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J Thorac Cardiovasc Surg 2008;135:762-770
© 2008 The American Association for Thoracic Surgery
Cardiopulmonary Support and Physiology |
a Division of Cardiac Surgery, University of Ottawa, Ottawa, Ontario, Canada
b Department of Epidemiology, University of Ottawa, Ottawa, Ontario, Canada
c Division of Cardiology, University of Ottawa, Ottawa, Ontario, Canada
d Division of Cardiology, University of Toronto, Toronto, Ontario, Canada
e Department of Surgery, Harvard Medical School, Boston, Massachusetts
Received for publication May 4, 2007; revisions received September 16, 2007; accepted for publication September 25, 2007. * Address for reprints: Marc Ruel, MD, MPH, University of Ottawa Heart Institute, 40 Ruskin Street, Suite 3403, Ottawa, Ontario, Canada K1Y 4W7. (Email: mruel{at}ottawaheart.ca).
| Abstract |
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Methods: Patients with surgical triple-vessel coronary disease and a severely diffusely diseased left anterior descending artery were randomized in 2 x 2 factorial fashion to receive ten 200-µg injections of vascular endothelial growth factor-165 plasmid DNA or placebo in the anterior myocardium along the proximal and mid-left anterior descending arteries, plus oral L-arginine supplementation at a dose of 6 g per day or placebo for 3 months. The distal left anterior descending artery and other coronary arteries were grafted. End points included 3-month changes in myocardial perfusion and contractility of the anterior myocardium, using 13N-ammonia positron emission tomography and echocardiography. Baseline scans were obtained 3 to 7 days postoperatively to delineate treatment effects from the effects of coronary artery bypass grafting.
Results: Patient (N = 19) characteristics were equivalent between groups. There was no perioperative or late mortality. Patients who received the combination of vascular endothelial growth factor and L-arginine had improved anterior wall perfusion on positron emission tomography (P = .02), a trend toward smaller perfusion defects (P = .10), and better anterior wall contractility (P = .02, Kruskal–Wallis) at 3 months versus baseline. This was corroborated by a trend toward better disease perception at 3 months versus baseline on the Seattle Angina Questionnaire (score improvement of 47 ± 35, combination treatment group; P = .1, Kruskal–Wallis).
Conclusion: To our knowledge, this is the first study to examine concomitant substrate modification in patients undergoing new biosurgical therapies by using vascular endothelial growth factor angiogenesis. The results suggest safety and efficacy. Concomitant endothelial modulation with L-arginine not only has the potential to make angiogenesis effective but also may have implications for cell therapy trials.
| Introduction |
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Patients with coronary artery disease (CAD) have markedly abnormal coronary endothelial function and decreased nitric oxide (NO) bioavailability, particularly when the CAD is severe and diffuse.1-4
We and others have shown that angiogenesis depends on local NO levels,5-7
which may explain the discrepancy between successful animal studies and disappointing clinical trials of therapeutic angiogenesis.8
Furthermore, because paracrine angiogenesis is a proposed mechanism for the effects of myocardial cell therapy,9,10
it is possible that endothelial dysfunction and decreased NO bioavailability may explain why cell therapy trials have so far also led to disappointing results.
In animals, dietary supplementation of L-arginine, the substrate for NO production, has been shown to reverse the inhibition of angiogenesis that results from endothelial dysfunction.11-13
Because L-arginine has been shown to improve coronary endothelial dysfunction in humans,14-17
we tested the hypothesis that its use in patients undergoing angiogenic therapy may make angiogenesis clinically more effective.
