|
|
||||||||
J Thorac Cardiovasc Surg 2003;125:1121-1131
© 2003 The American Association for Thoracic Surgery
General Thoracic Surgery |
From the Departments of Surgery,a Pathology,b and Community Health and Epidemiology,c Dalhousie University, Halifax, Nova Scotia, Canada, and the Molecular Carcinogenesis Group, International Agency for Research on Cancer,d Lyon, France.
Funded by The Dalhousie Medical Research Foundation, The Dalhousie University Department of Surgery, The Cancer Care Nova Scotia Surgical Oncology Network, and The QEII Health Science Centre Research Fund. Amy Gillis was supported by a Canadian Institutes for Health Research-Burrows Wellcome Fund/University of Toronto Faculty of Medicine Student Research Award (2001).
Read at the Eighty-second Annual Meeting of The American Association for Thoracic Surgery, Washington, DC, May 5-8, 2002.
Received for publication May 14, 2002. Accepted for publication Aug 5, 2002. Address for reprints: Alan G. Casson, MD, Division of Thoracic Surgery, QEII Health Sciences Centre, Victoria Building 7S-013, 1278 Tower Rd, Halifax, Nova Scotia, B3H 2Y9, Canada (E-mail: alan.casson{at}dal.ca).
| Abstract |
|---|
|
|
|---|
| Introduction |
|---|
|
|
|---|
Tumor suppressor genes play important roles in the regulation of cell growth, differentiation, and DNA repair. The p53 tumor suppressor gene appears to have a key role in human carcinogenesis,
11 and p53 mutations are among the most frequent in human cancers.
12 With strict clinicopathologic criteria used to define adenocarcinomas of primary esophageal origin, we reported p53 mutations in primary esophageal adenocarcinomas
13 and associated premalignant Barrett epithelium in 1991.
14 These original observations have now been confirmed by several investigators, documenting additional p53 mutations and changes in protein expression.
15-20 However, the clinical significance and potential applications of these observations remain unclear.
21-32
In February 1991, representing the first appointment of the senior author (A. G. C.), a prospective study was initiated to characterize the spectrum of p53 alterations in surgically resected primary esophageal adenocarcinomas. After a detailed molecular analysis of tumors banked during the first 5 years, we reported significant associations between p53 alterations (mutations and/or protein overexpression) and tumor differentiation, lifestyle risk factors, and survival.
33 The objective of this report is to update the results of the second 5-year interval (up to February 2001) of this 10-year study, to document the spectrum of p53 mutations in primary esophageal adenocarcinomas, and to further evaluate associations between p53 and clinicopathologic findings and outcome.
| Patients and methods |
|---|
|
|
|---|
Tumors
Immediately after esophageal resection, and in collaboration with a consultant pathologist, resected esophageal tissues were examined, and representative sections of the primary tumor (comprising >80% malignant cells, with minimal necrosis) and histologically normal esophageal epithelium adjacent to the proximal resection margin were snap frozen in liquid nitrogen and stored in our esophageal tumor bank at -80°C. Approval for banking of surgically resected esophageal tissues for molecular studies was obtained from review boards for health science research at the University of Western Ontario (London, Ontario, Canada) and University of Toronto (Ontario, Canada) and from respective departments of pathology. Tissues banked at Heartlands Hospital (Birmingham, UK) were collected according to local protocols. Since 1998 all tissues were banked at Dalhousie University in accordance with the Canadian Tri-Council Policy "Statement on Ethical Conduct for Research Involving Humans."
All remaining esophageal tissues were processed according to standard protocol by collaborating departments of pathology. Representative sections were stained with hematoxylin and eosin and examined by an independent consultant histopathologist. Serial unstained, formalin-fixed, paraffin-embedded tissue sections were used for subsequent immunohistochemical analyses. All tumors were staged according to the International Union Against Cancer (Union Internationale Contre Le Cancer; IUCC) classification on the basis of pTNM subsets.
36 Strict clinicopathologic criteria (Table 1) were used to define primary esophageal adenocarcinomas (Siewert type I),
37 thereby excluding adenocarcinomas of the cardia (Siewert type II) or proximal (subcardia) gastric tumors (Siewert type III). Proximal and distal resection margins were considered positive if tumor cells were present in any layer of the esophageal or gastric wall. The radial (lateral) resection margin was considered positive if tumor was present within 1 mm of the inked surface.
|
A modified indirect immunoperoxidase technique was used to study the distribution of p53 protein in formalin-fixed, paraffin-embedded tissue sections. DO7, a murine monoclonal anti-p53 antibody (recognizing mutant and wild-type p53 protein) was used at 1:50 dilution (Novocastra Laboratories Ltd, Newcastle upon Tyne, UK). Controls were run in parallel with test sections and included known positive and negative tissues (tissue controls), matched histologically normal esophageal mucosa (internal control), and sections stained without the primary antibody (reagent controls). Interpretation and scoring of tissue sections according to intensity and proportion of positively staining cell nuclei have previously been reported in detail.
