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J Thorac Cardiovasc Surg 2006;131:172-180
© 2006 The American Association for Thoracic Surgery
Surgery for Congenital Heart Disease |
a Department of Surgery, Division of Cardiothoracic Surgery, University of Louisville, Louisville, Ky
b Biostatistics and Data Management Core, The Children's Hospital of Philadelphia, Philadelphia, Pa
c Division of Cardiothoracic Surgery, Children's Hospital of Philadelphia, University of Pennsylvania, Philadelphia, Pa
d Division of Pediatric Cardiology and Department of Pediatrics, Children's Hospital of Philadelphia, University of Pennsylvania School of Medicine, Philadelphia, Pa
e Division of Cardiothoracic Anesthesia, Children's Hospital of Philadelphia, University of Pennsylvania, Philadelphia, Pa.
Read at the Eighty-fifth Annual Meeting of The American Association for Thoracic Surgery, San Francisco, Calif, April 10-13, 2005.
Received for publication April 12, 2004; revisions received June 8, 2005; accepted for publication August 1, 2005. * Address for reprints: Michael E. Mitchell, MD, University of Louisville, 201 Abraham Flexner Way, Suite 1200, Louisville, KY 40202. (Email: mmitchell{at}ucsamd.com).
| Abstract |
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METHODS: A cross-sectional analysis was performed by using data gathered between October 13, 2003, and February 22, 2005, on all 310 survivors of the Fontan procedure between January 1, 1992, and December 31, 1999. Medical records were reviewed, and a customized questionnaire was administered to caregivers. Outcome variables included failure of the Fontan operation (ie, death, takedown of Fontan, or transplantation), number of cardiac-related rehospitalizations, parental assessment of health, school performance, and cardiac functional status.
RESULTS: A total of 332 patients underwent the Fontan procedure during the study period. A lateral tunnel was constructed in 281 (85%), and an extracardiac Fontan procedure was performed in 51 (15%). A total of 210 (63%) children had undergone previous stage I reconstruction, and 162 (49%) had received an initial diagnosis of hypoplastic left heart syndrome. There were 310 hospital survivors of the Fontan procedure (93.4%), with an additional 16 deaths (5.2%) during follow-up and 1 living heart transplant patient before the cross-sectional period. For initial hospital survivors, Kaplan-Meier estimates of freedom from death or transplantation were 98.0% (95% confidence interval, 95.6%-99.1%) at 1 year after the Fontan procedure, 94.9% (91.6%-97.0%) at 5 years, and 93.9% (90.1%-96.2%) at 8 years. Questionnaires were completed for 240 (81.9%) of the 293 available patients. By parental recollection, a total of 130 (54.2%) children required cardiac-related rehospitalization at some point during the follow-up period. At a median follow-up of 8.6 years (range, 4.1-12.8 years), 94.6% of guardians described their child's overall health as excellent or good, and 5.4%, as fair or poor. School performance was described as above average in 30.2%, average in 39.9%, and below average in 29.8%. With regard to cardiac functional status, 34.2% responded that their child had no limitations to physical activity, 52.5% reported a slight limitation, 12.1% reported a significant limitation, and 1.2% reported a severe limitation.
CONCLUSIONS: Acceptable survival outcomes have been observed at intermediate follow-up of the Fontan operation in this cohort; a significant proportion of patients had hypoplastic left heart syndrome. Although cardiac-related rehospitalization is common, the parents and guardians believed that overall health, school performance, and cardiac functional status were good to excellent for most patients.
| Introduction |
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Since the introduction of the total cavopulmonary anastomosis by Fontan and Baudet more than 30 years ago, preoperative indications, operative techniques, and postoperative management strategies of the Fontan patient have all evolved significantly. Advances in echocardiography and interventional catheterization techniques, along with the increased availability of prostaglandins in recent years, have resulted in significant modifications in the treatment of patients with a functional single ventricle. Furthermore, many of these changes have occurred in the last 15 years, most notably routine interim staging with an interim bidirectional cavopulmonary anastomosis, successful completion of the Fontan procedure for increasingly younger patients, and routine use of baffle fenestration by many centers. However, despite these advances and their potential effect on clinical practice and care, few data exist on intermediate outcomes after current Fontan modifications.
