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Right arrow Valve disease

J Thorac Cardiovasc Surg 2003;126:358-364
© 2003 The American Association for Thoracic Surgery


Surgery for acquired cardiovascular disease

Early and late stroke after mitral valve replacement with a mechanical prosthesis: risk factor analysis of a 24-year experience

Ko Bando, MDa,*, Junjiro Kobayashi, MDa, Mitsuhiro Hirata, MDa, Toshihiko Satoh, MD, MPHc, Kazuo Niwaya, MDa, Osamu Tagusari, MDa, Satoshi Nakatani, MDb, Toshikatsu Yagihara, MDa, Soichiro Kitamura, MDa

a Department of Cardiovascular Surgery, National Cardiovascular Center, Osaka, Japan,
b Department of Cardiology, National Cardiovascular Center, Osaka, Japan
c Department of Public Health, Kitasato University, Kanagawa, Japan

Read at the Eighty-second Annual Meeting of The American Association for Thoracic Surgery, Washington, DC, May 5-8, 2002.

Received for publication June 3, 2002; revisions received July 8, 2002; revisions received January 15, 2003; accepted for publication February 18, 2003.

* Address for reprints: Ko Bando, MD, Department of Cardiovascular Surgery, National Cardiovascular Center, 5-7-1, Fujishirodai, Suita, Osaka 565-8565, Japan
kobando{at}hsp.ncvc.go.jp


    Abstract
 Top
 Abstract
 Patients and methods
 Results
 Discussion
 Discussion
 References
 
OBJECTIVE: We evaluated risk factors for mortality and stroke after mechanical mitral valve replacement between May 1977 and December 2001.

METHODS: Early and late mortality and stroke were assessed. Potential predictors of mortality and stroke were entered into a Cox proportional hazards model. Actuarial survival and freedom from stroke were determined by a log-rank test.

RESULTS: Mitral valve replacement was performed in 812 patients. Concomitant procedures included left atrial appendage closure in 493 (61%) patients, tricuspid annuloplasty-replacement in 348 (43%) patients, maze procedure in 185 (23%) patients, plication of the left atrium in 148 (18%) patients, and other procedures in 151 (19%) patients. Five-year actuarial survival was 91.1% ± 2.3%. Freedom from stroke at 8 years was significantly better in patients with sinus rhythm versus atrial fibrillation (P < .001). Ninety-nine percent of patients with mitral valve replacement combined with a maze procedure were free from stroke, whereas only 89% of patients with mitral valve replacement alone were free from stroke at 8 years after surgical intervention. Seventy-two patients had late stroke; sixty-five patients (90%) were in atrial fibrillation, and 47 (65%) patients had the left atrial appendage closed. Multivariate analysis showed that late atrial fibrillation (odds ratio, 3.39; 95% confidence interval, 1.72-6.67; P = .0001) and omission of the maze procedure (odds ratio, 3.40; 95% confidence interval, 1.14-10.14; P = .003) were the significant risk factors for late stroke.

CONCLUSIONS: Persistent atrial fibrillation was the most significant risk factor for late stroke after mechanical mitral valve replacement. Restoration of sinus rhythm with a maze procedure nearly eliminated the risk of late stroke, whereas neither closure of the left atrial appendage nor therapeutic anticoagulation prevented this complication.



Kobayashi, Kitamura, Bando, Yagihara (left to right)


Despite improvements in valve design, stroke remains a serious complication after heart valve replacement. It is generally agreed that lifelong anticoagulant therapy is indicated in all patients with mechanical valves. Recent studies indicate that major systemic embolism still occurs at a rate of 2% to 3% per year after mechanical mitral valve replacement (MVR), despite anticoagulation.1-3 We and others recently demonstrated that maintaining sinus rhythm by using the Cox maze procedure reduced the incidence of late stroke.4-6 However, the risk for late stroke after mechanical valve replacement remains to be determined.

The purpose of the study was to elucidate the risks for early and late mortality and stroke after mechanical MVR in a single center over a 24-year period.


