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J Thorac Cardiovasc Surg 2006;131:558-564
© 2006 The American Association for Thoracic Surgery
Surgery for Acquired Cardiovascular Disease |
a Departments of Thoracic and Cardiovascular Surgery, The Cleveland Clinic Foundation, Cleveland, Ohio
b Department of Quantitative Health Sciences, The Cleveland Clinic Foundation, Cleveland, Ohio
Received for publication June 23, 2005; revisions received September 6, 2005; accepted for publication September 14, 2005. * Address for reprints: Nicholas G. Smedira, MD, The Cleveland Clinic Foundation, 9500 Euclid Ave/Desk F24, Cleveland, OH 44195 (Email: smedirn{at}ccf.org).
| Abstract |
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METHODS: From 1981 to 1985, 478 patients received pericardial prostheses during premarket approval; from 1987 to 2000, 744 patients received cryopreserved allografts. Mean age of patients receiving allografts was 49 ± 12 years, and that of those receiving pericardial prostheses was 65 ± 11 years; pericardial valves were used in 138 patients younger than age 60. Mean follow-up was 15 ± 5.1 years for pericardial valves (4674 patient-years of follow-up) and 5.6 ± 3.1 years for allografts (3892 patient years of follow-up). Multivariable hazard function methodology, age-group stratification, and propensity matching were used to compare age-specific explantation for structural valve deterioration.
RESULTS: Ninety-five pericardial valves and 46 allografts were explanted, and structural valve deterioration was the mechanism of failure in 74% and 59%, respectively. The risk of structural valve deterioration increased with younger age at implantation for both allografts (P = .07) and pericardial valves (P < .0001), with a similar magnitude of effect in patients age 50 years or younger (P = .5), 50 to 60 years (P = .7), and greater than 60 years (P = .9) and in propensity-matched pairs (P = .2). Thus, pericardial valves were as durable as allografts at all adult ages.
CONCLUSIONS: Structural valve deterioration is the most frequent cause of valve-related reoperation after both pericardial and allograft aortic valve replacement and is similarly age dependent, suggesting that pericardial valves may be appropriate for nonelderly as well as older persons.
| Introduction |
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Allografts have been preferentially chosen for younger patients at this institution because of the perception that they were more durable than stented bioprostheses, despite the increased technical complexity of inserting and removing them. However, extensive experience with, and long-term follow-up of, bovine pericardial aortic bioprostheses, including inserting them in patients younger than 65 years in premarket testing, has led us to challenge this preference.
8
Thus, the objectives of the study were to (1) determine the indications for explanting allografts and stented bovine pericardial prostheses used for aortic valve replacement, (2) compare time-related rates of explantation for structural valve deterioration (SVD) as a function of age for these 2 devices, (3) compare reoperative risk, and (4) infer from this information the rationality of using a pericardial bioprosthesis in nonelderly adults.
| Patients and Methods |
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Although mean age at implantation was 65 ± 11 years (range, 21-86 years), 138 (29%) were younger than 60 years (Table 1).
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Surgical Technique
Aortic valve replacement with pericardial prostheses was performed using standard techniques.
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Allografts were inserted as a root in 718 patients (96.5%) and by the subcoronary technique in 26 (3.5%).
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Follow-up
Pericardial prostheses
Patient status in the multi-institutional premarket cohort was assessed annually, and the additional Cleveland Clinic cohort was assessed every 2 years,
8
typically during an office or hospital visit or by means of detailed institutional review boardapproved patient questionnaires completed by telephone or mail. Mean follow-up among survivors was 15 ± 5.1 years (maximum, 20 years), and 4664 patient-years of data were available for analysis. We considered time-related estimates to be reliable to 19 years.
Cryopreserved allografts
Patients were routinely followed at 2-year intervals by questionnaire, supplemented by cross-sectional follow-up in 2002. Mean follow-up among survivors was 5.6 ± 3.1 years; 10% of patients were followed more than 10 years, 5% were followed more than 12 years, and maximum follow-up was 15 years. In total, 3892 patient-years of data were available for analysis. We considered time-related estimates to be reliable to 12 years.
End points
The primary end point was valve explantation for SVD determined from echocardiographic, surgical, and pathologic findings. SVD is defined as any change in function of a prosthesis resulting from intrinsic abnormality causing stenosis or regurgitation.
12
However, SVD is a continuous process that is never continuously monitored (opportunistic echocardiographic estimates of prosthesis status have been reported for the premarket multi-institutional cohort
13
). Therefore, we chose explantation for SVD as a hard end point.
We recognize that the decision for, and timing of, explant depends on many factors. We cannot estimate how many patients had even severe, possibly symptomatic SVD who were not referred for reoperation. Autopsies were performed in an insufficient number of patients to ascertain prosthesis status. The secondary end point was death within 30 days of explantation.
Data Analysis
Nonparametric estimates of time-related events were obtained using the Kaplan-Meier method.
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A parametric method was used to resolve the number of phases of instantaneous risk (hazard function) and to estimate its shaping parameters.