Previously, large cross-sectional studies have reported that hypoplastic left heart syndrome (HLHS) and increasing duration of follow-up are among the strongest predictors of morbidity and failure of the Fontan procedure.
1
If still valid today, these are particularly troublesome findings given the success of the Norwood procedure and the increased proportion of patients with HLHS now surviving with a Fontan circulation.
The purpose of this study was to examine the intermediate-term survival and functional outcomes of patients with a functional single ventricle who have undergone a Fontan operation at a large-volume center in the current era. The outcome variables assessed included failure of the Fontan operation, rehospitalization, parental assessment of health, school performance, and cardiac functional status.
| Patients and Methods |
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Fifty patients were not able to be contacted during the cross-sectional follow-up period but were known to be alive at some point before the cross-sectional follow-up period. The median time from the Fontan procedure until the last known visit in this group was 0.7 years (range, 5.0 days to 11.0 years). Data from all 310 hospital survivors were included in the survival analysis. Survival information was obtained on 260 patients (83.9%) within the cross-sectional follow-up period. The median follow-up time was 8.3 years (range, 6.0 days to 12.8 years), and phone interviews with questionnaires were completed with caregivers for 240 (81.9%) of the 293 survivors of the Fontan procedure who had an intact Fontan circulation at the time of the questionnaire.
Patient Contact and Perioperative Variables
Medical records including clinic notes and the cardiac surgical database records of all patients from the Children's Hospital of Philadelphia were reviewed, and relevant preoperative and follow-up data were compiled and entered into an electronic database. Patients who were not known to be deceased were contacted by telephone, and an institutional review boardapproved customized questionnaire was administered to the caregiver of these patients which addressed parental assessment of health status, school performance, and cardiac functional status. Medical records, preoperative echocardiographic and cardiac catheterization data, and operative notes were reviewed to obtain the perioperative data.
Outcome Measurements
The following outcome indices were obtained by the customized telephone interview.
Fontan-related rehospitalizations
Parents were asked the number and nature of all rehospitalizations after the Fontan operation. The distribution of responses was then dichotomized into 2 groups: a reference group (no rehospitalizations or 1 Fontan-related rehospitalization) and a comparison group (2 or more Fontan-related rehospitalizations). Reasons for rehospitalization included surgery, day surgery, catheterizations, visits to the emergency room, and hospital admissions. Fontan-related rehospitalization included any cardiac admission (eg, arrhythmias, catheterizations, or cardiac or thoracic operative procedures); any admission for pleural effusion, protein-losing enteropathy, or surgical wound infection; and any admission to evaluate symptoms otherwise not specified (eg, chest pain, shortness of breath, dizziness, palpitations, nausea, or dehydration) for which a clear alternative diagnosis was not found. Pneumonia was not considered a Fontan-related admission.
Parental assessment of health performance
Parents were asked to characterize their child's current health status as excellent, good, fair, or poor.
Parental assessment of school performance
Parents were asked to rate their child's school performance relative to the child's peers on a 3-point scale: below average, average, or above average.
Parental assessment of cardiac functional status
Parental assessment of cardiac functional status was accomplished by asking caregivers whether there were any limitations to the child's physical activity; if so, these limitations were specifically identified. Cardiac functional status was then assigned by the single interviewer (M.E.M.).