    Patients and methods
 Top
 Abstract
 Patients and methods
 Results
 Discussion
 Discussion
 References
 
Between May 1977 and December 2001, we performed 812 MVRs with mechanical prostheses. We retrospectively reviewed the data from operative notes, anesthesia records, clinical case histories, and laboratory investigations, including electrocardiograms, echocardiograms, and cardiac catheterization reports. This retrospective study was approved by the Institutional Review Board of National Cardiovascular Center. Follow-up data were collected from the National Cardiovascular Center records of outpatient visits and correspondence with referring physicians. Each patient was followed by local physicians or by cardiologists or surgeons in our hospital at least every 2 months. A total of 33 clinical, hemodynamic, electrocardiographic, and echocardiographic variables were entered into a computerized database and analyzed. Follow-up data beyond 6 months after the operation were available for all patients.

Definitions
Stroke was defined as cerebral thromboembolism diagnosed by a neurologist and confirmed by means of a computed tomographic scan. Transient ischemic attacks were not counted as strokes in this study. Valve thrombosis was defined as impairment of the valve function by the deposition of thrombus demonstrated at operation or autopsy. Bleeding includes intracranial bleeding, spinal bleeding, and major extracranial bleeding. Intracranial and spinal bleeding were defined as a neurologic deficit of sudden or subacute onset confirmed by means of computed tomographic scanning, surgical investigation, or autopsy. Major extracranial bleeding was defined as an acute bleeding event that led to death or hospital admission or treatment of bleeding; bleeding that led to hospital admission for diagnostic procedures only was not considered major. Bleeding caused by trauma was also excluded. We also excluded all complications that occurred during hospitalization for a different reason because other diseases, interventions, and diagnostic procedures might affect the risk of complications far more than the intensity of the anticoagulant therapy.7,8

Patients
Demographic data and preoperative cardiac information are given in Table 1. With respect to preoperative heart rhythm, 78% of patients had chronic atrial fibrillation. In May 1992, the Cox maze procedure was introduced. Between May 1992 and December 1994, the Cox maze III procedure was the procedure primarily performed. A modified maze III procedure (Kosakai maze) was performed until May 1998. The cryo-maze procedure was used thereafter. Details of these procedures have been previously described.6,9 Five hundred thirty-three (66%) patients had St Jude Medical valves (St Jude Medical, Inc, St Paul, Minn). The remaining patients had a variety of valves including CarboMedics (n = 125; Sulzer Carbomedics, Inc, Austin, Tex), Björk-Shiley (n = 70, in our early experience; Shiley, Inc, Irvine, Calif), ATS (n = 47; ATS Medical, Inc, Minneapolis, Minn), Omniscience (n = 29; Medical Inc, Inver Grove Heights, Minn), and other valves (n = 8). All valves were placed in the antianatomic position.


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TABLE 1. Preoperative clinical characteristics

 
Assessment of the intensity of anticoagulant therapy
The incidence of adverse events for specific levels of intensity of anticoagulation were calculated as the ratio of the number of events that took place when the prothrombin time was in a particular international normalized ratio (INR) range to the number of patient-years during which the INR was at this level in the patient population. This method has been described in detail previously.10

Statistical methods
Survival and freedom from mortality, atrial fibrillation, and stroke were estimated by using the Kaplan-Meier method. Survivorship curves were compared with a log-rank test. The risks for death, recurrence of atrial fibrillation, and stroke were analyzed by using both univariate analysis and multivariate analysis with a Cox proportional hazards model.


    Results
 Top
 Abstract
 Patients and methods
 Results
 Discussion
 Discussion
 References
 
Pathophysiology of mitral valve disease and operative findings
The pathophysiology of the mitral valve disease and the nature of concomitant procedures are depicted in Table 2. All patients underwent surgical intervention with mild hypothermia. Antegrade crystalloid cardioplegia was primarily used before 1987, and combined antegrade-retrograde blood cardioplegia was extensively used thereafter. Fifty-one percent (320/627) of the patients undergoing MVR alone underwent concomitant ligation of the left atrial appendage, whereas 94% (173/185) of the patients who underwent combined MVR and the maze procedure had the left atrial appendage closed.


