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J Thorac Cardiovasc Surg 2004;127:1100-1106
© 2004 The American Association for Thoracic Surgery
General thoracic surgery |
a Department of Thoracic Surgery, Toneyama National Hospital, Osaka, Japan
b Department of General Thoracic Surgery, Osaka University Graduate School of Medicine, Osaka, Japan,
c Department of Mathematical Health Science, Osaka University Graduate School of Medicine, Osaka, Japan
Received for publication June 26, 2003; revisions received August 14, 2003; accepted for publication September 9, 2003.
* Address for reprints: Masayoshi Inoue, MD, Department of Surgery, Toneyama National Hospital, Toneyama 5-1-1, Toyonaka-city 560-8552, Osaka, Japan
masayoshinoue{at}hotmail.com
| Abstract |
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METHODS: We reviewed 219 consecutive patients with N2 nonsmall cell lung cancer treated with a thoracotomy between November 1980 and June 2002 and retrospectively analyzed 154 of those who had p-stage IIIA disease and underwent a complete resection. Age, sex, side (right or left), histology, location (upper or middle-lower lobe), tumor size, c-N factor, and N2 level (single or multiple) were used as prognostic variables.
RESULTS: The 3- and 5-year survivals were 45.3% and 28.1%, respectively, in patients with p-stage IIIA (N2) disease. Survival for those with single N2 nonsmall cell lung cancer was significantly better than in those with multiple N2 disease (P = .0001), and patients with a tumor in the upper lobe showed a significantly longer survival than those with middle-lower lobe involvement (P = .0467). The 3- and 5-year survivals for patients with single N2 disease with a primary tumor in the upper lobe were 74.9% and 53.5%, respectively. A multivariate analysis with Cox regression identified 5 predictors of better prognosis: younger age, squamous cell carcinoma as determined by histology, primary tumor location in the upper lobe, c-N0 status, and a single station of mediastinal node metastasis.
CONCLUSION: Our results suggest that of the heterogeneity of N2 diseases, patients with single N2 disease with nonsmall cell lung cancer in the upper lobe are good candidates for pulmonary resection.
| Patients and methods |
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In the present study we focused on the 154 patients with p-stage IIIA (N2) disease treated with a complete resection (Table 1). Follow-up was complete in 131 patients, and the median time for follow-up of all patients was 111.2 months. The mediastinal lymph node was pathologically confirmed to be metastatic in all patients who underwent a pulmonary resection. Preoperative diagnosis was performed by using chest radiography and computed tomographic (CT) imaging, as well as fiberoptic bronchoscopy for pulmonary nodules. Mediastinal nodes larger than 1 cm in the short axis were defined as clinical N2 disease. A mediastinoscopy was carried out in selected patients because of protocol setting or in some with suspected c-N2 disease before induction therapy, although not routinely. Brain CT or magnetic resonance imaging results, as well as those from upper abdominal CT and bone scintigraphy examinations, were used to detect distant metastases. Postoperative staging was performed according to the 1997 TNM classification.6 All dissected hilar and mediastinal lymph nodes were pathologically examined and classified according to anatomic location by using Naruke's numbering system.7 Complete resection was defined as that without a macroscopic residual lesion and with microscopic free margins around the tumor site. Patients with pleural dissemination or malignant pleural effusion were defined as having an incomplete resection, even if there was no macroscopic residual lesion after the pulmonary resection. Induction and adjuvant therapy were performed in 22 and 46 patients, respectively. Eighty-six patients were treated with surgical intervention alone. All patients treated with induction therapy had been given a diagnosis of c-N2 disease on the basis of CT scanning or mediastinoscopy. As for lymph node dissection, in patients with a tumor in the right upper-middle lobe, the superior mediastinal, paratracheal, pretracheal, tracheobronchial, and subcarinal nodes were removed. In those with a tumor in the left upper lobe, the tracheobronchial, subaortic, para-aortic, and subcarinal nodes were removed. In addition to these nodes, paraesophageal and pulmonary ligament nodes were dissected in patients with tumors in both lower lobes. The pretracheal node in patients with a left-side tumor and the anterior and posterior mediastinal nodes were optional.
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Statistical analysis
Overall survival denotes the period from the date of initial treatment. The probability of survival was calculated by using the Kaplan-Meier method.8 The prognostic influence of variables on survival was analyzed by using a log-rank test and a Cox proportional hazards model.9
| Results |
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In the present study a single metastasis in the mediastinal node was retrospectively found in 75 patients, and multiple metastases were found in 79 patients. The 5-year survival and MST for patients with single N2 disease were 42.7% and 48.5 months, respectively, which were both significantly better than those seen in the multiple N2 group, which had a 5-year survival of 15.5% and MST of 23.6 months (Figure 2). The outcome for patients with multiple N2 disease who underwent a complete resection was poor, although it was better than that for patients treated with an incomplete resection, who had an MST of 14.2, or those with exploratory thoracotomy, who had an MST of 13.9 months.