Statistical Analysis
Data analysis occurred in 2 distinct phases: a descriptive phase and an inferential phase. Descriptive statistics were first generated for all relevant variables in the data set, with a particular emphasis on patient-related, operative, postoperative, and long-term health care factors hypothesized to have an influence on 5 specific outcomes of interest: failure of the Fontan procedure, Fontan-related rehospitalizations, parental assessment of health status, parental assessment of school performance, and parental assessment of cardiac functional status. Four of the 5 outcomes were dichotomous: failure of the Fontan procedure, number of Fontan-related rehospitalizations (no rehospitalizations or 1 hospitalization vs
2 hospitalizations), parental assessment of health status (excellent vs good, fair, or poor), and parental assessment of cardiac functional status (excellent or good vs fair or poor). The fifth outcome, parental assessment of school performance, was polytomous (excellent, good/fair, or poor). In addition, a Kaplan-Meier curve estimating freedom from death or transplantation was constructed for the entire sample of hospital survivors, and freedom from death or transplantation probabilities were computed, complete with 95% confidence intervals (CIs). This was a freedom from Fontan failure survival curve, with time 0 defined as the date of the Fontan procedure and with failure defined as either the date of death or the date of heart transplantation, when known, or patients were withdrawn alive at the time of the last known contact.
In the second phase, the inferential phase, 24 different single-covariate logistic regression models were specified and tested for each of the 5 aforementioned outcomes by using a Cox proportional hazards regression model for the survival data, simple logistic regression for the dichotomous outcomes, and multinomial logistic regression for the categorical outcome (see Tables 1
and 2
for a listing of all covariates used). Dummy codes were initially used for 3 categorical covariates: anatomic diagnosis, initial palliation, and interim staging with cavopulmonary connection. Multiple covariate models were then specified and tested by using single-covariate models with Wald statistic P values < .15 as candidates for inclusion in the larger models. Because of recent advances in both operative and postoperative care between 1992 and 1999, all multiple-covariate models were adjusted for the year of the Fontan procedure. Type I error rates were held constant at the
= .05 level for all analyses. All data were analyzed with Stata 8.0 (Stata Corp, College Station, Tex).
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| Results |
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Of the 18 late treatment failures, 14 (78%) were lateral tunnel Fontans, and 4 (22%) were extracardiac. Sixteen (89%) patients underwent some form of fenestration at the time of the Fontan procedure, whereas 2 (11%) did not. In our analysis, there was no difference in the preoperative or operative variables between those whose Fontan procedures failed and those who did not experience treatment failure.
Survival models were constructed for the entire cohort; these models treated transplantation as death at the time of the transplantation. In both single- and multiple-covariate models, factors related to Fontan failure were limited to an increasing duration of crossclamp time during the Fontan procedure (P = .04) and duration of chest tube drainage after the Fontan operation (P = .02). Stage I reconstruction, anatomic diagnosis, duration of deep hypothermic circulatory arrest at the time of the Fontan procedure, and the presence of atrioventricular valve regurgitation at the time of the Fontan procedure were not significant predictors of late failure of Fontan circulation (Table 1). Kaplan-Meier estimates of freedom from death or transplantation for the cohort were as follows: 1 year, 98.0% (95% CI, 95.6%-99.1%); 5 years, 94.9% (95% CI, 91.6%-97.0%); and 8 years, 93.9% (95% CI, 90.1%-96.2%) (Figure 2).
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Number of Rehospitalizations
By parental recollection, of the 240 patients with complete questionnaire data, 130 (54.2%) required rehospitalization for a cardiac-related issue during the follow-up period (Figure 3). No cardiac-related rehospitalization was required in the follow-up period in 110 patients (45.8%). Cardiac-related rehospitalization was required 1 or 2 times in 107 patients (44.6%) and 3 or more times in 23 patients (9.6%). Results from the univariate models are listed in Table 2. Significant risks for multiple cardiac-related rehospitalizations from the multivariable models include total support time (P < .01) at the time of the Fontan procedure and the requirement for a pacemaker after the Fontan procedure (P < .01), with a trend toward significance for those who underwent lateral tunnel Fontan (P = .062).