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TABLE 2. Pathophisiology for mitral disease and concomitant procedure

 
Postoperative morbidity and mortality
Hospital death occurred in 33 (4.1%) patients, and causes of deaths are listed in Table 3. Postoperative complications included bleeding (n = 14), renal failure (n = 6), intra-aortic balloon pump insertion (n = 4), mediastinitis (n = 3), left ventricular assist device insertion (n = 3), left ventricular rupture (n = 3), and pneumothorax (n=2).


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TABLE 3. Cause of early and late mortality

 
Survival and late mortality
All patients were observed for at least 6 months after their operations. Actuarial 5-year, 10-year, and 15-year survivals were 91.1% ± 1.8%, 88.4% ± 2.3%, and 85.4 ± 3.2%, respectively (Figure 1). There were 50 (6.2%) late deaths. The causes of late deaths are listed in Table 3. Risk factors for late mortality are depicted in Table 4.



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Figure 1. Actuarial survival curve. Bar indicates 95% confidence interval.

 

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TABLE 4. Results of univariate and multivariate analysis for late mortality

 
Recurrence of atrial fibrillation
We chose to analyze recurrence of arrhythmia after the first 30 days because early postoperative atrial fibrillation might be caused by different mechanisms than those of chronic atrial fibrillation. Freedom from atrial fibrillation in the group undergoing MVR alone at 8 years was 25.9% ± 3.2% compared with 71.6% ± 6.3% in the combined MVR and maze group (P < .0001, Figure 2). The incidence of stroke was similar between the patients with sinus rhythm after a maze procedure and those in native sinus rhythm (Appendix 1). Moreover, 46 patients with a combined MVR and maze procedure had a recurrence of atrial fibrillation late after surgical intervention.



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Figure 2. Freedom from recurrence of atrial fibrillation (AF). Bar indicates 95% confidence interval. MVR, Mitral valve replacement.

 
Preoperative and postoperative medications
The spectrum and intensity of preoperative antiarrhythmic drugs were similar in patients with and without a concomitant maze procedure. The number of antiarrhythmic agents decreased over time in the combined maze-MVR group, whereas the vast majority of patients undergoing MVR alone continued to receive ß-blockers and digoxin for rate control. All patients were taking warfarin, and the target INR was 1.8 to 2.8.11,12 Only 27 patients took antiplatelet agents; this did not affect the statistical results.

Incidence of stroke after surgical intervention
Seventy-two patients had a late stroke; 65 (90%) patients were in atrial fibrillation, and 47 (65%) patients had the left atrial appendage closed. Irrespective of preoperative rhythm (either in sinus rhythm or atrial fibrillation), closure of the left atrial appendage did not have a significant effect on the incidence of stroke, even in patients undergoing MVR alone. At the time of their stroke, 63 (86%) patients had an INR of greater than 1.8. Nine patients had stopped warfarin for minor operations or dental care; their INR was less than 1.5.

Freedom from stroke 15 years after surgical intervention was 90.7% ± 6.5% in patients with regular rhythm compared with 73.8% ± 6.9% in patients with chronic atrial fibrillation (P < .0001, Figure 3). Freedom from stroke 8 years after surgical intervention was 98.7% ± 2.3% in patients who underwent a concomitant maze procedure compared with 88.7% ± 2.6% in patients who underwent MVR alone (P = .033, Figure 4). Three (6.5%) of the 46 patients with an unsuccessful maze procedure had a stroke late after surgical intervention.



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Figure 3. Freedom from stroke stratified by rhythm at 1 month after surgical intervention. Bar indicates 95% confidence interval. AF, Atrial fibrillation.

 


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Figure 4. Freedom from stroke: effect of concomitant maze procedure. Bar indicates 95% confidence interval.

