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J Thorac Cardiovasc Surg 2008;135:83-90
© 2008 The American Association for Thoracic Surgery
Surgery for Congenital Heart Disease |
a Heart Center, the Hospital for Sick Children, Toronto, Ontario, Canada
b Data Center, Congenital Heart Surgeons Society, Toronto, Ontario, Canada.
Received for publication April 27, 2007; revisions received June 8, 2007; accepted for publication July 9, 2007. * Address for reprints: Jia Li, MD, PhD, Division of Cardiology, Hospital for Sick Children, 555 University Ave, Toronto, Ontario, Canada M5G 1X8. (Email: jia.li{at}sickkids.ca).
| Abstract |
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Methods: Sixteen neonates undergoing the Norwood procedure were studied. Continuous cerebral oxygen saturation was measured by near-infrared spectroscopy. Continuous oxygen consumption was measured by respiratory mass spectrometry. Pulmonary and systemic blood flow, systemic vascular resistance, oxygen delivery, and oxygen extraction ratio were derived with measurements of arterial, and superior vena cava and pulmonary venous gases and pressures at 2- to 4-hour intervals during the first 72 hours in the intensive care unit.
Results: Mean cerebral oxygen saturation was 66% ± 12% before the operation, reduced to 51% ± 13% on arrival in the intensive care unit, and remained low during the first 8 hours; it increased to 56% ± 9% at 72 hours, still significantly lower than the preoperative level (P < .05). Postoperatively, cerebral oxygen saturation was closely and positively correlated with systemic arterial pressure, arterial oxygen saturation, and arterial oxygen tension and negatively with oxygen extraction ratio (P < .0001 for all). Cerebral oxygen saturation was moderately and positively correlated with systemic blood flow and oxygen delivery (P < .0001 for both). It was weakly and positively correlated with pulmonary blood flow (P = .001) and hemoglobin (P = .02) and negatively correlated with systemic vascular resistance (P = .003). It was not correlated with oxygen consumption (P > .05).
Conclusions: Cerebral oxygen saturation decreased significantly in neonates during the early postoperative period after the Norwood procedure and was significantly influenced by systemic hemodynamic and metabolic events. As such, hemodynamic interventions to modify systemic oxygen transport may provide further opportunities to reduce the risk of cerebral ischemia and improve neurodevelopmental outcomes.
| Introduction |
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Neonates with hypoplastic left heart syndrome undergoing the Norwood procedure, which involves reconstruction of the aortic arch to maintain unobstructed systemic blood flow (Qs) and limiting pulmonary blood flow (Qp) with a modified Blalock–Taussig shunt, may be particularly prone to neurologic insult, with hypoxic–ischemic lesions seen preoperatively in nearly half of these neonates.12,17
Intraoperatively, the already vulnerable neonatal brain will be exposed to the effects of prolonged cardiopulmonary bypass (CPB), circulatory arrest, and variable hemodynamic and metabolic events. The effects of regional brain perfusion strategies remain to be demonstrated, but it is likely that intraoperative neuroprotection is less than complete.18
In addition to these preoperative and intraoperative risk factors, our group has shown that the early postoperative period after the Norwood operation is characterized by hemodynamic instability with marginal systemic oxygen delivery (DO
2), with the injured neonatal single right ventricle supplying the parallel circulations and arterial oxygen desaturation.19,20
At the same time, systemic oxygen consumption (VO
2) increases,19,20
thus further impairing systemic oxygen transport and placing the cerebral circulation at risk. It has been recently reported that low systemic venous oxygen saturation is associated with childhood neurodevelopmental abnormality.21
Clearly, a systematic assessment of the effects of systemic hemodynamics and oxygen transport on cerebral oxygenation during the early postoperative period is needed to understand the mechanisms of neurologic ischemic injury and to improve postoperative management and long-term neurologic outcomes.
Near-infrared spectroscopy (NIRS) provides a noninvasive, continuous method to monitor regional tissue oxyhemoglobin saturation.22,23
It has been extensively used during CPB to determine the risk factors for poor cerebral perfusion.16,18,24
In the present study, we hypothesized that cerebral oxygen transport might be influenced by systemic hemodynamics and oxygen transport during the early postoperative period after the Norwood procedure. We used NIRS to continuously measure cerebral oxygen saturation (ScO
2) and respiratory mass spectrometry to continuously measure VO
2 and to derive measurements of Qp and Qs, DO
2, and oxygen extraction ratio (ERO
2). We examined the effects of each of the systemic hemodynamic indices and oxygen transport variables on ScO
2 during the first 72 hours after the Norwood procedure.
| Patients and Methods |
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Critical Care
Infants received time-cycled pressure control/pressure support ventilation. Sedation and analgesia were given as a continuous intravenous infusion of morphine (20–40 µg · h–1 · kg–1), intermittent injections of lorazepam (0.1 mg/kg), and pancuronium (0.1 mg/kg). Pancuronium was discontinued when the patient achieved satisfactory hemodynamic stability.