33 An individual was considered to have altered p53 if a mutation was confirmed by sequencing or by accumulation of p53 protein (immunopositivity) in tissue sections.
Data collection and statistical analysis
Clinicopathologic data were prospectively collected and recorded in a research database. Follow-up was complete for all patients until February 2001. Differences in p53 alterations with respect to gender, surgical approach, extent of resection, tumor differentiation, pT stage, pN stage, UICC stage, and the number of resected metastatic lymph nodes were tested with a
2 test, with the Fisher exact test used if a cell contained fewer than 5 patients. The prognostic importance of these variables, as well as those of p53 alterations, p53 mutations, and p53 protein expression, for overall and disease-free survival after resection were compared with Kaplan-Meier survival methods and tested with the log-rank test. We applied multivariate Cox proportional hazards regression methods to evaluate the independent importance of p53 for overall and disease-free survival after resection. In this respect, we considered various combinations of variables that potentially confound the associations between p53 alterations and overall and disease-free survival after resection. All analyses were performed with SPSS for Windows 9.0 (SPSS Inc, Chicago, Ill).
| Results |
|---|
|
|
|---|
.001).
Staging, clinicopathologic findings, and outcome
Primary tumor histologic type was confirmed to be adenocarcinoma, and all tumors were considered to be of primary esophageal origin after pathologic examination. Thirty-three tumors were well differentiated (G1), 16 were moderately differentiated (G2), and 42 were poorly differentiated (G3). Tumors were staged as I (n = 9), IIA (n = 25), IIB (n = 7), III (n = 39), and IV (n = 11). The stage IV classification was based on the presence of distant (nonregional) lymph node metastases.
35,36 A complete (R0) resection was confirmed histologically in 80.2% of patients (n = 73/91). Proximal esophageal and distal gastric resection margins were histologically normal in all cases. Microscopic residual tumor (R1) was documented in 14.3% of patients (n = 13/91) at the lateral tumor resection margin. Macroscopic residual tumor (R2) was present in 5.5% of patients (n = 5/91), resulting from extracapsular nonregional lymph node metastases. The number or regional lymph nodes identified pathologically ranged from 2 to 26 (mean 10 nodes). Overall 5-year survival was 27.3%, with a median survival of 19 months. Thirty-four patients are currently alive with a median follow-up of 34 months. Recurrent or metastatic disease was documented in 60.4% of patients (n = 55/91) and was predominantly systemic (89.1%, n = 49/55).
Alterations in p53
Overall, 57.1% of patients (n = 52/91) in this updated 10-year series had p53 alterations (mutations and/or protein overexpression). These data are summarized in Table 2. Mutations alone were found in 50.5% of tumors (n = 46/91) throughout exons 4 through 10 of the p53 gene. Mutations were missense (n = 32) or truncating (n = 14), the latter of which comprised nonsense mutations (n = 7), base insertions (n = 5), and base deletions (n = 2). G:C to A:T single base substitutions (n = 28) were predominant, with 24 of these changes at CpG dinucleotides. PCR-SSCP analysis of matched normal DNA did not reveal any p53 mutations, and DNA sequencing of tumors with negative results of PCR-SSCP confirmed only the wild-type p53 sequence.
|
Alterations in p53 and clinicopathologic observations
The associations between p53 alterations (mutations and/or protein overexpression) and selected clinicopathologic variables are summarized in Table 3. The p53 alterations were associated with higher stage tumors, lymph node metastasis, and poor tumor differentiation.
|
|
|
| Discussion |
|---|
|
|
|---|
In normal cells the p53 gene, localized to chromosome 17p13, is thought to act as a transcription factor with a wide range of biologic functions, including regulation of cell-cycle checkpoints, apoptosis, and maintenance of genomic integrity.
11 The gene encodes a 53-kd phosphoprotein that does not accumulate to significant levels in normal cells because of rapid turnover (half-life 2-15 minutes). In response to various cellular signals, the p53 protein is stabilized and becomes capable of transactivating several downstream target genes. These complex regulatory molecular mechanisms are thought to prevent DNA replication after genomic damage, either by arresting cells in G1 and allowing more time for DNA repair or by inducing apoptosis (cell death) of cells that contain damaged DNA.