 
Incidence of bleeding after surgical intervention
Seventy-six patients had major bleeding episodes after mechanical MVR. Twenty-three of those patients had intracranial bleeding, and the remaining 53 patients had extracranial bleeding. The INR at the time of either stroke or major bleeding is shown in Figure 5.



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Figure 5. Effect of anticoagulation on stroke and major bleeding after mechanical MVR.

 
Risk factor for late stroke
By means of univariate analysis, chronic postoperative atrial fibrillation (at 1 month after surgical intervention), omission of a maze procedure, early year of surgical intervention, and history of stroke were risk factors for late stroke (Table 5). Closure of the left atrial appendage was not a significant risk factor (P = .69). By means of multivariate analysis, chronic atrial fibrillation and omission of the maze procedure were the 2 most significant predictors of late stroke (hazard ratio of 3.39 and 3.40, respectively), as determined by using multivariate analysis. Neither closure of the left atrial appendage nor left atrial plication had prevented late stroke.


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TABLE 5. Results of univariate and multivariate analysis for late stroke

 

    Discussion
 Top
 Abstract
 Patients and methods
 Results
 Discussion
 Discussion
 References
 
Although MVR with mechanical prostheses is a safe and commonly performed procedure, thromboembolic complications and bleeding related to the anticoagulant therapy remain significant causes of late morbidity and mortality.13 Recently, we and others reported the effect of the maze procedure on reducing the incidence of late stroke by restoring sinus rhythm. However, the risks for these complications and mortality after mechanical MVR were not fully described.

The current retrospective study confirms that mechanical MVR resulted in excellent 15-year survival (85%, Figure 1). Furthermore, the only risk factors for late mortality were preoperative New York Heart Association class IV and older age (>65 years, Table 4).

This study also confirms that greater than 25% of patients with chronic atrial fibrillation had a stroke during the same 15-year period (Figure 3). Because 78% of the patients who underwent MVR were in atrial fibrillation preoperatively (Table 1), restoration of sinus rhythm after surgical intervention was a critical factor in preventing strokes after mechanical MVR (Figure 3). The use of the maze procedure is a logical strategy to prevent late strokes after MVR with mechanical prostheses.

In the present study a maze procedure combined with MVR resulted in 98.7% freedom from stroke, whereas only 89% of the patients undergoing MVR alone were free from stroke 8 years after surgical intervention.

Moreover, chronic atrial fibrillation and the omission of a maze procedure were the 2 major predictors of late stroke after mechanical MVR. These results indicate that an adjunct maze procedure nearly eliminated the risk of late stroke after MVR with mechanical prostheses.

Among 185 patients who underwent a concomitant maze procedure, 3 patients had a stroke, but all of these patients were in atrial fibrillation at the time of their strokes. Moreover, none had left atrial contraction, which was confirmed by the absence of the a-wave on echocardiography. Patients with a failed maze procedure might have a risk for late stroke similar to that of patients with atrial fibrillation. The radial approach or new radiofrequency techniques preserve a more physiologic atrial transport function.14,15 Further study is necessary to elucidate the role of left atrial contraction in eliminating left atrial thrombus.16

In addition to maintaining sinus rhythm by using a maze procedure, closure of the left atrial appendage or reducing the size of an enlarged left atrium might also be expected to reduce the incidence of late stroke. In this study neither closure of the left atrial appendage nor plication of the left atrium prevented late stroke. However, more than 90% of patients with a combined maze procedure had the left atrial appendage closed, and the cutting and sewing in the original maze procedure could certainly have reduced the size of the left atrium. Differentiation of these factors might be difficult.