The Endothelial Modulation in Angiogenic Therapy (EMAT) trial is a phase I 2 x 2 factorial, double-blind, double placebo-controlled trial designed to evaluate the safety and efficacy of intramyocardial vascular endothelial growth factor (VEGF)-165 angiogenesis combined with oral L-arginine supplementation in patients with severe diffuse CAD undergoing coronary artery bypass grafting (CABG). The primary end point of the trial was target territory myocardial blood flow reserve quantified by positron emission tomography (PET). Secondary end points were target territory contractility on echocardiography, ischemic zone size on PET, and clinical outcomes.
| Materials and Methods |
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Twenty-six eligible patients were referred among 282 patients who underwent isolated primary CABG referred to the principal investigator (M.R.) during the enrollment period. Seven of these 26 eligible patients refused enrollment. One patient was operated by another surgeon (F.R.) with the principal investigator in attendance during the study procedures. Overall, 19 patients provided written informed consent, were enrolled and randomized, and underwent study procedures and follow-up.
Randomization
At operation, diffuse distal CAD of the target territory was confirmed intraoperatively by a non-investigator surgeon before final confirmation of eligibility. If eligible, each patient was double-randomized to 1 of 4 groups: 1) placebo intramyocardial injections intraoperatively + placebo oral supplementation postoperatively; 2) VEGF intramyocardial injections intraoperatively + placebo oral supplementation postoperatively; 3) placebo intramyocardial injections intraoperatively + L-arginine oral supplementation postoperatively; or 4) VEGF intramyocardial injections intraoperatively + L-arginine oral supplementation postoperatively. The randomization was double-stratified by gender and according to the presence of LV dysfunction (LVEF < 40%). Patients, their families, non-investigator clinicians, and all members of the research team with the exception of the research pharmacist were blinded to the treatment group assignment.
Surgical Technique and Postoperative Procedures
All operations were performed through a median sternotomy with the use of cardiopulmonary bypass, aortic crossclamping, and antegrade cold blood cardioplegia delivered at 20-minute intervals during cardiac anoxia. Patients had the left internal thoracic artery (LITA) grafted onto the LAD at a target site selected as being the most proximal section of the LAD that was free of stenosis more than 50% distally. This site was determined by 2 surgeons (different from the surgeon involved in patient screening/identification) from the combination of angiography and epicardial examination of the vessel, and consisted of the distal LAD in all patients. At least 1 additional arterial conduit (consisting of the right internal thoracic artery or left radial artery) was used to graft the target vessel from the circumflex or right coronary distribution that subjectively subtended the largest myocardial territory on coronary angiography. Greater saphenous vein segments were used to complete the revascularization, including the diagonal system if well developed and suitable for bypass.
Before release of the aortic crossclamp after completion of the last distal anastomosis, 10 injections containing either good manufacturing practice-grade, Health Canada-approved VEGF-165 plasmid DNA (pVAX-1 VEGF165; manufactured at St Michael's Hospital) at a dose of 200 µg per injection for a total of 2 mg (total injected volume 1.8 mL), or physiologic saline (using an equal volume and number of injections) were performed 1 cm apart, in the underlying anterior septum and myocardium along the proximal and mid-LAD arteries (± the initial distal LAD territory if proximal to the anastomosis) cephalad to the LITA–distal LAD anastomotic site. No injections were performed distal to the LITA–distal LAD anastomosis, because the anastomosis was performed at a site where the downstream LAD was free of angiographically significant (>50%) stenosis. The remainder of the operation was performed as per routine. The study's first patient, who had been randomized to placebo injections and had diffuse disease of the posterior descending artery in addition to diffuse LAD disease, had a LITA–distal LAD anastomosis and received inferior wall (placebo) injections along the diseased posterior descending artery. After this initial patient, the protocol was amended to restrict it to injections along the diffusely diseased proximal and mid-LAD arteries only.
Once in the cardiac surgical recovery unit, all patients were given the contents of 1 orange-flavored sachet containing either 6 g of L-arginine (Unither Pharmaceuticals, Silver Spring, Md) or placebo reconstituted in 125 mL of water, administered via nasogastric tube 4 hours after operation. On subsequent days throughout the 3-month study period, sachets were reconstituted in 250 mL of water and taken daily by mouth.