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Parental Assessment of Cardiac Functional Status
Using parental assessment of limitations to physical activity by phone interview, a single examiner (M.E.M.) classified the survivors into New York Heart Association functional groups. New York Heart Association functional class I or II was present in 206 (86.7%) children, and 32 (13.3%) were in class III or IV. A single-covariate model was constructed to assess associations with parental assessment of cardiac functional status. These results are listed in Table 2. In a multivariable model, only the requirement for a pacemaker after the Fontan procedure (P = .02) was significantly associated with lower parental assessment of cardiac functional status.
Parental Assessment of School Performance
Parents were asked to rate their child's performance in school on a 3-point scale: below average, average, or above average. A total of 72 (30.2%) caregivers rated their child's performance as below average, whereas 95 (39.9%) rated their children's performance as average, and 71 (29.8%) rated it as above average. Results from the single-variable model are shown in Table 3. In a multivariable model, there were no significant predictors for poor school performance. Anatomic diagnosis and operative support parameters, including duration of deep hypothermic circulatory arrest, were not associated with parental assessment of school performance.
| Discussion |
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Operative, perioperative, and postoperative management of children with a functional single ventricle has evolved considerably since the introduction of the Fontan procedure more than 30 years ago. Improved survival with institutional experience and evolution of surgical techniques since the introduction of the Fontan procedure has been demonstrated by several large studies.
1,3-5
Controversy remains regarding the optimal type of Fontan reconstruction and whether routine use of fenestration is necessary in all patients. Most reports have found little early difference in mortality when comparing lateral tunnel with extracardiac reconstruction, although there is increasing evidence that routine baffle fenestration decreases postoperative morbidity and the length of hospital stay.
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With hospital mortality and morbidity continuing to decrease, the effects of the newer Fontan modifications will need to be judged according to their effects on longer-term outcomes. However, mid-term data regarding survival and the functional outcomes of these most recent modifications are limited.
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Our study reports parental assessment of health performance, cardiac functional status, and school performance of 240 survivors of the Fontan procedure between January 1992 and December 1999. In our initial article,
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we demonstrated that despite a patient population composed largely of patients with HLHS or variants thereof, mortality has decreased dramatically in recent years, as has morbidity. Indeed, HLHS was not a risk factor for early mortality after the Fontan procedure.
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In this study, we similarly found that patient-related demographic variables did not predict poor outcomes in parental assessment of health performance, cardiac functional status, or school performance.
Duration of chest tube drainage and crossclamp time were found to be predictors of failure of the Fontan procedure in both single-variable and multivariable models at intermediate follow-up in this study, but they were not found to be related to early mortality in the previous study of this cohort.
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Although it may be the case that these are markers for more severe cardiac pathology, this cannot be determined in the current analysis.
Neurocognitive outcomes after the Fontan procedure have been shown to be in the normal range for most patients, but group data are lower than expected. Most studies have focused on cognitive testing with IQ and achievement testing,
10,11
but there is growing evidence that behavioral, fine motor, and attention difficulties may play a larger role in school difficulties.
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In this study, a significant proportion of parents (30%) rated their child's performance in school as below average. In contrast to the report from Wernovsky and colleagues,
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underlying anatomy and surgical support techniques were not related to the parental assessment of school performance. In that study, there were few patients with HLHS, and objective testing was limited to cognitive and achievement testing.
This study has several important limitations. Although the study was cross-sectional, with only 82% of the surviving cohort completing the telephone questionnaire, there was no difference in patient- or procedure-related variables between the groups who did and did not respond. This study is based on qualitative parental assessment of performance. Qualitative parental assessment data may not compare to physiological quantitative studies, such as exercise or IQ testing. This questionnaire has not been validated as an instrument; the use of a validated questionnaire may have resulted in different results, and, certainly, correlation with quantitative tests such as exercise or IQ testing would be informative. Although this study represents a large cohort with a median follow-up time of 8 years, this data may not be predictive of longer-term outcome. In this study design, we could not account for interventional or spontaneous closure of a fenestration. Finally, the study may have inadequate power to detect relationships of predictor variables, for example, the duration of cardiopulmonary bypass and functional outcome.