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| Discussion |
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We expected that survival for patients with single N2 disease would be significantly better than that for those with multiple N2 disease (Figure 2) because the latter is definitively an advanced status, and other reports have shown a significantly better survival in such patients with N2 NSCLC.2-5,11-17 Furthermore, Luzzi and associates18 noted that patients with less than 50% lymph node infiltration, which was calculated as the ratio of positive nodes to all dissected mediastinal nodes, showed a significantly more favorable outcome. We believe that those results are important when considering surgical indications in patients with N2 NSCLC because patients with single and multiple N2 disease are heterogeneous subpopulations that have very different prognoses. The 5-year survival of 42.7% and MST of 48.5 months for patients with single N2 NSCLC in the present study suggest that patients with less advanced N2 NSCLC could be cured by, or at least benefit from, surgical resection.
It was interesting to note differences in survival of patients with N2 NSCLC by location of the primary tumor (upper vs middle-lower lobe, Figure 3). When analyzing only patients with single N2 disease with a tumor in the upper lobe, the 5-year survival was 53.5% (Figure 4), which was somewhat surprising because it was similar or better than that reported for N1 NSCLC.6,19 Because we found no survival difference by location of the primary lesion in patients with p-N0 or pN1 NSCLC in our institute (data not shown), a better prognosis for patients with an upper lobe lesion was an interesting characteristic of N2 NSCLC disease. Ichinose and colleagues5 pointed out the relationship between primary tumor location and metastatic N2 station (ie, there were frequent metastases from the right upper lobe at no. 3, from the left upper lobe at no. 5, and from the right middle-lower and left lower lobes at no. 7). In the present study we also observed a similar tendency of prevalent positive nodes (Table 2). Furthermore, the outcome of N2 NSCLC associated with upper mediastinal lymph node involvement has been reported to be better compared with that with lower mediastinal metastasis.10,11,20 Thus we suppose that there is a relationship between upper mediastinal node involvement and a tumor located in the upper lobe and, furthermore, that this particular subpopulation could benefit from complete resection. We also propose that a prethoracotomy evaluation by tumor location provides more information to predict the prognosis of patients than that by site of metastatic node.
Patients with c-N0 status showed significantly better survival than those with c-N2-3 status (Tables 3 and 4). This result has also been shown in other studies, and c-N diagnosis using chest CT scanning is an important reference factor.2,4,10,15 However, it has been reported that lymph node size detected on the basis of CT is not reliable for an evaluation of metastasis.21 Therefore we propose that a more accurate evaluation for mediastinal lymph nodes is necessary. We recently adopted fiberscopic transbronchial needle aspiration, mediastinoscopy, and/or exploratory thoracoscopy for preoperative evaluation of patients with c-N2 disease given a diagnosis on the basis of chest CT scanning. Although fluorodeoxyglucosepositron emission tomography might be useful in the evaluation of mediastinal nodes, the accuracy is still less than that of mediastinoscopy.22,23 Thus we believe that accurate preoperative staging with these examinations can contribute to the decision of surgical indication and better prognosis for patients with less advanced N2 NSCLC.
Univariate and multivariate analyses showed that histologic type was one of the prognostic factors in completely resected stage IIIA (N2) NSCLC (Tables 3 and 4). Furthermore, the outcome of patients with squamous cell carcinoma was significantly better than that of those with adenocarcinoma or large cell carcinoma in the present study. A better survival in patients with squamous cell carcinoma compared with those with nonsquamous cell carcinoma was previously mentioned by Vansteenkiste and colleagues15 and Goldstraw and associates16 with significant differences, whereas Suzuki and coworkers,2 Martini and colleagues,10 and Nakanishi and associates20 found no significant results by histologic type. In their studies Suzuki and coworkers2 and Nakanishi and associates20 compared adenocarcinoma with other histologic findings, which were mainly squamous cell carcinoma; however, they also included large cell carcinoma and adenosquamous cell carcinoma, which are generally considered to be more malignant in patients with NSCLC.24 In contrast to our report, Martini and colleagues10 did not perform a multivariate analysis. From their and our results, we considered that squamous cell carcinoma histology is a better prognostic predictor in addition to single N2 status and tumor location in the upper lobe in patients with p-stage IIIA (N2) NSCLC.
A portion of the patients (22/154) in the present study were treated with induction therapy, and their outcome also depended on the status of persistent N2.25-27 Regarding the level of mediastinal node metastasis, Sawabata and coworkers28 recently clarified that the chance of 5-year survival was 54% for single-level and 11% for multiple-level persistent N2 disease after induction therapy. These findings are similar to the results in the present study.
The Toronto group reported that patients with a lesion in the right upper lobe frequently had upper mediastinal node involvement, suggesting a direct lymphatic drainage mechanism from the primary tumor to the right paratracheal or tracheobronchial lymph nodes.29 Later, they also reported that good prognosis could be predicted after complete resection in patients with a primary tumor in the left upper lobe associated with only subaortic node involvement.30 Our results are compatible with the results of those reports, and we additionally clarified 2 new findings in the present study, which were that single N2 involvement, upper lobe tumor, and histology of squamous cell carcinoma were better independent prognostic predictors by means of multivariate analysis in patients with N2 NSCLC, and the 5-year survival of patients with single N2 NSCLC with an upper lobe tumor was similar to that of patients with N1 NSCLC and better than results of previous reports.
In summary, younger age, squamous cell carcinoma histology, tumor in the upper lobe, single N2 NSCLC, and c-N0 status on a chest CT scan were better independent prognostic predictors. Among the heterogeneous entities, we considered that a patient with a single N2 NSCLC in the upper lobe is the best candidate for pulmonary resection.
| References |
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