This study was also designed to examine the effect of anticoagulation on the incidence of late stroke. Among 72 patients who had a late stroke, 63 had an INR considered therapeutic (1.8-2.8) in the Japanese population (Figure 5).11,12 Thus therapeutic anticoagulation with warfarin alone is insufficient to prevent late strokes after mechanical MVR, especially in patients with chronic atrial fibrillation. This was a significantly lower target level compared with the American Heart Association/American College of Cardiology guidelines,7 the recommendations of the American College of Chest Physicians,17 and several European studies.18 However, recent studies from Japan indicate that maintaining an INR level between 1.8 and 2.8 results in lower bleeding and stroke rates compared with studies in the United States or Europe.11,12 Accordingly, the guidelines of the Japanese Circulation Society recommend a target INR of 1.8 to 3.0 for patients after MVR with bileaflet mechanical valves.19 The overall linearized risk of stroke in this study was only 0.02 per year in patients with atrial fibrillation and 0.004 per year in patients with regular rhythm. Moreover, the majority of patients who had major bleeding had INRs between 2.0 and 3.3 at the time of their events. Thus setting a higher INR might increase bleeding in our population. A prospective randomized study to determine the optimal anticoagulation regimen (eg, warfarin alone vs warfarin plus antiplatelet agents) is necessary.3,8,18,20

The major limitation of our study is that it was not randomized. The maze procedure was performed only after 1992, and therefore the follow-up period in the group undergoing MVR alone versus those undergoing MVR plus the maze procedure was different. The follow-up period for the group undergoing MVR plus the maze procedure (mean, 4.45 patient-years; range, 0.5-12.4 patient-years; total, 828 patient years) was significantly shorter compared with that of the group undergoing MVR alone (range, 0.5-22.9 patient-years; total, 5035 patient-years; P < .0001). Thus the significantly higher freedom from stroke in the maze procedure group might be related to a shorter observation period. However, our recent study regarding the impact of a maze procedure with mitral valve repair and replacement since 1992 indicated that the addition of a maze procedure significantly reduced the incidence of stroke between the groups during a comparable follow-up period.6 In addition to this, the decision for or against an adjunctive maze procedure reflected each surgeon’s experience. Regarding anticoagulant therapy, the INR was known at the time of a stroke or major bleeding event, but baseline INR was only partly taken into account in this study. Thus the role of compliance as a cause of instability in oral anticoagulant therapy was not fully investigated.20

In conclusion, persistent atrial fibrillation was the most significant risk factor for early and late stroke after mechanical MVR. Restoration of sinus rhythm with the maze procedure nearly eliminated the risk of late stroke, whereas neither closure of the left atrial appendage nor therapeutic anticoagulation prevented this complication. Continuing efforts to define the optimal oral anticoagulant therapy to minimize the chances of stroke and bleeding are still necessary.


    Discussion
 Top
 Abstract
 Patients and methods
 Results
 Discussion
 Discussion
 References
 
Dr Cary Akins (Boston, Mass). I congratulate Dr Bando on this nice presentation of his continuing evaluation of the effect of concomitant maze procedures on the results of mitral valve surgery, which was similar to his presentation at this meeting a year ago. This year’s presentation enlarges last year’s study with the inclusion of about 40 patients undergoing the combination of the maze procedure and valve replacement and adds about 600 patients who had mechanical MVR from 1977 to 1992, none of whom had a maze procedure. This study concludes, as last year’s study did, that sinus rhythm is associated with better long-term neurologic results but that sinus rhythm apparently has no demonstrable effect on long-term survival.



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Appendix Figure 1

Freedom from stroke in patients with sinus rhythm after the maze procedure versus freedom from stroke in those in native sinus rhythm.

 
I have several questions about the study design, the first concerning the mechanical prostheses implanted because we know that different prostheses have different thrombogenic potentials. Did all of the patients in this study going back to 1977 receive the same mechanical prosthesis? If different prostheses were used, was prosthesis type inserted as a variable in the Cox analysis?

Dr Bando. Thank you very much, Dr Akins, for your excellent questions. Regarding the type of valves, among these 812 patients, 533 patients had a St Jude mechanical valve, and the remaining valves include the CarboMedics valve in 125 patients and, recently, the ATS valve in 47 patients. Earlier in our experience, the Björk-Shiley valve was used in 70 patients, and the Omniscience valve was used in 23 patients. We did analyze the type of valves as potential predictors in univariate and multivariate analyses, and these were entered into a Cox proportional hazards model, but none of the valve types came out as a risk factor for either late mortality or late stroke.