The central esophageal temperature was monitored continuously and maintained at 36°C–37°C. Vasoactive agents (milrinone, dopamine, phenoxybenzamine, and vasopressin) and ventilatory settings were adjusted according to our standard protocol to achieve arterial carbon dioxide tension around 45 to 50 mm Hg and pH 7.3 to 7.4, mean arterial blood pressure 40 to 45 mm Hg with systolic pressure in the range of 55 to 65 mm Hg, arterial oxygen saturation 70% to 80%, and superior vena caval saturation of 44% to 55%.25
Intravenous volume infusions (5% albumin or blood) were given to maintain filling pressures of 7 to 10 mm Hg. Transfusions were given for a hemoglobin of less than 14 mg/dL, and hemoglobin was generally maintained between 14 and 16 mg/dL (Figure 1).
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VO 2
VO
2 was measured continuously with an AMIS2000 respiratory mass spectrometer (Innovision A/S, Odense, Denmark). This is a sensitive and accurate method that allows simultaneous measurements of multiple gas fractions. The detailed methodology used in this protocol has been published previously by our group.20
Calculations of hemodynamic and oxygen transport variables
Blood samples were taken from the arterial line, superior vena cava, and pulmonary vein lines for the measurements of blood gases and saturations. Qp and Qs were then calculated by the direct Fick method:
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Systemic vascular resistance (SVR) was calculated by the following equation:
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DO
2 and ERO
2 were calculated by standard equations:
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Study Protocol
ScO
2 was continuously monitored after anesthesia introduction, during the operation, and 72 hours after the operation. Intraoperative clinical data (including esophageal temperature, systemic arterial blood pressure, and blood gases) were collected before the operation as baseline, before selective cerebral perfusion (CPB cooling), during selective cerebral perfusion, before separation from CPB (CPB rewarming), and at the end of the operation. Postoperative study recordings were prospectively performed during the first 72 hours after arrival in the ICU. Values of hemodynamic and oxygen transport variables and central body temperature were collected at 2-hour intervals during the first 24 hours and at 4-hour intervals in hours 25 through 72. Sampling was avoided if a change in sedation, paralysis, ventilatory, or hemodynamic treatment was made within 15 minutes. The treating physicians were blinded to NIRS values during the postoperative period.
Data Analysis
Data are expressed as mean ± standard deviation. Mixed linear regression analysis for repeated measures was used to determine the nature of any time trend of the measures over the 72-hour study period. For some measures, various transformations of time (logarithmic and polynomial) were tested regarding the best fit for the time course. Correlations between the variables were sought also using mixed linear regression analysis for repeated measures. The extent of correlation was indicated by the intercept, parameter estimate, and P value. Further comparisons of the extents of correlations between the 2 periods in the first 24 hours and the following 48 hours were made and indicated by the parameter estimates of the interactions of time period and the variables and P values. All data analyses were performed with SAS statistical software version 9.2 (SAS Institute, Inc, Cary, NC).
| Results |
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Intraoperative Changes of ScO 2
ScO
2 values differed markedly between the different periods of perfusion and surgical repair. Preoperative baseline ScO
2 was 66% ± 12%. ScO
2 increased to 88% ± 6% at the end of cooling and was 90% ± 7% during selective cerebral perfusion. It decreased to 64% ± 9% during rewarming, and further to 54% ± 6% after separation from CPB, significantly lower than the preoperative baseline level (P = .02).
Postoperative Changes of ScO 2 and Systemic Hemodynamic and Oxygen Transport Variables
Table E2
and Figure 1 show the results of ScO
2 and its temporal relationship with systemic hemodynamic, and oxygen transport variables during the 72 hours after arrival in the ICU. All the variables showed substantial intraindividual and interindividual variations over the study period, with marked differences in the time course and extent of change.