11,38-42
Point mutations of the p53 tumor suppressor gene are among the most frequent molecular alterations in human malignancies,
7,12 suggesting that loss of p53 function is critical to tumorigenesis. Missense mutations in conserved regions of the DNA-binding domain of p53 (exons 5-8) result in the loss of ability of p53 to bind DNA in a sequence-specific manner, preventing the gene from transactivating its physiologic molecular targets.
43 Alternative molecular mechanisms of inactivation have also been described, including accelerated protein degradation through interaction with cellular (mdm2) or viral (HPV E6) oncoproteins and cytoplasmic retention and accumulation of wild-type p53.
44,45 However, it is not known with certainty which of these p53 activities is the most critical for tumorigenesis, and p53 activity may further be influenced by cell type and epigenetic modifiers. Regardless of the molecular mechanism, the resulting loss of p53 function is thought to enhance genomic instability in cancer cells, predisposing toward accumulation of multiple molecular genetic alterations.
In addition to providing further insight into fundamental biologic mechanisms associated with tumor development, there has been considerable interest in potential clinical applications of p53 for early diagnosis, staging, prognosis, as a predictor of cytotoxic drug sensitivity or resistance, and as a molecular target for gene therapies.
46,47 Such approaches that use p53 and other molecular biomarkers are particularly important for esophageal cancer, because long-term prognosis for this disease is poor.
To date few studies have critically evaluated the prognostic significance of p53 alterations in esophageal adenocarcinoma. In a combined series of adenocarcinomas (n = 24) and squamous cell carcinomas (n = 63) of the esophagus, p53 protein accumulation (shown immunohistochemically) was reported in 19 (79%) adenocarcinomas but was not associated with outcome after surgical resection.
24 One further combined series of esophageal tumors (n = 21 adenocarcinomas, n = 46 squamous cell carcinomas) also reported that p53 mutations (40.5%) and p53 protein accumulation (59.5%) were not related to postoperative survival.
48 By contrast, improved survival of patients with adenocarcinomas with p53 protein overexpression (50% of tumors) was reported by Sauter and colleagues
25 in a phase II study of 24 patients treated with chemotherapy (5-fluorouracil and mitomycin C), radiotherapy (60 Gy), and surgical resection. In addition to our initial report of 48 patients with esophageal adenocarcinomas who underwent surgical resection alone,
33 two studies have now demonstrated poor prognosis for patients with esophageal adenocarcinomas found to have p53 mutations. Ribeiro and coworkers
29 evaluated 42 patients with esophageal adenocarcinoma treated by chemotherapy (5-fluorouracil, cisplatin, and
-interferon), radiation therapy (45 Gy) and surgery, correlating p53 mutations (40.5%) and p53 protein expression (59.5%) with significantly reduced overall and disease-free survival. Comparable results were also recently reported by Schneider and colleagues,
31 who found that p53 mutations (50.8%) were associated with significantly reduced survival in a series of 59 patients who underwent potentially curative surgical resection of esophageal adenocarcinoma.
Several factors may account for the conflicting results reported in the preceding studies, and the limitations of evaluating molecular biomarkers in clinical correlative studies are well known.
49-51 Such limitations include use of variable treatment strategies (eg, use of induction chemotherapy or radiotherapy, different operative procedures), relatively low patient numbers to achieve sufficient statistical power, lack of a strict definition for primary esophageal adenocarcinomas, incomplete pathologic staging, differing techniques for evaluating p53 (mutation analysis vs immunohistochemical analysis), and technical issues related to tumor heterogeneity.
Although we have attempted to overcome such limitations where possible, it is important to note that these data reflect a selected series of patients referred for potentially curative esophageal resection at tertiary university centers and may therefore not necessarily be representative of esophageal adenocarcinoma in the general population. However, the surgical results, prognostic factors (eg, stage), and survival rates in this study are comparable with those in other recent series reporting surgical outcomes with esophageal cancer.
52-56 In contrast to previously reported studies evaluating the prognostic significance of p53 in esophageal adenocarcinoma,
25,29 no patient received induction therapy (as is current clinical practice in our center), and all patients were treated by a single surgeon with consistent operative technique. Of particular importance was our use of strict clinicopathologic criteria
13,33 to define adenocarcinomas of primary esophageal origin (Siewert type I).
