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J Thorac Cardiovasc Surg 2003;126:1590-1596
© 2003 The American Association for Thoracic Surgery
General thoracic surgery |
a The Center for Swallowing and Esophageal Disorders, The Cleveland Clinic Foundation, Cleveland, Ohio,USA
b Department of Thoracic and Cardiovascular Surgery, The Cleveland Clinic Foundation, Cleveland, Ohio, USA
c Department of Hematology and Medical Oncology,, The Cleveland Clinic Foundation, Cleveland, Ohio, USA
d Department of Radiation Oncology, The Cleveland Clinic Foundation, Cleveland, Ohio, USA
e Department of Biostatistics and Epidemiology, The Cleveland Clinic Foundation, Cleveland, Ohio, USA
Read at the Twenty-eighth Annual Meeting of The Western Thoracic Surgical Association, Big Sky, Mont, June 19-22, 2002.
Received for publication June 20, 2002; revisions received August 19, 2002; revisions received March 11, 2003; accepted for publication April 10, 2003.
* Address for reprints: Thomas W. Rice, MD, The Cleveland Clinic Foundation, 9500 Euclid Ave/Desk F25, Cleveland, OH 44195, USA
ricet{at}ccf.org
| Abstract |
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METHODS: From 1994 to 2000, 31 patients with locoregionally advanced esophageal carcinoma (90% pT3, 81% pN1, and 13% pM1a) received postoperative adjuvant chemoradiotherapy. Concurrently, 52 patients with advanced carcinoma underwent esophagectomy alone and survived at least 10 weeks, the time frame for adjuvant therapy. A propensity score based on demographic, tumor, and surgical factors was used to identify matched pairs to determine the association of adjuvant therapy with outcomes.
RESULTS: For patients receiving adjuvant therapy versus esophagectomy alone, risk-unadjusted median, 1-year, and 4-year survivals were 28 versus 14 months, 68% ± 8.4% versus 60% ± 6.8%, and 44% ± 9.0% versus 17% ± 5.6%, respectively (P = .05). Similarly, risk-unadjusted median time to recurrence was 25 versus 13 months (P = .15), and median recurrence-free survival was 22 versus 11 months (P = .04). Among propensity-matched patients, median, 1-year, and 4-year survivals for those receiving adjuvant therapy versus esophagectomy were 28 versus 15 months, 60% ± 11.0% versus 65% ± 10.7%, and 44% ± 11.3% versus 0% (P = .05). Median time to recurrence was 25 versus 13 months (P = .04), and recurrence-free survival was 22 versus 10 months (P = .02).
CONCLUSION: In patients with locoregionally advanced esophageal carcinoma, addition of postoperative adjuvant chemoradiotherapy to esophagectomy alone doubled survival time, time to recurrence, and recurrence-free survival. Patients with locoregionally advanced carcinoma after esophagectomy should be considered for adjuvant therapy.
| Patients and methods |
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During this period, 52 patients with locoregionally advanced carcinoma underwent esophagectomy alone without adjuvant therapy and survived more than 10 weeks after the operation, the time frame for postoperative adjuvant therapy (Tables 1 and 2). Data used for this study came from the Cleveland Clinic esophageal database, which has been approved for research by the institutional review board.
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Postoperative adjuvant chemoradiotherapy
Three to 10 weeks after esophagectomy, each patient received a continuous course of external beam radiation therapy with concurrent chemotherapy. Patients received 50.4 to 59.4 Gy in 1.8-Gy once-daily fractions. Treatments were delivered using a linear accelerator with 6- to 8-MV photons at a distance of 100 cm from the source to the axis of rotation. Computed tomographybased treatment planning was used in all patients. A minimum 5-cm margin was given to the tumor bed, superiorly and inferiorly. Lymph node coverage included mediastinal and celiac lymph nodes for middle thoracic tumors and low mediastinal and celiac lymph nodes for lower thoracic tumors. The maximal spinal dose was 45 Gy, which was accomplished either by a field rearrangement after 39.6 to 41.4 Gy or by treatment with a 3-field technique from the beginning of therapy.
Concurrent with radiotherapy, each patient received two 4-day cycles of intravenous 5-fluorouracil (1000 mg · m-2 · d-1) and cisplatin (20 mg · m-2 · d-1) during the first and fourth week of adjuvant therapy. After completion of chemoradiotherapy, patients were followed at 3-month intervals.
Comparison of outcome
Management of outcome data
Because patients had to survive esophagectomy to receive postoperative adjuvant therapy, those undergoing esophagectomy alone who died within 10 weeks of the operation were not included in this comparative study. Thus, in both groups, 10 weeks postoperatively was taken as time zero for all time-related analysis.
Both KaplanMeier (nonparametric) and Cox proportional hazards analyses were used to compare survival, freedom from recurrence, and recurrence-free survival between patients receiving adjuvant therapy and those receiving esophagectomy alone. Nonparametric survival estimates were compared by using the log-rank test. Survival estimates are presented with their SE and number of patients at various intervals and as median survival.
Methods of comparisons
Outcomes were compared in 2 ways: risk unadjusted and propensity matched.
Risk-unadjusted comparison of outcomes among patients receiving postoperative adjuvant chemoradiotherapy versus esophagectomy alone was performed using the log-rank statistic.