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Systemic hemodynamics and oxygen transport
Systolic and mean arterial pressures were significantly related to time after a logarithmic transformation, being initially low in the first 24 hours, followed by a rapid increase between 24 and 48 hours, and remained at that level thereafter (P < .0001 for both). Diastolic arterial pressure significantly and linearly increased over the study period (P = .004). SVR was significantly related to time in a complex polynomial function, being initially high in the first 8 hours, followed by a rapid decrease in the first 24 hours (P < .0001), and a subsequent small but significant increase (P = .0001). Hemoglobin showed a small linear decrease over time (P < .0001). SaO
2 and arterial oxygen tension (PaO
2) were significantly related to time after logarithmic transformation, with a rapid increase in the first 24 hours and thereafter a slow increase (P < .0001). Qp showed a linear significant increase over time (P < .0001). Qs and DO
2 were significantly related to time in a complex polynomial function, with an initial rapid increase in the first 24 hours followed by a slow increase (P < .0001 for both), and a subsequent small but significant decrease at around 28 hours (P = .0001 for Qs and P < .0001 for DO
2). VO
2 and ERO
2 were significantly related to time after logarithmic transformation, showed a rapid decrease in the first 8 hours, and a subsequent slow decrease (P = .0005 for VO
2, and P < .0001 for ERO
2).
Correlations of ScO 2 With Systemic Hemodynamics and Oxygen Transport
The statistical analysis results of the correlations between ScO
2 and systemic hemodynamics and oxygen transport during the whole study period are seen in Table E3
and Figure 2.
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Additionally, PaO 2 and SaO 2 were weakly correlated with Qp (parameter estimate 0.05; P < .0001 for both), Qp/Qs (parameter estimate 0.03 and 0.04, respectively; P < .0001 for both), and DO 2 (parameter estimate 3.7, P = .002 for PaO 2; parameter estimate –0.16; P > .05 for SaO 2). The extents of correlations of ScO 2 with hemodynamics and oxygen transport variables were not significantly different between the period of the first 24 hours and that of the later period (P > .05 for all).
| Discussion |
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NIRS was used to estimate cerebral oxygenation in our study. The dual-path length device we used measures the percentage of oxyhemoglobin to total hemoglobin in the mixture of arteries, capillaries, and veins in a slice of tissue approximately 1.5 to 2.5-cm deep.22
Because the predominant venous portion may account for approximately 70% to 80% in NIRS signals,29
the changes in ScO
2 can estimate the cerebral flow–metabolism relationships. In heavily sedated subjects, as in these neonates, in whom aerobic metabolism of the brain is relatively low and stable, ScO
2 may act as surrogate for cerebral blood flow and DO
2.
Evidence from adult humans26
and neonatal piglets28
indicates that aerobic metabolism may be impaired when ScO
2 decreases below 44% to 47%. In a recent study of neonates after the Norwood procedure, prolonged exposure to low postoperative ScO
2 (<45% for >180 minutes) was associated with the development of ischemic lesions on magnetic resonance imaging.27
In our neonates, the preoperative baseline ScO
2 was 66% ± 12%, similar to the range reported by Hoffman and associates.18
The intraoperative changes also showed a similar pattern.18
ScO
2 increased during cooling, was well maintained during selective cerebral perfusion, and decreased after rewarming and separation from bypass to be lower than preoperative baseline values, at an average of 54% ± 6%. There was a further decrease in ScO
2 in the first 8 hours after arrival in the ICU. Despite the subsequent increase, at 72 hours ScO
2 was still significantly lower than preoperative baseline levels.
This study shows that the vulnerable brain is dependent on unstable hemodynamics and oxygen transport seen in the early postoperative period after the Norwood procedure. DO
2 is characteristically low and highly variable. Qs and DO
2 are most depressed during the first 12 to 24 hours; at the same time, VO
2 is high, further compounding the imbalance of oxygen transport.19,20
Thus the first 12 to 24 hours represents a critical period for not only cardiovascular but also neurologic morbidity. Low ScO
2 was associated with depressed hemodynamics and impaired balance of oxygen transport, as seen in the low arterial blood pressure, SaO
2, PaO
2, Qp, Qs, and DO
2 and a high VO
2 and ERO
2. Thereafter, ScO
2 improved with the gradual recovery in hemodynamics and oxygen transport.
ScO
2 showed wide interindividual and intraindividual variations throughout the study period (27%–79%). The frequency of a critically low level (<48%) was substantial, representing about 28% of all the measurements. Correlation analysis revealed that the changes in ScO
2 were influenced by the different elements of systemic hemodynamics and oxygen transport measurements to different degrees. The close and positive correlation between ScO
2 and SaO
2 may be expected because of the intrinsic arterial contribution to the NIRS signals. An arterial contribution of 16% ± 21% to the NIRS signals has been reported by Watzman and associates29
in a group of children with congenital heart disease of varied arterial oxygen saturations. The explanation for the close positive correlation with PaO
2 may be less clear-cut. Arterial hypoxemia is known to increase cerebral blood flow when PaO
2 is reduced to less than 30 to 50 mm Hg in models of acute hypoxemia.30
This regulation may be impaired in subjects exposed to chronic hypoxemia31
and further compounded by anesthesia and hypothermic CPB. This may be the case in our patient population. Although speculative, with the loss of such compensation mechanism, a decrease in PaO
2 may lead to a direct decrease in cerebral DO
2. Arterial oxygenation has little impact on Qp and Qp/Qs and little contribution to systemic DO
2.20
It does, however, appear to have significant impact on cerebral DO
2. Therefore, limiting arterial oxygenation as a means of favorably balancing the parallel circulations may be suboptimal, but may have an unnecessary detrimental impact on the brain. Indeed, the judicious use of inspired oxygen may be beneficial to cerebral oxygenation and metabolism without compromising systemic circulation. ScO
2 was positively correlated with hemoglobin in these neonates. A positive correlation has been found between ScO
2 and hemoglobin during mild-to-moderate hemodilution32,33
and is further supported in our data in subjects with relatively high levels of hemoglobin.