37 The recent demonstration of molecular differences between adenocarcinomas of the esophagus (Siewert type I) and cardia (Siewert type II), suggesting that these represent different pathologic entities, may therefore influence future treatment strategies.
57 During the past decade, we have used a different operative approach to resect cardia adenocarcinomas (Siewert type II): a left thoracoabdominal extended gastrectomy, incorporating the distal thoracic esophagus to the level of the inferior pulmonary vein, with esophagojejunal Roux-en-Y reconstruction.
Techniques to evaluate p53 may further account for discordant results between previously reported prognostic studies. The advantages and limitations of immunohistochemical analysis of p53 protein versus molecular analysis of p53 mutations have previously been addressed in detail.
58,59 In this study, either approach was found to have a statistical association with survival, but the combination of p53 alterations (mutations and/or protein overexpression) was most significant.
Molecular analysis of the p53 gene has provided valuable fundamental information regarding the biology of esophageal adenocarcinoma.
60 A high proportion of p52 mutations (30.4%) found in this study were truncating mutations that resulted in a null-protein phenotype and are therefore undetectable by immunohistochemical means. In contrast, some tumors were immunopositive, with no mutations in p53. Rare instances of mutations outside p53 exons 4 through 10 have been described,
61 but there is also evidence that mechanisms other than point mutation may result in p53 protein accumulation and inactivation (eg, cytoplasmic p53 protein accumulation in a subset of breast cancer
62 and in neuroblastoma
45).
In agreement with these considerations, our results indicate that the combination of mutation analysis and immunohistochemical analysis discriminates a group of tumors with more aggressive clinical and biologic properties. This biologic effect is reflected to some extent by an increasing statistically significant relationship between p53 status (mutations, protein overexpression, or both) and reduced disease-free survival relative to overall survival. Furthermore, esophageal adenocarcinomas with p53 alterations tend to be more poorly differentiated than tumors with wild-type p53, suggesting that the p53 tumor suppressor gene contributes to maintain cancer cells in a low-differentiation, high-proliferation state. Similar associations between p53 and poor tumor differentiation have previously been reported for other upper aerodigestive tract tumors, including non-small cell lung cancer,
63 and for head and neck cancers.
64
Biologically, one of the most interesting lessons derived from analysis of p53 mutations in esophageal cancer relates to patterns of mutations.
60,61 Patterns of p53 mutations in squamous cell carcinoma of the esophagus are predominantly transitions or transversions occurring at A:T base pairs (suggesting a relationship to metabolites of ethanol, a well-defined risk factor for squamous cell carcinomas), or G to T transversions (a characteristic mutation attributed to benzo[a]pyrine, suggesting an association with tobacco).
61 For esophageal adenocarcinomas, however, predominant mutations are G:C to A:T transitions at CpG dinucleotides (52.2% in this study). A review of all published human p53 mutations (see IARC p53 mutation database at http://www.iarc.fr/p53/index.html) indicates that esophageal adenocarcinomas are the cancer type with the highest proportion of such mutations. There is now solid molecular evidence that these mutations primarily arise through endogenous mechanisms, involving the spontaneous deamination into thymine of the 5' methylated cytosine that frequently occurs at CpG dinucleotides.
61 This mechanism is enhanced by exposure to oxyradicals and nitroradicals. In colon cancer, Ambs and associates
65 demonstrated a direct correlation between the levels of expression of nitric oxide synthase 2 and the rate of formation of G:C to A:T transition at CpG dinucleotides, incriminating overproduction of nitric oxide as a major causative factor. Our data support the hypothesis that chronic stress, in particular that related to gastroesophageal reflux, may result in local overproduction of nitric oxide in normal and metaplastic esophageal mucosa, thus enhancing the rate of formation of spontaneous p53 mutations. This observation may provide a basis for chemopreventive approaches aimed at reducing the levels of nitric oxide production in the lower esophagus of individuals at increased risk for esophageal adenocarcinoma.
It seems likely that further progress with esophageal adenocarcinoma will only be made with a clearer understanding of its tumor biology. Recent advances in molecular technology will also permit the identification of multiple biomarkers and global gene expression profiles to be studied in esophageal tissues.
66 Barrett esophagus is an excellent model to study early molecular alterations associated with tumorigenesis. Several early molecular alterations in Barrett epithelium have now been described
8,67 and will probably form the basis of further strategies for early detection, prevention and therapy.