Three to 5 days after CABG (7 days in 1 patient), patients underwent nuclear rest/stress 13N-ammonia PET to determine baseline myocardial perfusion and ischemic zone size, as well as transthoracic echocardiography to assess baseline anterior and global LV function. Baseline imaging was performed during the early postoperative period rather than preoperatively to better separate the treatment effects from the effects of CABG.18
Follow-up PET and transthoracic echocardiography were repeated 3 months later at the completion of the study. PET and echocardiography data were interpreted by an experienced nuclear cardiologist and echocardiographer, respectively, who were both blinded to treatment and other clinical and imaging data. Other aspects of postoperative care were carried out as per routine.
Myocardial Perfusion
The primary end point of the study was differences in anterior myocardial territory blood flow reserve quantified by PET. To this end, patients underwent rest and dipyridamole stress 13N-ammonia dynamic PET imaging at baseline and at 3 months' follow-up. Scans were acquired on the ECAT ART (Siemens/CTI, Knoxville, Tenn) PET scanner (12 x 10 seconds, 2 x 30 seconds, 1 x 60 seconds, 1 x 120 seconds, 1 x 240 seconds, 2 x 300 seconds, total = 20 minutes). Dynamic images were reconstructed using filtered back-projection with a 12-mm Hann window and automatically reoriented into short-axis sections.19
Maximum activity profiles were obtained from the uptake image, with a combination of planar and conical sampling, and used to define the 3-dimensional shape of the LV myocardium.20
The resulting 496 mid-myocardial coordinates were used to resample the short-axis images into dynamic polar maps, producing regional time-activity curves for the myocardium. The arterial blood time-activity curve was obtained from the average of 12 short-axis image regions (1.4 cm2 each), automatically placed in the center of the cavity and base regions of the LV, and in the center of the left atrium. A first-pass model was used to calculate the net retention rate, with software corrections for wall thickness and motion.
Flow reserve was defined as the ratio of stress retention over rest retention. Polar maps were used to calculate segmental LV values, which were analyzed by using automated computer software to provide independent, unbiased data. The anterior wall (4 subsegments) was the target myocardial territory examined for evidence of new angiogenesis through increased flow reserve. The mid-inferior wall (2 subsegments), remote from intramyocardial injections, was used as a reference/control myocardial territory. The patient who received inferior wall injections was excluded from all regional myocardial perfusion analyses.
Left Ventricular Contractility
Dedicated study transthoracic echocardiograms were performed at postoperative baseline and 3 months' follow-up with the patient placed in a left lateral decubitus position. Parasternal long- and short-axis, and apical 2- and 4-chamber views were digitally acquired and recorded for subsequent analysis. The left ventricle was divided into 16 segments,21
and a regional wall motion score was used (normal = 1, hypokinetic = 2, akinetic = 3, dyskinetic = 4). The anterior wall scores at postoperative baseline were subtracted from the corresponding scores at 3 months' follow-up to isolate the interval changes in anterior wall contractility. The patient who received inferior wall injections was included in the contractility analyses because he presented severe diffuse LAD disease, had a LITA–distal LAD anastomosis, and received placebo.
Clinical Outcomes
The secondary end points of the trial included major adverse cardiac events, freedom from angina, angina class, and Seattle Angina Questionnaire scores at 3 months versus preoperatively. All patients were contacted by the investigators at 1, 2, 3, and 6 months; 1 year; and yearly thereafter for a period of 15 years as per Health Canada requirements. Clinical follow-up for more than 9 months is available for all patients, and the mean follow-up was 16.7 ± 6.8 months.
Power Calculations and Statistical Analyses
This phase I trial was designed to detect a myocardial blood flow difference of 0.25 mL/min/g between study groups on PET, at an
-error level of 0.0125 and with a power of 0.80, with respect to the combination of VEGF and L-arginine versus control groups (ie, no active agent or either single agent). The 0.25 mL/min/g difference was chosen as within the reported myocardial flow and flow reserve responses to clinically beneficial treatments, which have been reported as ranging from 12% to 54%, assuming a normal resting flow of 1.0 mL/min/g.22
On this basis, the planned sample size was 9 subjects per group x 4 groups = 36 subjects.