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(For additional details, see http://www.clevelandclinic.org/heartcenter/hazard.) Hazard functions were obtained both for the combined group of 1222 patients and for each prosthesis-related group.
A large number of patient variables (and donor variables for patients receiving allografts) were examined, and age at implantation was the only factor found to be associated with SVD (Appendix E1). Therefore, subsequent analysis focused on the influence of age. This included forcing prosthesis type, age, and agetype interactions into parametric models. Bootstrap bagging (1000 replications) was used to suggest the transformation of scale of age required to linearize it with respect to model assumptions.
16,17
Because of age bias in prosthesis choice, the primary multivariable analysis was supplemented by 3 verification analyses. First, we stratified patients by age groups and compared explantation for SVD within groups. Although the number of patients receiving each prosthesis type was widely discrepant within these age groups, the number of explants on which comparisons primarily depend was similar for each age group for pericardial prostheses. Second, we performed multivariable subgroup analysis parallel to the analysis for patients under age 60. Third, we compared the prevalence of SVD in propensity-matched pairs. For this, we used logistic regression analysis to develop a nonparsimonious model of the propensity to insert allograft valves.
18,19
From this, a propensity score was calculated for each patient, and this score was used to pairwise match patients.
Depictions of the age effect were made using the specific hazard function and specific age effect for each valve type (nomograms).
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Confidence limits (CLs) of parametric estimates are asymmetric but equivalent to ±1 SE (68%).
| Results |
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Thus, overall multivariable analysis, stratified actuarial analysis, subgroup analysis, and propensity matching all supported the observation that through at least 12 years, age-specific risk of explantation for SVD was similar for both allografts and pericardial bioprostheses.
Thirty-Day Mortality After Explantation
Two patients in the allograft group (4.3%; CL, 1.4%-10%) and 4 in the pericardial group (4.2%; CL 2.1%-7.5%) died within 30 days of explantation for any reason. No patient in the allograft group (0%; CL, 0%-7.2%) and 3 of 4 patients in the pericardial group (4.2%; CL, 1.9%-8.4%) died within 30 days of explantation for SVD.
From available data, failing allografts were replaced with another allograft in 16%, a mechanical prosthesis in 52%, and a biologic prosthesis in 32%. In contrast, only 2% of explanted pericardial valves were replaced with an allograft at reoperation; mechanical and biologic prostheses were used in 45% and 53%, respectively.
| Discussion |
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Allograft and Pericardial Valve Deterioration
Explantation for allograft SVD in this series (23% at 12 years) was similar to results published by O'Brien and colleagues.
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In their experience, 39% of patients between ages 41 and 60 underwent reoperation by 15 years postoperatively, but this rapidly increased to 63% at 18 years. Lund and colleagues
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at the Royal Brompton and Harefield Hospitals have described 3 hazard phases for allograft tissue failure: a low early phase, an accelerating phase between 10 and 20 years after operation, and a period of low and constant risk thereafter. This increasing rate of reoperation between 10 and 20 years postreplacement is the most likely explanation for the variability of published rates of reoperation at 15 years. Our data cannot address risk beyond 20 years.
The Carpentier-Edwards pericardial prosthesis is a second-generation stented bovine valve that is low-pressure fixed in glutaraldehyde and treated with the anticalcification agent polysorbate (Tween) 80. The majority of these valves have been used in older patients, in whom they have been quite durable. For patients age 65 or older, the chance of reoperation is less than 10%.
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The excellent hemodynamic profile and ease of inserting the prostheses led to liberalizing their use in younger patients during the premarket phase of their introduction.
Young Age and SVD
Younger age at implantation is associated with accelerated SVD among all stented xenograft aortic valves, including pericardial valves.
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For allografts, published data are less definitive. In O'Brien and colleagues' series,
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only patients below age 20 had greater rates of reoperation than older age cohorts. In fact, patients between ages 21 and 40 had an estimated 20-year freedom from reoperation of 77%, although for patients between ages 41 and 60, that figure was 37%. These somewhat erratic results for isolated age groups emphasize the importance of analyzing the entire spectrum of the relation of age to explantation for SVD, in keeping with the philosophy of "continuity in nature."
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In Lund and associates'
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series, both allograft donor age and patient age were related to SVD. A meta-analysismicrosimulation model predicted only 20% freedom from allograft SVD at 15 years and demonstrated an age-dependent effect such that patients below age 55 had between a 60% and 80% lifetime risk of reoperation for allograft failure.
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When the full spectrum of age was considered so that contrasts could become manifest, we, too, found younger age at implantation increased the rate of explantation for SVD for both valves.
Our age-based comparison cannot exclude subtle differences in the 2 cohorts that may have affected the threshold for reoperation, but it is reasonable to believe that most young adults in whom important SVD was detected would be offered reoperation.
Technical Challenges
Reoperations for allograft failure can be challenging. Allograft wall and valve calcification may be encountered in 50% of allograft reoperations.
