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J Thorac Cardiovasc Surg 2007;134:484-490
© 2007 The American Association for Thoracic Surgery
Surgery for Acquired Cardiovascular Disease |
a Department of Thoracic and Cardiovascular Surgery, Cleveland Clinic, Cleveland, Ohio
b Department of Pulmonary, Allergy, and Critical Care Medicine, Cleveland Clinic, Cleveland, Ohio
c Department of Quantitative Health Sciences, Cleveland Clinic, Cleveland, Ohio
d Department of Cardiothoracic Anesthesia, Cleveland Clinic, Cleveland, Ohio.
Received for publication November 28, 2006; revisions received February 23, 2007; accepted for publication March 8, 2007. * Address for reprints: Sudish C. Murthy, MD, PhD, Department of Thoracic and Cardiovascular Surgery, Cleveland Clinic, 9500 Euclid Avenue/Desk F24, Cleveland, OH 44195. (Email: murthys1{at}ccf.org).
| Abstract |
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Methods: From January 1998 to September 2001, 12,777 patients underwent cardiovascular surgery and survived at least 72 hours. Of these patients, 704 (5.5%) developed ventilatory dependency (cumulative intubation >72 hours); 185 (26%) underwent tracheostomy. Preoperative, intraoperative, and intensive care unit admission data were used sequentially to understand predictors of ventilatory dependency. Outcomes were analyzed by time-related methods, and impact of tracheostomy was assessed using competing-risks analysis.
Results: Hemodynamic status on intensive care unit admission (low cardiac output, vasopressor use, pulmonary hypertension; P < .0001) and early postoperative events (stroke, bacteremia; P < .0001) were more important than preoperative and intraoperative variables in predicting ventilatory dependency. Survival at 30 days, 1 year, and 5 years thereafter was 76%, 49%, and 33% and was strongly associated with favorable hemodynamic status. By 28 days, 24% of patients received tracheostomy; survival at 30 days and 2 years thereafter was 74% and 26%, considerably below anticipated survivals of 84% and 58%.
Conclusions: Improved operative and postoperative strategies to preserve myocardial function and restore hemodynamics should decrease the prevalence of ventilatory dependency. Unfortunately, preoperative models of ventilatory dependency are too insensitive for clinical use. Tracheostomy and its outcome are also poorly predicted, highlighting the complex interaction of events altering patients conditions before and after tracheostomy.
| Introduction |
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| Patients and Methods |
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Patient characteristics and operative variables were extracted from the Cardiovascular Information Registry (CVIR); respiratory and hemodynamic condition on intensive care unit (ICU) admission and medications administered within 24 hours thereafter (Tables E1-A and E1-B)
were extracted from the Cardiothoracic Anesthesia (CTA) registry. Data are abstracted for both registries concurrently with patient care by experienced technicians and nurses and subjected to quality control. Both databases have been approved for use in research by the Institutional Review Board of the Cleveland Clinic, with patient consent waived.
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Time zero for patients experiencing ventilatory dependency was the point at which they had accumulated 72 hours of endotracheal intubation. For all others, it was 72 hours after completion of their index operation.
Primary responsibility for ventilatory management, including timing of extubation and reintubation, was assumed by a dedicated group of cardiothoracic anesthesiologists and respiratory therapists under the direction of the same individual (J.P.Y.) throughout the time course of the study. Algorithms for extubation and respiratory care were standardized and followed throughout the study time frame.
End Points
Primary end points were (1) all-cause mortality and (2) tracheostomy. Vital status was obtained from the Social Security Death Index on December 6, 2005, and was available for 11,666 patients (91%).11
Reliable information was considered available 6 months earlier, so a common closing date of June 6, 2005, was used for analyses. Among surviving patients, mean follow-up was 5.0 ± 1.9 years; 57,603 patient-years of information were available for analyses.
Secondary end points after time zero included in-hospital stroke, renal failure, arrhythmia, sepsis, mediastinitis, and reoperation for bleeding, as defined by The Society of Thoracic Surgeons (STS; see http://www.ctsnet.org/file/rptDataSpecifications252_1_ForVendorsPGS.pdf).
Data Analysis
Risk factors for ventilatory dependency
A sequence of logistic regression analyses was performed to identify risk factors for ventilatory dependency, based first on preoperative factors, including intended operation, then on these variables and (1) additional operative details, (2) ICU and entry variables, and (3) interim events (Appendix E1). Variable selection used bootstrap aggregation ("bagging").12,13
In brief, 100 data sets were obtained by random sampling with replacement, automated stepwise regression was performed, and variables with P < .05 were identified. Analyses included exploration of transformations of continuous variables. After aggregation of all analyses, variables appearing in 50% or more of them were selected as reliable associations.