Dr Akins. My second question focuses on the effect of obliteration of the left atrial appendage on late stroke. The authors include in their statistical analysis of this part of the study patients who had a concomitant maze procedure. Wouldn’t it be better to eliminate the maze patients and analyze only patients who had a MVR with or without obliteration of the left atrial appendage?

Dr Bando. That is a very excellent point, Dr Akins. Removing 185 patients, we have 627 patients undergoing MVR alone, and if you compared those patients with or without closure of the left atrial appendage, actually half of them, 320, have the left atrial appendage closed, whereas the remaining 307 patients had the left atrial appendage left open. Of those, there are 69 strokes we have so far. Again, 43 patients had the left atrial appendage closed, and the remaining 26 were left open. Therefore, looking at those data in this subset of the whole group, there is no difference and no positive effect on the prevention of late stroke.

Dr Akins. In contrast to the program book abstract, the manuscript states that of the 72 patients who had a late stroke, 62 had an INR of only greater than 1.8 and not 2.3. In fact, half of the patients who had a stroke had an INR of 2.2 or less, a level that would be quite low for North American patients with a mechanical mitral valve, particularly those with persistent atrial fibrillation. Have you changed your target INR levels for these patients?

Dr Bando. Actually not, because the second to last slide shows that if the target level is coming out over 3, we are going to have more and more patients with major bleeding, and in our society with the Japanese circulation, we are about to make guidelines of what would be an adequate target level, and it ends up to be between 2 to 3 or 1.8 to 2.8.

Dr Akins. I question using patients going back 25 years as a cohort against which to compare patients having concomitant maze operations since 1992. Earlier patients might have had substantially different operations, prostheses, and other risk factors for stroke. Indeed, earlier year of operation is a significant predictor of late stroke. How do you think the addition of this early surgical group has really added to the strength of your study?

Dr Bando. That is a good point. The observation period is totally different for the maze group studied since 1992 and those patients operated on before that, close to 24 years. Numerous changes have happened in our institution. First, we used the bioprosthetic valve, the Ionescu-Shiley valve, extensively for all generations between 1980 and 1984 and then changed to using the Carpentier-Edwards bioprosthetic valve, but only for patients over 70 years old. Otherwise, we all use mechanical valves. That is the major change. And also, even after 1992, we used 3 different maze techniques. That might have an effect on the results. I agree with you.

Dr Akins. There is no doubt that patients with atrial fibrillation, even those without mitral valve disease, have a greater risk of stroke and are best treated with long-term anticoagulation. Although my bias is to agree with the authors’ premise that maintenance of sinus rhythm in addition to anticoagulation for mechanical mitral prostheses might yield better neurologic outcomes, I am not convinced that adding this earlier surgical group has made this study prove that point.

Dr Bando. That is a very good point, and that is the primary reason we are going to do a prospective randomized study to try to find out what would be the best anticoagulation strategy comparing warfarin versus warfarin plus aspirin, and we are going to start that pretty soon. Appendix figure


    References
 Top
 Abstract
 Patients and methods
 Results
 Discussion
 Discussion
 References
 

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  6. Bando K, Kobayashi J, Kosakai Y, et al. Impact of Cox maze procedure on outcome in patients with atrial fibrillation and mitral valve disease. J Thorac Cardiovasc Surg. 2002;124:575–583[Abstract/Free Full Text]
  7. Bonow RO, Carabello B, DeLeon AC, et al. ACC/AHA guidelines for the management of patients with valvular heart disease. J Am Coll Cardiol. 1998;32:1486–1588[Free Full Text]
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  19. Matsuda H, Abe T, Kawazoe K, et al. Guidelines for surgical and interventional treatment of valvular heart disease (JCS 2002). Circ J. 2002;66(suppl IV):1261–1323
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