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Nevertheless, both allograft and pericardial valve re-replacement can be accomplished with low mortality. This is crucial if allografts and pericardial valves are to be implanted in nonelderly patients.
Limitations
SVD is not an event but a time-related process, sporadically monitored, with many factors considered before a bioprosthesis is explanted. We do not know how many patients suffered severe symptoms secondary to a dysfunctional valve and either died or were not considered for explantation. A detailed echocardiographic follow-up of allografts found only 5.4% of root replacements had more than 2+ regurgitation and only 1.9% had moderate to severe aortic stenosis at a mean follow-up of 4.2 years.
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Similarly, in echocardiographic follow-up of aortic pericardial prostheses, mean gradients increased only slightly, and regurgitation increased slowly over 10 years.
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This suggests that the underestimation of valve dysfunction is small.
One way to investigate the degree of underestimation is to assume that any deterioration in clinical status is secondary to SVD. Indeed, the Society of Thoracic Surgeons/American Association for Thoracic Surgery definition of SVD includes "any change in function (a decrease of one New York Heart Association functional class or more) ... of an operated valve resulting from intrinsic abnormality of the valve that causes stenosis or regurgitation."
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However, many other factors can cause functional class deterioration unrelated to prosthesis deterioration. Previously, we have found no relation between young age, a strong correlate of SVD, and time-related deterioration of New York Heart Association functional status in the pericardial prosthesis cohort (P = .8).
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Therefore, we have not used change in New York Heart Association class as a surrogate marker for SVD.
This study has several other limitations. First, for pericardial prostheses, it represents a nonrandomized, multi-institutional study. However, these patients provide the longest follow-up and age spectrum for this prosthesis and thus the most certainty for time-related estimates of explantation for SVD. Second, at our institution, allografts were used preferentially in young adults and those with endocarditis. In addition, their follow-up is shorter than for pericardial valves, and thus time- and age-related risk of explantation for SVD is not as securely estimated. In contrast, although fewer pericardial prostheses were implanted in young adults, their longer follow-up provided equivalent or better information about deterioration at younger ages than did that for allografts. Third, although there were clear differences between the groups of patients receiving pericardial and allograft prostheses, there was little evidence that factors other than age were associated with SVD. Thus, both age stratification and propensity matching on numerous clinical factors demonstrated age-specific equivalency of explantation for SVD for these 2 groups. Fourth, clinical criteria or thresholds for explantation of a dysfunctional valve were not standardized or defined.
Clinical Inferences
This study was not motivated by a desire to determine which aortic valve prosthesis is best for patients younger than current guidelines for implanting bioprostheses. Rather, we were motivated by our observation that an increasing number of patients are interested in a valve that does not require anticoagulation and by our questioning whether allograft durability might be less than generally assumed or pericardial prosthesis durability better than assumed. For context, we compared our findings for allografts with those of the prosthesis we most commonly implant, the stented Carpentier-Edwards PERIMOUNT valve. Alternatives include the Ross procedure, stentless xenografts, valve repair, and mechanical prostheses. Our results provide estimates of age-related occurrence of SVD following allograft and pericardial aortic valve replacement and the risk of re-replacement, which are equivalent. These results provide information for weighing the risks and benefits of choosing a pericardial prosthesis in patients younger than current age guidelines who wish to avoid anticoagulation.
| Appendix E1 |
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For Allografts
Demography
Gender, age, weight, height, body surface area, body mass index, ethnicity, blood type.
Clinical. New York Heart Association functional class, emergency operation.
Aortic valve disease etiology and pathophysiology
Etiology (rheumatic, degenerative, infectious), pathophysiology (regurgitation, aortic stenosis, mixed lesion), bicuspid valve, anulus diameter.
Cardiac comorbidity. Previous myocardial infarction, number of diseased (50% or greater diameter stenosis) coronary systems, previous cardiac operation.
Noncardiac comorbidity
Smoking history, pharmacologically treated diabetes, hypertension, peripheral vascular disease, chronic obstructive pulmonary disease, creatinine, blood urea nitrogen.
Concomitant procedures
Coronary artery bypass grafting, mitral valve repair, mitral valve replacement, tricuspid valve repair.
Experience
Date of operation.
Donor variables
Gender, age, anulus diameter, blood type.
Donorrecipient mismatch
Gender difference, age difference, blood type differences, difference in anulus diameter.
For Pericardial Valves
Demography
Gender, age, weight, height, body surface area, body mass index.
Clinical
New York Heart Association functional class, emergency surgery.
Aortic valve disease etiology and pathophysiology
Etiology (rheumatic, degenerative, infectious), pathophysiology (regurgitation, aortic stenosis, mixed lesion).
Cardiac comorbidity
Previous aortic valve replacement, aortic aneurysm repair.
Concomitant procedures
Coronary artery bypass grafting, mitral valve repair, mitral valve replacement, tricuspid valve repair, ascending aorta repair.
Experience
Date of operation.
| Acknowledgments |
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| References |
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