Outcome of ventilatory dependency
Impact of ventilatory dependency was assessed by in-hospital morbidity developing after ventilatory dependency and by time-related survival. Survival was estimated nonparametrically by the Kaplan–Meier method and parametrically by multiphase hazard decomposition.14
Risk factors for death after ventilatory dependency were identified by multivariable multiphase hazard decomposition.14
Variables considered in risk factor identification are listed in Appendix E1. Bagging was used for variable selection, based on 1000 bootstrap samples, conducted as described under "Risk Factors for Ventilatory Dependency."
Impact of tracheostomy
Time of occurrence of tracheostomy in the course of ventilatory dependency was estimated nonparametrically and parametrically. Variables considered in risk factor identification are listed in Appendix E1. Bagging was used for variable selection.
To explore the interrelation of mortality and tracheostomy, we performed a competing-risks analysis for (1) death before tracheostomy, (2) recovery from ventilatory dependency, and (3) tracheostomy. Nonparametric estimates were obtained by the method of Andersen and colleagues15
and parametric estimates by numerical integration. Predicted survival after tracheostomy was estimated by calculating parametric survival curves for each patient conditional on survival to tracheostomy using the analysis of death before tracheostomy (Appendix E2 and Table E2). The average of these survival curves was compared with observed survival.
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| Results |
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| Discussion |
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For most of these patients, ventilatory dependency occurs in the presence of a systemic syndrome, of which heart dysfunction appears to be a central component. We speculate that as myocardial function improves and hemodynamics stabilize, early ventilatory dependency abates, leading to patient survival. However, this is not a universal occurrence; ability to withstand the initial insult after surgery is not the same among patients, because factors such as age, chronic renal insufficiency, and preoperative pulmonary dysfunction also interact and affect survival after ventilatory dependency has developed. In this context, tracheostomy is not a lifesaving intervention; rather, it appears to be a marker for patients less likely to recover from their ventilatory dependency.8
Prevalence
Prevalence of ventilatory dependency after cardiovascular surgery in this series was within the range reported by others,7,16,17
varying from 3% to 22%. This wide variability is in large part attributable to the discrepant definitions of ventilatory dependency in the literature. The 72 hours of cumulative intubation16
used in this study to define ventilatory dependency was believed to provide ample time for expected convalescence, even after complex operations involving systemic hypothermia and circulatory arrest. Application of STS guidelines (48 hours of intubation) would have led to a considerably larger and more heterogeneous patient population.
Decline in prevalence of ventilatory dependency in this study is a continuation of a trend apparent from previous studies from our institution.18-20
It is surprising that this decline has occurred in the face of increasing complexity and acuity of illness.21-23
Because early cardiac function appears to be of critical importance, perhaps strategies developed to preserve myocardial function and minimize hemodynamic instability help explain this. Intraoperative myocardial protection has become increasingly more sophisticated, routine intraoperative echocardiography has reduced air embolism and arterioembolism, and cardiopulmonary bypass has been refined. In addition, collaborative management of heart failure has developed to include judicious use of intra-aortic balloon pumps, newer pharmacologic agents, and adherence to multidisciplinary management algorithms.
Risk factors
A strategy was developed to identify risk factors sequentially for ventilatory dependency based temporally on preoperative, operative, and early postoperative conditions, plus interim events, to find the most sensitive predictors and determine whether preoperative prediction was accurate. The rapidly changing condition of the patient (both worsening and improving) made preoperative modeling much less reliable than models generated from variables representing condition closer to the actual event of ventilatory dependency. This is not surprising in light of our companion study of risk factors for survival after tracheostomy, in which data pertaining to the events leading up to tracheostomy were the most predictive of outcome.8
Most risk factors for ventilatory dependency reflect early primary myocardial dysfunction and hemodynamic instability, both preoperatively and, more important, postoperatively. This is similar to the findings of others and previous reports from this institution.8,19,20
Jubran and colleagues24
have identified an association between myocardial function and successful weaning from mechanical ventilatory support, demonstrating that failure to wean was less related to gas exchange than to the hearts inability to meet increased demands accompanying spontaneous respiration.
Outcomes
Not surprisingly, mortality was high in patients experiencing ventilatory dependency.19
This may reflect our ability today to palliate ultimately unsalvageable patients beyond 72 hours, whereas previously, these same patients once died of acute cardiac failure shortly after their index operation. This is supported by our finding that risk factors for death, similarly to risk factors for ventilatory dependency, principally encompass variables related to myocardial dysfunction and hemodynamic instability.
It appears as though ventilatory dependency precipitates, follows, or is concurrent with a cascade of morbid events, ultimately resulting in multisystem organ failure and death. For patients surviving the early postoperative period, noncardiac comorbidities eventually become more important.