Discrete data are presented as numbers and percentages, and continuous data are presented as mean ± standard deviation or median. Because of their normal distribution, determined by the Shapiro–Wilk W test, PET flow reserve and defect size data were compared by using analysis of variance (at baseline, follow-up, and their difference). All other data, including clinical and echocardiography data, were compared by using a Kruskal–Wallis test. All reported probability values were 2-tailed. Intercooled Stata version 9.2 (Stata, College Station, Tex) was used for the statistical analyses.
Early Study Termination
On May 16, 2006, Health Canada released a public advisory stating that "a recent study published in the Journal of the American Medical Association in January of 2006 suggests that L-arginine may not help improve heart and circulatory function following a first heart attack and may be associated with an increased risk of death when used after a heart attack.23
All L-arginine products must carry a warning on their label that reflects the recent scientific information. Health Canada has issued a stop-sale and recall on L-arginine-containing products that do not have the appropriate labeling. (...) For patients with heart disease who have not had a previous heart attack, taking L-arginine is unlikely to present a risk and may provide benefits since L-arginine may help the body repair damage to blood vessels in the heart."
As of May 16, 2006, 19 patients had been enrolled in the EMAT trial. All patients had successfully undergone operation, and the last 3 patients were still taking postoperative daily oral L-arginine or placebo supplementation. We confirmed with Health Canada that the advisory did not apply to patients in the EMAT trial, and a letter was sent to the 3 patients who were still taking oral supplementation, explaining the advisory and stressing that they were free to stop taking the L-arginine or placebo. All 3 patients chose to continue taking the daily supplementation until the completion of the study. The trial's Data Safety and Monitoring Board reviewed all available data and reported no related major adverse event. We decided to stop enrollment for ethical reasons, with the study's last patient consequently having undergone operation on May 8, 2006, before the advisory.
| Results |
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There was no early or late postoperative mortality. The times to extubation (mean 11.7 ± 7.0 hours; median 8 hours), discharge from the intensive care unit (1.6 ± 1.1 days; median 1 day), and discharge from hospital (10.4 ± 8.7 days; median 8 days) were not different between groups. There was no reopening for bleeding, perioperative myocardial infarction (by myocardial enzyme, electrocardiography, or echocardiographic criteria), reintubation, or readmission to hospital.
Postoperatively, all patients were maintained on aspirin, an angiotensin-converting enzyme inhibitor or angiotensin receptor blocker, a cholesterol-lowering agent, and a beta-blocker. Three patients resumed their preoperative oral nitrate medication (one in each of the VEGF + placebo oral supplementation, placebo injections + L-arginine, and VEGF + L-arginine groups). All patients who received a radial artery graft were prescribed oral amlodipine 2.5 mg daily for a period of 6 months.
Clinical Follow-up
At last follow-up, all patients were alive, showed Canadian Cardiovascular Society angina class 1 or 2, and had no myocardial infarction. There was no difference between groups with respect to these outcomes. The second patient enrolled in the trial underwent coronary and graft angiography 3 months postoperatively for asymptomatic perfusion abnormalities on PET. At angiography, grafts were found to be widely patent, and the proximal and mid-LAD arteries, which had been noted to be diffusely obliterated at operation, appeared angiographically reconstituted. The patient, who after completion of the study was identified as having received VEGF + L-arginine, has been free of angina since the operation and works full time. For all other patients in the EMAT trial, we based the decision to perform repeat coronary angiography on the presence of clinical symptoms, and no other patient underwent repeat angiography at the last follow-up.
There was no difference in angina severity on the Seattle Angina Questionnaire between groups. An improvement of 47 ± 35 in disease perception scores at 3 months versus preoperatively was observed in patients who received the combination of VEGF + L-arginine, versus 17 ± 29 during the corresponding period in patients from other groups (P = .1, Kruskal-Wallis).
