HR 2.5, 95% CI 1.5-4.3, P = .001), rupture (HR 2.5, 95% CI 1.4-4.3, P = .001), stroke (HR 2.4, 95% CI 1.2-4.7, P = .01), previous sternotomy (HR 2.4, 95% CI 1.2-4.9, P = .019), coronary artery disease (HR 2.2, 95% CI 1.4-3.6, P = .001), and pulmonary disease (HR 2.1, 95% CI 1.3-3.4, P = .003). Female sex, although a significant independent determinant of death, had only a modest effect on survival (HR 1.6, 95% CI 1.0-2.4, P = .035). Year of admission, age, treatment mode (medical vs surgical), and renal dysfunction did not emerge as significant predictors of death. Even though year of presentation was not a significant independent predictor of death, the early mortality risk did fall gradually in the surgical group, from 57% ± 19% during the 1960s to 27% ± 10% in the 1990s (Figure 4). Conversely, no such trend toward lower early mortalities across time was observed in the medical group.
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For the propensity score calculations, univariate logistic regression analysis identified CHF and pulmonary disease as predictors of medical therapy, whereas rupture, arch extension, previous (acute type A) dissection, and arch primary intimal tear predicted a higher likelihood of surgical intervention. The stepwise logistic multivariable regression model indicated that pulmonary disease, rupture, arch extension, and previous dissection significantly predicted whether the patient was more likely to be treated medically or surgically. These variables were entered into a logistic equation for each individual patient to compute the propensity scores. The entire population was then divided into propensity-matched quintiles to balance these characteristics. Quintiles III, IV, and V contained 47 patients who were most likely to be operated on because of the presence of rupture, shock, or arch extension (only 36 were actually offered operation). Therefore these patients were not analyzed further. The 142 patients in quintiles I and II were well matched but did not necessarily constitute a low-risk subpopulation. Because of the small numbers of surgical patients in quintiles I and II (4 in quintile I and 27 in quintile II, these two quintiles were combined for a total of 142 patients (111 medical and 31 surgical) and examined further. The effectiveness of the propensity score matching was validated in that there were no significant differences between these medical and surgical patients (Table 4). More detailed analyses focusing on treatment method were then performed on the 142 patients within quintiles I and II with respect to survival, freedom from reoperation, and freedom from late dissection-related complications or death.
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| Discussion |
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The long-term survivals reported by Fann and colleagues
19 for patients with acute B dissections were 56%, 48%, 29%, and 11% at 1, 5, 10, and 15 years, respectively. Fann and colleagues
19 had previously hypothesized that this sobering prognosis might be due to suboptimal serial imaging surveillance after the operation, which theoretically would detect potential downstream aortic problems before rupture or death; however, in our analysis the causes of late death (Table 5
) were similar in the two treatment groups, with most patients dying of underlying comorbidities, as the survival curves for a matched US population in Figures 5
, A, and 6
, A, reflect.
Recently, Schor and associates
5 from Griepp's group at Mt Sinai Medical Center reported on a group of 68 patients with acute type B dissections between 1985 and 1995 treated with a selective approach. Indications for operation during the acute phase included rupture or substantial aortic dilatation. Malperfusion, initially an operative indication, had since 1993 been treated with balloon fenestration at their institution.
5 Patients without any of these characteristics were treated medically. Overall actuarial survival estimates at 1 and 5 years were 92% ± 4% and 82% ± 8%, respectively, and were similar in the two treatment groups (93% ± 6% and 68% ± 14% for the surgical group and 96% ± 3% and 93% ± 4% for the medical group). Operative morbidity, however, was considerable, because 59% of patients had one or more serious complications. Schor and associates
5 attributed their success to the selected nature of their patient population, coupled with improved spinal cord protection and better perioperative care. Lansman and coworkers
8 updated this Mt Sinai experience in 1999. Among 29 patients with acute type B aortic dissection operated on during a 12-year interval (1985-1997) with this selective approach, there were no early postoperative deaths and only 1 case of paraplegia (4%).
8 These commendable results parallel our experience after 1992, confirming the influence of assiduous patient selection. Longer follow-up is needed, however, to establish conclusively whether this approach affects the long-term natural history of this disease.
In a large series from Bern, Switzerland, Gaze and colleagues
20 reported a 21% surgical mortality, versus 18% for medical therapy. Because 30% of patients subsequently required operation, they concluded that surgical indications should be expanded to include younger patients. They recommended early intervention for patients with Marfan syndrome, arch involvement,
11,14 and expectation of poor medical compliance.