Impact of tracheostomy
About a fifth of our patients with ventilatory dependency underwent tracheostomy. They appeared to have weathered the initial operative insult and demonstrated sufficient hemodynamic stability to be considered for tracheostomy. Nevertheless, a number of events between operation and tracheostomy interceded.8
The cumulative effect of ventilatory dependency and these additional complications appeared to reduce survival after tracheostomy compared with that predicted without knowledge of these interim events occurring after the index operation. Because the postoperative course before tracheostomy so dramatically influences outcome thereafter, algorithms to guide tracheostomy as a salvage intervention have been difficult to generate. Unfortunately, decision for tracheostomy cannot currently be made on the basis of a potential survival advantage, but rather must be made for other indications, such as airway preservation, improved pulmonary toilet, ease of nursing care, and facilitation of patient mobilization.8
Limitations
This is a single-institution study. However, in contrast to other studies, it provides information about long-term survival of patients experiencing ventilatory dependency and, by means of competing risks analysis, the impact of tracheostomy. For some early postoperative events, it is difficult to say whether they accompanied ventilatory dependency or contributed to it. Use of inotropic and vasoactive agents is confounded by protocols specific to this institution. It is institutional policy to minimize use of these agents, and this may magnify their association with ventilatory dependency. We appreciate that these protocols may vary in other settings.
| Conclusions |
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| Appendix E1 |
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Preoperative
Demography
Sex, age at operation (y), height (cm), weight (kg), body surface area (m2), body mass index (kg · m–2).
Clinical condition
NYHA functional class (I–IV), Canadian angina class (0-4), emergency operation.
Cardiac status
Left ventricular dysfunction (grade), left ventricular ejection fraction (%), electrocardiogram infarction, previous myocardial infarction.
Cardiac comorbidity
Pulmonary hypertension; number of previous cardiovascular operations; number of coronary artery systems diseased (
50% stenosis);
50% and
70% stenoses of left main coronary artery, left anterior descending coronary artery, circumflex coronary artery, right coronary artery; atrial fibrillation/flutter; complete heart block/pacer; ventricular arrhythmia; endocarditis; previous cardiac operation.
Noncardiac comorbidity
Serum albumin (g · dL–1), blood urea nitrogen (mg · dL–1), creatinine (mg · dL–1), creatinine clearance (mL · min–1), glomerular filtration rate (mL · min–1), bilirubin (mg · dL–1), hematocrit (%), chronic obstructive pulmonary disease, history of heart failure, hypertension, history of smoking, stroke, diabetes (diet controlled, oral hypoglycemic treated, insulin treated), dysrhythmia, peripheral arterial disease, carotid disease, popliteal disease, renal disease.
Intraoperative
Resting hemodynamics at anesthesia induction
Heart rate (beats · min–1), mean arterial pressure (mm Hg), pulmonary artery diastolic pressure (mm Hg), pulmonary artery systolic pressure (mm Hg), cardiac output (L · min–1), cardiac index (L · min–1
· m–2).
Procedure
Coronary artery bypass grafting, aortic valve replacement, mitral valve repair, mitral valve replacement, thoracic aortic surgery, cardiopulmonary bypass time (min), aortic clamp time (min).
Experience
Date of operation (years since January 1, 1998).
On Admission to ICU
Cardiac status
Cardiac output (L · min–1), cardiac index (L · min–1
· m–2), central venous pressure (mm Hg), heart rate (beats · min–1), pulmonary artery diastolic pressure (mm Hg), pulmonary artery systolic pressure (mm Hg), mean systemic arterial pressure (mm Hg).
Respiratory status
Ventilatory rate (breaths · min–1), ventilatory support (mode), positive end-expiratory pressure (cm H2O), tidal volume (L), minute volume (L · min–1), FIO
2, core temperature (°C), pH, PaCO
2, PaO
2, HCO3–, positive end-expiratory pressure (cm H2O), pH.
Medications given in ICU (first 24 hours)
Amiodarone, dobutamine, epinephrine, lidocaine, milrinone, norepinephrine, phenylephrine, vasopressin.
Interim events between operation and ventilatory dependency
Reoperation for bleeding, stroke, myocardial infarction, septicemia/bacteremia, sepsis, renal failure.
| Appendix E2 |
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Because death removes patients from risk for tracheostomy, true prevalence of tracheostomy is not the same as probability of receiving a tracheostomy. Thus, the 2 driving forces, hazard functions for death and tracheostomy, were allowed to act simultaneously from onset of ventilatory dependency to determine the proportions of patients receiving tracheostomy and dead as a function of time (Figure E4, A). The proportion of patients receiving tracheostomy was approximately 20%, about balanced early after onset of pulmonary failure by death before tracheostomy; however, thereafter there were continuing deaths, such that by 2 years, more than a third of patients were dead (Figure E4, B).
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| Acknowledgments |
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| References |
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