The intercorrelations of ScO
2, systemic arterial pressure, SVR, and Qs are also important to note for these neonates. ScO
2 was significantly and positively correlated with systolic, diastolic, and mean arterial pressures. This may indicate impaired cerebrovascular autoregulation or a pressure-passive cerebral circulation after CPB.34,35
The low diastolic pressure in the presence of a Blalock–Taussig shunt may further render the brain vulnerable to hypoperfusion or hypoxic insult. Loss of cerebrovascular autoregulation and low diastolic arterial pressure have previously been shown to be risk factors for the occurrence of severe periventricular leukomalacia in premature infants34
and in neonates after cardiac surgery.16
Interestingly, the close and positive interrelationships between ScO
2 and arterial pressure and, in turn, between arterial pressure and SVR did not necessarily lead to positive correlation between ScO
2 and SVR. In fact, ScO
2 was negatively and significantly correlated with SVR. This is largely due to the negative correlation between SVR and Qs and DO
2; Qs and DO
2 were significantly and positively correlated with ScO
2.
It is our routine management of these neonates to use phenoxybenzamine and milrinone to sustain a relatively low SVR and to maintain an adequate Qs and DO
2.25,36
The current study shows that this approach may also be beneficial to improve cerebral oxygenation. Furthermore, phenoxybenzamine can cross the blood–brain barrier and may have a direct and important effect on reducing cerebral vascular resistance.37
Phenoxybenzamine may also contribute to maintaining cerebral blood flow during hypotension induced by bleeding38
and enhance cerebrovascular response to carbon dioxide.39
These properties of phenoxybenzamine are appealing in the care of neonates after the Norwood operation, in whom the goal is to optimize both systemic and cerebral oxygen transport. Further studies are necessary to quantify the potential effect of redistribution of blood flow between cerebral and systemic vascular beds caused by this and other medications.
The lack of correlation between ScO
2 and VO
2 is likely due to the deep sedation used to minimize cerebral VO2. Nonetheless, the improvement in ScO
2 was most pronounced when VO
2 was most rapidly decreased. As we have demonstrated, VO
2 is the most important contributor to the improvement in the balance of oxygen transport during the early hours after the Norwood procedure.22
The close and negative correlation between ScO
2 and ERO
2 indicates the important influence of the balance of systemic oxygen transport on cerebral oxygenation during the early postoperative period after the Norwood procedure. Strategies to limit VO
2 may therefore improve overall oxygen balance and may be particularly relevant to neonates after the Norwood procedure, in whom DO
2 is tenuous.
Of note, whereas the low ScO 2 during the first 24 hours was associated with depressed systemic hemodynamics and impaired balance of oxygen transport, the influence of the systemic hemodynamics and oxygen transport variables on ScO 2 was of equal significance between the period of the first 24 hours and the following 48 hours. This may indicate that cerebral oxygen transport is vulnerable to systemic hemodynamic and oxygen transport fluctuations during the early days after the Norwood procedure.
| Limitations |
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NIRS was used to estimate cerebral oxygenation in our study. As mentioned earlier, NIRS measures oxygen saturation in the mixture of arteries, capillaries, and veins in a small part of underlining cerebral tissue and thus may not precisely reflect overall balance of cerebral oxygen transport. The value of the critically low ScO
2 was derived from subjects with biventricular circulation26-28
and may not be generalizable to subjects with single ventricle and parallel circulations. Further assessments of cerebral oxygen and lactate extractions with a jugular bulb venous probe may be more precise to reflect cerebral oxygen transport. This, in combination with electroencephalography and cerebral magnetic resonance imaging, will provide further information about the influence of postoperative hemodynamics and oxygen transport on cerebral oxygen transport, ischemic injuries, and functional outcomes in this high-risk group of neonates.
| Conclusions |
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| Footnotes |
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| References |
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