21,22
The series reported here represents one of the largest groups of patients treated for acute type B dissection at a single institution, but a previous study combining patients from Stanford and Duke
23 addressed the same question. The problem faced at that time was the same. How does one define comparable cohorts? Glower and colleagues
23 studied patients with acute or chronic type B dissections with multivariable analysis. Group I was defined as the entire 136 subjects in the study. Patients without compelling indications for emergency surgery constituted group II. From this group, individuals who had no severe cardiac or renal disease comprised group III, a low-risk group that theoretically could have been treated either way. For all patients, the significant determinants of overall mortality were aortic rupture, other dissection complications, increasing age, and cardiac disease. Type of treatment did not emerge as a significant predictor in any of the three groups. In the low-risk group III, the only predictor of mortality was advanced age. Survival estimates for the entire group at 1, 5, and 10 years were 80%, 59%, and 30%, respectively, for medically treated patients, versus 75%, 52%, and 25% for surgical patients (P = NS). When the low-risk cohort (group III) was analyzed, survivals at the same intervals were 94%, 87%, and 32% for the medical subgroup, versus, 90%, 80%, and 50% for those undergoing operation (P not significant).
Subsequent analysis of this same database by Miller
11 focusing on the acute dissections framed the argument for offering operation to more young patients without complications with acute type B dissections. Focusing only on the 89 patients with acute Stanford type B aortic dissections, there were 30 patients remaining after exclusion of those with life-threatening complications (n = 24) and those who were not good surgical risks on the basis of other medical problems (n = 35). This low-risk cohort of patients was considered suitable for either medical or surgical therapy. Of these, 19 were treated medically and 11 were treated surgically. The early mortality for the medical patients was 16%, versus 9% for the surgical patients. This subset of patients without complications who otherwise are reasonable operative candidates probably is representative of the 29 patients operated on at Mt Sinai
8 with no deaths. We continue to advocate that such carefully selected patients be considered for early operation.
This study reviews our entire experience for a period of 36 years with the treatment of patients with acute Stanford type B aortic dissection. The obstacles, as previously encountered by our group and others, are the heterogeneous nature of the study populations, inherent selection and referral biases, continuous evolution of established treatment methods, and the advent of new percutaneous interventional therapies. Analysis of the entire experience demonstrated a trend toward lower surgical mortality risk through the years, from 57% between 1963 and 1969 to 27% between 1990 and 1999 (Figure 4
). Our most recent experience is more encouraging (no early surgical deaths in 6 patients without complications operated on after 1992); this may be due in part to the introduction of percutaneous interventional revascularization, which has increased the number of extremely sick patients undergoing medical treatment.
To address selection bias and the heterogeneous patient population, we used propensity score analysis to discriminate a group of patients that allowed more meaningful comparison of medical and surgical therapies. This group (quintiles I and II) included 142 patients (31 surgical and 111 medical), which were well matched. Analysis of these comparable patients in quintiles I and II showed that late survivals in the medical and the surgical groups were remarkably similar. For the 31 patients in quintiles I and II who were operated on, the operative mortality was 20%.
The long-term results reported here are consonant with those reported previously by Glower and colleagues
23 in the Duke-Stanford database study. Unfortunately, this sobering prognosis seems to reflect the fact that most patients who sustain an acute type B aortic dissection have other life-limiting illnesses (Figures 5
, A, and 6
, A). We therefore specifically looked at the rates of reoperation and dissection-related complications in quintiles I and II. Survivals free of dissection-related complications (Figure 6
, D) at 5 and 10 years were 82% and 62% in the medical group and 68% and 68% among the surgical patients (P = .8). The difference in survival free of reoperation (Figure 6
, B and C) also failed to reach statistical significance, although the curves for the surgical group stabilized after 3 years at 86%, whereas that for the medically treated patients continued to decline to 62% after 10 years. It is important to remember, however, that only small numbers of patients remained at risk beyond 5 to 10 years.
In summary, these data indicate that medical therapy appears to confer some survival advantage during the short term (Figure 5
, A), but this is not statistically significant; other patient-related and dissection-related factors truly determine outcome (Table 3
). Furthermore, the comparable patients in quintiles I and II had an identical prognosis whether treated medically or surgically (Figure 6
, A). If expected survivals among these comparable patients were the same regardless of whether a patient was treated surgically or medically, these results can be interpreted two completely different ways. One could logically infer that all patients should be treated medically; conversely, but equally logically, another observer could infer that all patients should be treated surgically. Because our surgical experience with 6 patients without complications since 1992 and that at Mt Sinai with 29 patients
8 between 1985 and 1997 have demonstrated that extremely low operative mortalities and morbidity rates are realistic, we interpret the results of this analysis as justification for offering early operation on a selective basis to more patients, even in the absence of complications, including those with Marfan syndrome, younger patients, and those judged to be good operative candidates. Indeed, Marfan syndrome was the only significant independent predictor of reoperation or late aortic complications or death. Overall, early operation certainly did not provide normal life expectancy (Figures 5
, A, and 6
, A), but on the basis of contemporary results here and elsewhere,
8 we believe that consideration of early operation may potentially reduce the need for reoperation and perhaps the incidence of fatal events. Only more follow-up of patients currently surviving early operation will answer this question in the future.