68
| Appendix: Discussion |
|---|
|
|
|---|
Dr Casson. Through the years we have looked at selected genes. The p53 gene is the one that we have had the most experience with in this sort of translational study. You are quite right, the complexities of p53 are ever increasing, but we have not looked at other pathways yet. We are more interested now in doing that in the early stages, and I think that will be more profitable in terms of, for example, chemopreventive strategies.
Dr Steven J. Mentzer (Boston, Mass). You mentioned that down the road you want to look at Barrett esophagus and look at early-stage lesions, I presume. Do you see any heterogeneity in terms of p53 expression within the tumors and perhaps adjacent mucosa?
Dr Casson. Yes, and, in fact that was our original report in Cancer Research. The mutations that we found in the tumor were really quite discordant with the associated "premalignant tissues" nearby. Again, it is heartening to see that others have reported the same, and in head and neck cancer and lung cancer as well. Heterogeneity is key to these sorts of studies. Certainly for Barrett esophagus we are going to overcome this issue by laser capture microdissection.
Dr Thomas K. Waddell (Toronto, Ontario, Canada). I compliment you on being careful to separate your clinical material into clinical categories, specifically type I and type II cardia or gastroesophageal junction tumors. Do you actually have any molecular data on the type II tumors? Are they a distinct cancer from a p53 point of view, or just from the perspective of clinical classification?
Dr Casson. The only work I am aware of was actually recently published by Phillippe Taniere at the Cancer Agency, and he has looked at p53, mdm-2, and a couple of other markers as yet unpublished. He wrote this up in the American Journal of Pathology, I think last year, and showed quite different profiles of mutation in tumors that were categorized in that manner. I understand that group has a collaborative project with Siewert's group, which again has a good series of well-stratified tumors. We have not yet done that. In part, the number of cardia cancers I have operated on during the last decade is much smaller. I have only 18 in my personal series, as opposed to the 91 esophageal tumors.
| Acknowledgments |
|---|
| References |
|---|
|
|
|---|
This article has been cited by other articles:
![]() |
M. D. Taylor, P. W. Smith, W. K. Brix, M. R. Wick, N. Theodosakis, B. R. Swenson, B. D. Kozower, and D. R. Jones Correlations between selected tumor markers and fluorodeoxyglucose maximal standardized uptake values in esophageal cancer Eur. J. Cardiothorac. Surg., April 1, 2009; 35(4): 699 - 705. [Abstract] [Full Text] [PDF] |
||||
![]() |
A. G. Casson, K. Madani, S. Mann, R. Zhao, B. Reeder, and H. J. Lim Does previous fundoplication alter the surgical approach to esophageal adenocarcinoma? Eur. J. Cardiothorac. Surg., November 1, 2008; 34(5): 1097 - 1102. [Abstract] [Full Text] [PDF] |
||||
![]() |
R Langer, B H A Von Rahden, J Nahrig, C Von Weyhern, R Reiter, M Feith, H J Stein, J R Siewert, H Hofler, and M Sarbia Prognostic significance of expression patterns of c-erbB-2, p53, p16INK4A, p27KIP1, cyclin D1 and epidermal growth factor receptor in oesophageal adenocarcinoma: a tissue microarray study. J. Clin. Pathol., June 1, 2006; 59(6): 631 - 634. [Abstract] [Full Text] [PDF] |
||||
![]() |
C. Barclay, A. W. Li, L. Geldenhuys, M. Baguma-Nibasheka, G. A. Porter, P. J. Veugelers, P. R. Murphy, and A. G. Casson Basic Fibroblast Growth Factor (FGF-2) Overexpression Is a Risk Factor for Esophageal Cancer Recurrence and Reduced Survival, which Is Ameliorated by Coexpression of the FGF-2 Antisense Gene Clin. Cancer Res., November 1, 2005; 11(21): 7683 - 7691. [Abstract] [Full Text] [PDF] |
||||
![]() |
A. G. Casson, Z. Zheng, S. C. Evans, P. J. Veugelers, G. A. Porter, and D. L. Guernsey Polymorphisms in DNA repair genes in the molecular pathogenesis of esophageal (Barrett) adenocarcinoma Carcinogenesis, September 1, 2005; 26(9): 1536 - 1541. [Abstract] [Full Text] [PDF] |
||||
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| HOME | HELP | FEEDBACK | SUBSCRIPTIONS | ARCHIVE | SEARCH | TABLE OF CONTENTS |
| ANN THORAC SURG | ASIAN CARDIOVASC THORAC ANN | EUR J CARDIOTHORAC SURG |
| J THORAC CARDIOVASC SURG | ICVTS | ALL CTSNet JOURNALS |