In conclusion, at a median follow-up of 8 years, survival with the current modifications of the Fontan operation is acceptable. Overall functional outcome was rated to be good or excellent by caregivers in the 3 areas of general health, cardiac functional status, and school performance. We could not determine a difference in survival or functional outcomes based on most patient- or procedure-related variables, including ventricular morphology. It is important to note that postoperative morbidities (duration of chest tube drainage and the need for permanent pacing) are related to suboptimal findings at mid-term follow-up, and strategies to minimize postoperative complications are critical for improving longer-term health-related quality of life. Although most parents and guardians believe that overall functional outcomes are acceptable, objective correlations are necessary. To address these considerations, objective functional, electrophysiological, and neurodevelopmental testing is currently being planned in this cohort of patients, as is continued, comprehensive follow-up of ongoing surgical modifications.
| Discussion |
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You have focused our attention on the need for changing the end points of clinical research from mortality and morbidity to the important area of evaluating general health, well-being, and psychosocial assessment. It's a compliment to our specialty that improving survival with decreasing morbidity has reached the point that these binary end points are now less sensitive indicators of success.
The end points of mortality and morbidity are easily analyzed because they're irrefutable and binary. Death either does or does not occur. Survival is portrayed in time-related graphs, as you have illustrated.
Survival, and survival free of complications, is obviously essential to our patients and their families. But beyond this essential first step, parents will want some idea of the well-being of their child and the capability to function within society. Therefore, your attempt at parental assessment of their child's health, school performance, and functional status is an important step into a new area of assessmentnew, at least, for surgeons. The clinical end points are no longer binary and irrefutable, but qualitative.
Outcome variables such as general health perception are sometimes referred to as "warm and fuzzy" and the research process as "touchy-feely." These end points are qualitative and meaningful only when compared with a known standard, such as a population of normal children.
By way of example, you state that parents' perception of their child's health is excellent or good in 95%, yet more than half of the children were hospitalized at some time after the Fontan. Surely this assessment is relative to the time when their child was hospitalized. What is missing in your study is a reference point.
Another example is the school performance, where roughly a third was average, a third above average, and a third below. Surely this is the distribution of any school class. And the important reference point of how these children compared to a normal population would be of great interest.
There are tools to assist us in the qualitative assessment of outcomes, and they are referred to as instruments. These are not the instruments you and I are familiar with in the operating room; they are carefully constructed questionnaires, such as the Child Health Questionnaire or the PedsQL, that have been tested in populations of children with and without acute or chronic disease. These validated questionnaires provide a baseline for comparison, and they have been translated into other languages so that bias from different ethnicities is limited. These reference points to control data might have allowed better correlations with your clinical data, such as circulation arrest times.
To be critical of your methods, your assessment is based upon a customized questionnaire. Did you consider using any of the established validated questionnaires? And you also imply that this study will be continuing and with additional assessments. Will that include a validated questionnaire by the child and by the caregiver?
An important finding in your study is that the population of children with hypoplastic left heart, which constituted 53% of the total, fared as well as the rest of the single-ventricle population. That is a tribute to the progress in treating these very sick infants that has been led by the Philadelphia group.
Congratulations on a fine contribution and for leading the way towards assessment of functional outcomes.
Dr Mitchell. I have to say I agree with essentially everything that you present there, and you pointed out exactly the limitations of this study. When we designed this study, we designed it as a preliminary study, and so we decided not to use validated questionnaires. We are proceeding with the validations in terms of gathering the physiologic data that may or may not corroborate them, but, in the interim, we hold the view that the parental assessment is in and of itself an important outcome variable.
We do have data that corroborate some of these findings, but they remain to be statistically analyzed now, and, hopefully, that analysis, combined with the neurodevelopmental and IQ testing and electrophysiologic data, will serve to answer these questions.
| References |
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