Percutaneous fenestration and stenting techniques to correct ischemic complications related to thoracoabdominal malperfusion have become a valuable adjunct to both medical and surgical therapy, but what is the role of endovascular stent-grafts in the future for these patients? Recently we showed that stent-grafts are associated with an early mortality of 16% among patients with acute Stanford type B aortic dissections who have life-threatening complications
24; if treated conventionally with an emergency thoracotomy, these patients would be facing an early risk in the range of 40%, or upward of 60% to 70% if treated medically.
11,16,19,23 The effectiveness of stent-grafts for patients with complicated acute Stanford type B aortic dissections, however, must be confirmed in prospective randomized trials in which this endovascular approach can be rigorously compared with conventional open operation. A bigger unanswered clinical question pertains to the patients with acute Stanford type B aortic dissection who do not have complications, for whom stent-grafts have also been used successfully.
25 To address this quandary, we strongly endorse proceeding with multicenter randomized trials in which medical therapy is compared head to head with stent-grafting. Only such controlled trials can conclusively provide the information that we need to guide our therapeutic strategies in the future.
| Appendix: Discussion |
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When I saw the title of the abstract, I assumed that it would reinforce what most of us continue to teach: type B dissections should be treated medically. The thought process behind that was some data suggesting that outcomes were substantially better if such patients were treated medically rather than surgically. I am sure that this series reflected a bias of the worst patients getting operated on. Nonetheless, Umaña and colleagues showed there was really no difference in need for reoperation, no difference in aortic or other complications, and, most impressively, really no difference in survival when patients were treated medically or surgically.
Because the patients undergoing surgery almost certainly represented the worst cases, yet surgical outcomes were not different from medical outcomes, this really begs the question of whether we should operate on these patients, rather than treat them medically. Dr Umaña, would you extrapolate on that a little bit? Second, I know that your group has experience with the development of the endovascular stent technology. You probably have some experience in treating these patients off protocol. Could you share some of that with us?
Dr Umaña. In terms of whether we should operate more on these patients, I think that what we need to do is individually tailor patient treatment. If you have a patient at low risk who has a reasonable life expectancy and is a good operative candidate, our belief is that you probably should operate if you can achieve an operative mortality less than 5%. In those cases, the outcome should be better. In looking at our own series during the last decade those results are essentially reflected.
Regarding the stent grafts, we have published our experience with use of stent grafts in complicated acute type B aortic dissection. Patients who would otherwise have a mortality of approximately 50% had an operative mortality of about 16%. These stent-grafts can be used. This was a small patient group of only 19 patients, 16 of whom were treated at Stanford, and that study, as I said, needs to be validated in a prospective fashion.
The question is, should we be using stent grafts for patients without complications? I think the answer to that lies only in a prospective randomized study, again comparing stent-graft and medical treatment.
Dr Vaughn Starnes (Los Angeles, Calif). I want to add a sense of Western Thoracic Surgical Association tradition to your nice presentation, Dr Umaña. This is the 27th Western Thoracic Surgical Association meeting, and you are a candidate for the Samson resident prize. Dr Fullerton, who discussed the article at the invitation of our program committee, was a recipient of this prize 11 years ago in 1990. We wish you well, and we look forward to your being an invited discussant in years to come on the basis of your accomplishments.
Dr Edward Verrier (Seattle, Wash). I think that this is an important article, and I have a two-part question. Why do the patients die every time? Mortality does not seem to be directly related to thrombotic disease. Aren't the preoperative risk factors the predictors of long-term outcome, rather than the aortic disease itself?
Dr Umaña. That is exactly right. If you look at the causes of late death, we found that aortic-related deaths accounted only for about 30% of those, whereas most patients died of their comorbidities, such as pulmonary disease, renal dysfunction, and underlying cardiac disease.
Dr Verrier. Now if we believe that, I will just make one more extrapolation. Why should we change our current teaching on therapy for acute type B dissection?
Dr Umaña. That is why I started by saying that if we are going to change our practice, we should individually tailor it. We have to customize it to the patient. If you have a patient who is young and who has no cardiac disease or pulmonary disease (and I know that they are rare, but the study from Mount Sinai includes 29 patients with those characteristics), then you should probably operate on them.
Dr Verrier. Would that group be the patients with Marfan syndrome, then?
Dr Umaña. Not necessarily. It would probably include the patients with Marfan syndrome, but it would not necessarily be all patients with Marfan syndrome.
Dr Starnes. The third corollary to that question is, why does a surgical group end up being at the same spot even though survival does not go down in parallel. You have a higher mortality with surgery at the time of surgery, and you would think that survivals would go down in parallel if they were not related to the aortic disease. That is why it remains so ambiguous in terms of how to interpret these data.
Dr Umaña. This is something we have been discussing among ourselves. We believe that if you can get rid of that operative mortality, then your survival curve will come up 15 points and all of a sudden your surgical group will stay up higher. What I interpret your question to mean is that survival in the surgical group of patients drops off acutely but then seems to be flatter, if you will, than the medical curve. If you can get rid of the operative mortality, then presumably your midterm or long-term results and outcome are going to be better.
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