Myocardial Perfusion
Figure 1 (top) displays the myocardial flow reserve in a control myocardial territory (the mid-inferior wall) and in the target myocardial territory (the anterior wall) on 13N-ammonia PET at baseline and follow-up, according to treatment group. The patient who had placebo injections to the inferior myocardium was excluded from these analyses. There was no difference in flow reserve in the mid-inferior myocardial territory at any time point between groups; however, there was increased flow reserve at 3 months' follow-up in the anterior wall in the group who received VEGF + L-arginine (middle). This was observed both as a higher flow reserve at follow-up and as a trend toward a significantly greater difference in flow reserve at follow-up from baseline. The increase in anterior wall flow reserve from baseline to follow-up was also seen in the VEGF + L-arginine combination group when compared with patients who received either or both placebos (P
.02; bottom).
Figure 2 depicts anterior wall stress perfusion abnormalities at follow-up in a patient who had received VEGF + placebo versus a patient who had received VEGF + L-arginine.
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| Discussion |
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Another finding of the EMAT trial is that VEGF and L-arginine were not associated with major adverse events. Although this is only suggestive of safety because the number of patients was small, this is nevertheless important considering the recent concern surrounding L-arginine use in patients immediately after myocardial infarction;23
in light of the present findings, it may be advisable to not hastily rule out all future research using L-arginine in humans with CAD because of that single trial. In fact, L-arginine has been shown to be clinically safe, to have beneficial effects as a NO donor, and to play a role in patients not immediately post-myocardial infarction when administered in a carefully controlled setting.
In this trial, we selected VEGF as an angiogenic agent because it is well studied, safe, and clinically available, and has a dependency on local NO availability that may exceed that of other angiogenic agents, such as fibroblast growth factor-2.24
VEGF therefore seemed well suited for our study hypotheses. It is noteworthy that the LAD was bypassed in all patients enrolled in this trial, distally as mandated by the diffuse distal involvement, to "protect" them against the possibility of ineffective angiogenesis. This shifted the focus of the trial on regional myocardial perfusion differences within the intervened myocardial territory rather than on differences in clinical outcomes; therefore, the trial was powered on a physiologic rather than a clinical end point. Consequently, clinical and perfusion differences were expectedly small, because all patients received multi-arterial, complete revascularization. To convincingly establish the clinical role of concomitant endothelial modulation therapy in combination with new biosurgical therapies, subsequent trials that evaluate their interaction will need to be adequately powered to show a difference in clinical outcomes.
We do not believe that VEGF + L-arginine combination therapy should be offered to patients with diffuse distal CAD solely on the basis of the results of this trial. However, the present study provides data that are relevant and hypothesis-generating to help explain why angiogenesis and gene therapy have so far largely failed in patients, and why clinical cell therapy may continue to lead to disappointing results until host factors such as coronary endothelial dysfunction, which is virtually always present in patients for whom these new therapies are destined, are concomitantly addressed.
| Limitations |
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Coronary endothelial function was not measured in this trial; however, L-arginine has been shown to positively affect coronary endothelial function and myocardial NO availability in large animals12,13
and humans.1,14
Because increased myocardial rather than peripheral NO availability was the target substrate modification in this trial, we did not perform surrogate studies of flow-mediated dilation of the brachial artery, which in addition are fraught with standardization issues.25
Other limitations of the trial include early termination and resultant randomization imbalances from double-stratification, and the lack of long-term follow-up, which will be conducted annually for the next 15 years. It is also important to note that this phase I trial was too small to fully assess the safety of L-arginine, VEGF, or their interaction, and that the observed absence of short- and mid-term complications can be interpreted as being only suggestive of safety.
| Conclusions |
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| Table E1 |
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VEGF, Vascular endothelial growth factor.
| Acknowledgments |
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| Footnotes |
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Read at the Eighty-seventh Annual Meeting of The American Association for Thoracic Surgery, Washington, DC, May 5-9, 2007.
| References |
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