Propensity-matched comparison was performed because selection of patients for adjuvant therapy or esophagectomy alone was not random.10,11 Therefore, the probability of receiving adjuvant therapy versus esophagectomy alone was estimated by logistic regression using 15 variables representing 13 patient, tumor, procedure, and experience characteristics: sex, race, age at operation, pT (T2 vs T1 and T3-4 vs T1, 2 variables), pN, total number of lymph nodes resected, total number of resected nodes containing metastatic cancer, pM, histopathologic type (adenocarcinoma vs squamous cell carcinoma), histopathologic grade (moderately vs well and poorly vs well differentiated, 2 variables), surgical approach (thoracotomy vs transhiatal), completeness of resection (R0 vs R1), and date of operation. A propensity score was calculated for each patient from the resulting logistic regression equation. Patients undergoing each therapy were then matched by using the above propensity score.12 Because the original 2 groups were of comparable size, there were too few esophagectomy-only patients to match every patient receiving postoperative adjuvant chemoradiotherapy. Thus, 20 well-matched pairs of patients were available for comparison of outcomes (Tables 3 and 4) by using the log-rank and hazard ratio statistics.
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| Results |
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For patients receiving adjuvant therapy versus esophagectomy alone, risk-unadjusted median, 1-year, and 4-year freedoms from recurrence were 25 months versus 13 months, 65% ± 8.6% versus 53% ± 7.4%, and 44% ± 9.8% versus 23% ± 7.0%, respectively (P = .15; Figure 2, A). Among propensity-matched patients, median, 1-year, and 4-year freedoms from recurrence in the 2 groups of patients were 25 months versus 13 months, 60% ± 11.0% versus 50% ± 1.9%, and 40% ± 12.1% versus 0%, respectively (P = .04; Figure 2, B). The hazard ratio of adjuvant therapy versus esophagectomy was 0.45 (CL 0.30-0.67).
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| Discussion |
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Postoperative adjuvant therapy has theoretic advantages and disadvantages. Potential advantages include the following: (1) therapy can be based on pathologic stage rather than potentially inaccurate clinical stage; (2) patients who might benefit from adjuvant therapy can be identified, avoiding toxicity in those who do not need or will not benefit from it; (3) delay resulting from induction therapy is avoided, and resection is ensured; (4) dysphagia is relieved early in treatment; (5) nutrition can be maintained with feeding tubes placed at operation; and (6) induction therapy toxicity does not affect surgery. Potential disadvantages include the following: (1) blood supply to the resected area is reduced, decreasing delivery of chemotherapy to the locoregional tumor bed; (2) the radiation therapy target is removed at operation, complicating the definition of radiation fields; (3) postoperative complications preclude adjuvant therapy; (4) early postoperative death precludes adjuvant therapy, possibly biasing survival data; and (5) the effect of induction therapy on resectability is eliminated.
Postoperative chemoradiotherapy requires balancing advantages with disadvantages and treatment toxicity with improved survival. For the majority of patients in this report, postoperative chemoradiotherapy was advantageous. However, when to use this strategy is not clearly defined.
Treatment strategies
A single-treatment strategy for all patients with locoregionally contained esophageal carcinoma is an outdated approach.19 Detection of cancer at an earlier stage with Barrett surveillance, accurate clinical staging, and development of new treatments allows a tailored stage-dependent approach to be used.
At one end of the cancer spectrumhigh-grade dysplasia and intramucosal cancers without regional lymph node metastasesesophagectomy alone offers excellent survival.20 For these patients, the toxicity of adjuvant therapy outweighs any small survival advantage.21
At the opposite end of the cancer spectrummarginally operable tumors because of either bulky T3 or T4 disease or significant regional lymph node metastases (R2 resection likely)esophagectomy alone offers no hope of cure. Induction therapy will downstage about one third of these patients, and subsequent resection will offer responders an intermediate survival.22 The survival advantage in responders far outweighs the toxicity of treatment. If nonresponders are identified after induction therapy, esophagectomy might be avoided and best palliation offered. In the future, identification of likely responders before therapy will further refine this approach.
Esophageal carcinoma between these 2 ends of the spectrum affects many patients, with variable survival after esophagectomy alone. Esophagectomy followed by postoperative adjuvant therapy should be considered in the following clinical situations: (1) patients with incorrect clinical staging who have esophagectomy and are found to have more advanced disease (T3 or N1 or M1a); (2) patients with T3 or N1 cancers (few regional nodal metastases) who appear technically resectable (R0 resection possible); and (3) patients with deep submucosal invasion (T1bN0M0) or invasion into the muscularis propria (T2N0M0) without regional nodal metastases.
Strengths and weaknesses
This is a small, single-institution, nonrandomized phase II study. Two methods of comparison were used, unadjusted and propensity matched to minimize selection bias. Results were consistent. Because esophagectomy was the first treatment, accurate pathologic stage was available for all patients and is fundamental to this comparison, unlike preoperative induction therapies in which potentially inaccurate clinical staging complicates comparisons. The absence of staging inaccuracies and good matching based on 15 variables allowed outcome comparisons to be influenced principally by postoperative adjuvant therapy. Nevertheless, propensity matching does not guard against unknown factors. Among potential and unmeasured factors that might have influenced patient selection were subjective ones, such as vigor, mental status, ability to cooperate with and consent to treatment protocols, referral and physician bias, and the unblinded nature of the treatments. These factors influence not only nonrandomized comparisons but also randomized trials.23
Clinical inference
In patients with locoregionally advanced esophageal cancer in whom an R0 resection is clinically possible, the strategy of esophagectomy followed by postoperative adjuvant chemoradiotherapy should be considered. Compared with esophagectomy alone, it improves survival, decreases recurrent cancer, and increases recurrence-free survival.
| References |
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